Location: Los Angeles, CA
CIK: 0000051812 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 3, 2014
Total Value: $249M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORPORATION | 90,360 | $11.29M | 4.5% | $71.50 | +1.4% | COM | 166764100 |
| XOM | EXXON MOBIL CORPORATION | 101,779 | $10.3M | 4.1% | $53.97 | +3.6% | COM | 30231G102 |
| — | GENERAL ELEC CO | 299,238 | $8.388M | 3.4% | $23.22 | — | COM | 369604103 |
| JNJ | JOHNSON & JOHNSON | 91,267 | $8.359M | 3.4% | $59.66 | +10.2% | COM | 478160104 |
| ORCL | ORACLE CORP | 213,186 | $8.157M | 3.3% | $27.58 | +4.4% | COM | 68389X105 |
| INTC | INTEL CORP | 300,846 | $7.809M | 3.1% | $17.17 | +4.4% | COM | 458140100 |
| KO | COCA COLA CO | 183,380 | $7.575M | 3.0% | $27.69 | -2.7% | COM | 191216100 |
| CSCO | CISCO SYS INC | 335,282 | $7.521M | 3.0% | $15.23 | -0.2% | COM | 17275R102 |
| PEP | PEPSICO INC | 86,844 | $7.203M | 2.9% | $56.00 | +3.1% | COM | 713448108 |
| MSFT | MICROSOFT CORP | 187,569 | $7.017M | 2.8% | $26.70 | +12.4% | COM | 594918104 |
| FLR | FLUOR CORP NEW COM | 83,005 | $6.664M | 2.7% | $53.56 | +26.3% | COM | 343412102 |
| POGRX | PRIMECAP ODYSSEY FUNDS GROWTH | 276,131 | $6.519M | 2.6% | $21.14 | — | MUTUAL FUNDS | 74160Q103 |
| QCOM | QUALCOMM INC COM | 74,481 | $5.53M | 2.2% | $45.18 | +11.5% | COM | 747525103 |
| IBM | INTL BUSINESS MACHINES CORP | 28,999 | $5.44M | 2.2% | $114.34 | -7.0% | COM | 459200101 |
| — | DENTSPLY INTL INC NEW | 95,990 | $4.653M | 1.9% | $40.96 | — | COM | 249030107 |
| CAT | CATERPILLAR INC | 50,679 | $4.602M | 1.8% | $61.63 | +1.7% | COM | 149123101 |
| SYK | STRYKER CORP | 56,515 | $4.246M | 1.7% | $56.92 | +10.8% | COM | 863667101 |
| — | APPLE COMPUTER INC | 7,155 | $4.014M | 1.6% | $396.47 | — | COM | 37833100 |
| — | ROYAL DUTCH SHELL PLC SPONS AD | 47,695 | $3.4M | 1.4% | $64.39 | — | FOREIGN COMMON S | 780259206 |
| GD | GENERAL DYNAMICS CORP | 35,000 | $3.345M | 1.3% | $56.44 | +21.7% | COM | 369550108 |
| — | SIGMA ALDRICH CORP | 34,684 | $3.261M | 1.3% | $80.43 | — | COM | 826552101 |
| RIG | TRANSOCEAN LTD REG SHS | 65,485 | $3.236M | 1.3% | $50.25 | -2.6% | FOREIGN COMMON S | H8817H100 |
| — | TIM HORTONS INC COM | 53,216 | $3.107M | 1.2% | $56.12 | — | COM | 88706M103 |
| NSRGY | NESTLE S A SPONSORED ADR | 39,826 | $2.925M | 1.2% | $65.46 | — | FOREIGN COMMON S | 641069406 |
| INTU | INTUIT INC COM | 37,833 | $2.887M | 1.2% | $54.39 | +19.5% | COM | 461202103 |
| — | EXPRESS SCRIPTS HOLDING COMPAN | 38,500 | $2.704M | 1.1% | $61.74 | — | COM | 30219G108 |
| PG | PROCTER & GAMBLE COMPANY | 30,468 | $2.48M | 1.0% | $55.00 | +5.5% | COM | 742718109 |
| EBAY | EBAY INC COM | 42,815 | $2.349M | 0.9% | $19.94 | -1.2% | COM | 278642103 |
| EMR | EMERSON ELEC CO | 32,217 | $2.261M | 0.9% | $40.02 | +20.4% | COM | 291011104 |
| — | BOEING CO | 15,874 | $2.167M | 0.9% | $112.09 | — | COM | 97023105 |
| DIS | DISNEY WALT PRODTNS | 28,217 | $2.156M | 0.9% | $56.11 | +9.9% | COM | 254687106 |
| AJG | GALLAGHER ARTHUR J & CO COM | 43,650 | $2.049M | 0.8% | $33.49 | +9.0% | COM | 363576109 |
| — | GOOGLE INC CL A | 1,811 | $2.03M | 0.8% | $880.22 | — | COM | 38259P508 |
| SLB | SCHLUMBERGER | 21,653 | $1.951M | 0.8% | $52.90 | +23.0% | COM | 806857108 |
| ITW | ILLINOIS TOOL WORKS INC | 22,668 | $1.906M | 0.8% | $49.85 | +19.3% | COM | 452308109 |
| MMM | 3M COMPANY COM | 12,375 | $1.736M | 0.7% | $61.26 | +18.6% | COM | 88579Y101 |
| — | ALTERA CORP | 51,300 | $1.668M | 0.7% | $32.90 | — | COM | 21441100 |
| JPM | J.P. MORGAN CHASE & CO | 24,743 | $1.447M | 0.6% | $37.07 | +6.9% | COM | 46625H100 |
| ABBV | ABBVIE INC COM | 26,635 | $1.407M | 0.6% | $27.42 | +10.8% | COM | 00287Y109 |
| — | AGNICO EAGLE MINES LTD COM | 53,100 | $1.401M | 0.6% | $26.78 | — | FOREIGN COMMON S | 8474108 |
| GPC | GENUINE PARTS CO | 15,721 | $1.308M | 0.5% | $54.12 | +5.7% | COM | 372460105 |
| — | LABORATORY CORP AMER HLDGS COM | 13,460 | $1.23M | 0.5% | $100.11 | — | COM | 50540R409 |
| SO | SOUTHERN CO | 29,643 | $1.219M | 0.5% | $25.28 | -2.9% | COM | 842587107 |
| — | MEDTRONIC INC | 20,825 | $1.195M | 0.5% | $51.46 | — | COM | 585055106 |
| — | KELLOGG CO | 19,201 | $1.173M | 0.5% | $38.95 | -3.0% | COM | 487836108 |
| NVS | NOVARTIS AG - ADR | 14,535 | $1.169M | 0.5% | $70.69 | — | FOREIGN COMMON S | 66987V109 |
| — | BERKSHIRE HATHAWAY INC DEL CL | 9,605 | $1.139M | 0.5% | $111.96 | — | COM | 84670702 |
| — | ABBOTT LABS | 28,635 | $1.098M | 0.4% | $35.62 | — | COM | 2824100 |
| BMY | BRISTOL MYERS SQUIBB CO | 18,882 | $1.004M | 0.4% | $28.67 | +19.2% | COM | 110122108 |
| — | LUMINEX CORP DEL COM | 51,185 | $993K | 0.4% | $19.80 | — | COM | 55027E102 |
| — | HMS HLDGS CORP COM | 43,170 | $980K | 0.4% | $23.19 | — | COM | 40425J101 |
| TELFY | TELEFONICA DE ESPANA SA ADR | 59,835 | $978K | 0.4% | $12.81 | — | FOREIGN COMMON S | 879382208 |
| — | ROYAL DUTCH SHELL PLC SPON ADR | 12,979 | $975K | 0.4% | $66.34 | — | FOREIGN COMMON S | 780259107 |
| — | RIVERBED TECHNOLOGY INC COM | 52,100 | $942K | 0.4% | $15.57 | — | COM | 768573107 |
| — | EZCHIP SEMICONDUCTOR LIMITED O | 38,175 | $940K | 0.4% | $26.51 | — | FOREIGN COMMON S | M4146Y108 |
| — | UNILEVER, INC | 22,920 | $922K | 0.4% | $39.32 | — | FOREIGN COMMON S | 904784709 |
| NVDA | NVIDIA CORP COM | 55,925 | $896K | 0.4% | $0.32 | +13.3% | COM | 67066G104 |
| — | MONSANTO CO NEW COM | 7,680 | $895K | 0.4% | $98.83 | — | COM | 61166W101 |
| — | NUANCE COMMUNICATIONS INC COM | 58,735 | $892K | 0.4% | $18.19 | — | COM | 67020Y100 |
| — | APPLIED MATLS INC COM | 50,375 | $891K | 0.4% | $14.92 | — | COM | 38222105 |
| — | AEGION CORP COM | 40,165 | $880K | 0.4% | $22.38 | — | COM | 00770F104 |
| — | BROADSOFT INC COM | 32,050 | $875K | 0.4% | $28.40 | — | COM | 11133B409 |
| — | ALLERGAN INC | 7,380 | $820K | 0.3% | $95.39 | — | COM | 18490102 |
| DVN | DEVON ENERGY CORP NEW COM | 12,900 | $799K | 0.3% | $37.00 | +10.9% | COM | 25179M103 |
| — | E M C CORP MASS | 30,600 | $769K | 0.3% | $24.26 | — | COM | 268648102 |
| EXC | EXELON CORP COM | 27,075 | $741K | 0.3% | $14.32 | -9.0% | COM | 30161N101 |
| MG | MISTRAS GROUP INC COM | 34,960 | $730K | 0.3% | $20.59 | -6.6% | COM | 60649T107 |
| GLDD | GREAT LAKES DREDGE & DOCK COCO | 78,410 | $722K | 0.3% | $7.52 | +11.5% | COM | 390607109 |
| ITRI | ITRON INC COM | 17,335 | $718K | 0.3% | $42.56 | -0.3% | COM | 465741106 |
| KMB | KIMBERLY CLARK CORP | 6,840 | $714K | 0.3% | $63.06 | +5.2% | COM | 494368103 |
| GIS | GENERAL MILLS INC | 14,072 | $703K | 0.3% | $31.98 | +2.8% | COM | 370334104 |
| ETR | ENTERGY CORP NEW COM | 10,950 | $692K | 0.3% | $20.34 | -3.9% | COM | 29364G103 |
| — | NTT DOCOMO INC SPONS ADR | 41,850 | $691K | 0.3% | $15.72 | — | FOREIGN COMMON S | 62942M201 |
| — | CITRIX SYS INC COM | 10,910 | $690K | 0.3% | $62.39 | — | COM | 177376100 |
| — | VODAFONE GROUP PLC NEW SPONS A | 17,249 | $678K | 0.3% | $28.75 | — | FOREIGN COMMON S | 92857W209 |
| ZTS | ZOETIS INC CL A | 20,600 | $673K | 0.3% | $27.84 | +4.1% | COM | 98978V103 |
| DTEGY | DEUTSCHE TELEKOM AG SPONSORED | 39,050 | $669K | 0.3% | $11.65 | — | FOREIGN COMMON S | 251566105 |
| EGHT | 8X8 INC NEW COM | 62,775 | $637K | 0.3% | $10.21 | 0.0% | COM | 282914100 |
| — | WHOLE FOODS MKT INC COM | 10,800 | $625K | 0.3% | $51.48 | — | COM | 966837106 |
| NSC | NORFOLK SOUTHN CORP | 6,695 | $621K | 0.2% | $57.57 | +14.1% | COM | 655844108 |
| — | MCDERMOTT INTERNATIONAL INC. | 67,640 | $620K | 0.2% | $8.05 | — | COM | 580037109 |
| WWD | WOODWARD INC COM | 13,525 | $617K | 0.2% | $36.91 | +4.2% | COM | 980745103 |
| — | ENDOCYTE INC COM | 57,555 | $615K | 0.2% | $11.67 | — | COM | 29269A102 |
| — | BECTON DICKINSON & CO | 5,300 | $586K | 0.2% | $98.87 | — | COM | 75887109 |
| — | GULFMARK OFFSHORE INC CL A NEW | 12,360 | $583K | 0.2% | $45.69 | — | COM | 402629208 |
| TOL | TOLL BROTRS INC COM | 15,750 | $583K | 0.2% | $32.34 | +2.6% | COM | 889478103 |
| — | RITCHIE BROS AUCTIONEERS COM | 25,275 | $580K | 0.2% | $19.38 | — | FOREIGN COMMON S | 767744105 |
| FFIV | F5 NETWORKS INC COM | 6,365 | $578K | 0.2% | $77.97 | +9.3% | COM | 315616102 |
| TWI | TITAN INTL INC ILL COM | 31,915 | $574K | 0.2% | $20.40 | -23.1% | COM | 88830M102 |
| — | SELECT COMFORT CORP COM | 27,155 | $573K | 0.2% | $24.09 | — | COM | 81616X103 |
| EW | EDWARDS LIFESCIENCES CORP COM | 8,700 | $572K | 0.2% | $11.70 | -3.6% | COM | 28176E108 |
| — | PERFORMANT FINL CORP COM | 55,265 | $569K | 0.2% | $10.30 | — | COM | 71377E105 |
| — | FUSION-IO INC COM | 63,845 | $568K | 0.2% | $12.13 | — | COM | 36112J107 |
| — | GENOMIC HEALTH INC COM | 19,340 | $566K | 0.2% | $31.25 | — | COM | 37244C101 |
| — | HALCON RES CORP COM NEW | 146,015 | $564K | 0.2% | $4.94 | — | COM | 40537Q209 |
| — | AVERY DENNISON CORP | 11,083 | $556K | 0.2% | $42.77 | — | COM | 53611109 |
| NSRGF | NESTLE S A SHS NOM NEW | 7,500 | $551K | 0.2% | $51.83 | +3.7% | FOREIGN COMMON S | H57312649 |
| PTC | PTC INC COM | 15,385 | $544K | 0.2% | $24.01 | +28.0% | COM | 69370C100 |
| — | KODIAK OIL & GAS CORP COM | 46,075 | $516K | 0.2% | $9.84 | — | COM | 50015Q100 |
| — | TANGOE INC COM | 28,110 | $506K | 0.2% | $16.93 | — | COM | 87582Y108 |
| — | WILLIS GROUP HOLDINGS PUBLICSH | 10,975 | $492K | 0.2% | $40.76 | — | FOREIGN COMMON S | G96666105 |
| — | MYLAN LABS INC COM | 11,250 | $488K | 0.2% | $31.02 | — | COM | 628530107 |
| CSHIX | CREDIT SUISSE OPPORTUNITY FDHI | 70,107 | $487K | 0.2% | $6.93 | — | MUTUAL FUNDS | 22540S836 |
| MASI | MASIMO CORP COM | 16,635 | $486K | 0.2% | $21.04 | +33.1% | COM | 574795100 |
| TEVA | TEVA PHARMACEUTICAL INDS ADR | 12,100 | $485K | 0.2% | $39.20 | — | FOREIGN COMMON S | 881624209 |
| IPGP | IPG PHOTONICS CORP COM | 6,250 | $485K | 0.2% | $60.00 | +13.3% | COM | 44980X109 |
| ERII | ENERGY RECOVERY INC COM | 87,025 | $483K | 0.2% | $5.62 | 0.0% | COM | 29270J100 |
| DLB | DOLBY LABORATORIES INC COM | 12,450 | $480K | 0.2% | $28.91 | +7.3% | COM | 25659T107 |
| — | L-3 COMMUNICATIONS HLDGS INCCO | 4,465 | $477K | 0.2% | $85.74 | — | COM | 502424104 |
| — | MARIN SOFTWARE INC COM | 46,415 | $476K | 0.2% | $10.26 | — | COM | 56804T106 |
| — | JIVE SOFTWARE INC COM | 42,050 | $473K | 0.2% | $14.85 | — | COM | 47760A108 |
| — | BED BATH & BEYOND INC COM | 5,825 | $468K | 0.2% | $70.95 | — | COM | 75896100 |
| — | UNITED TECHNOLOGIES CORP | 4,024 | $458K | 0.2% | $93.71 | — | COM | 913017109 |
| ZBH | ZIMMER HLDGS INC COM | 4,861 | $453K | 0.2% | $67.30 | +16.3% | COM | 98956P102 |
| STT | STATE STREET CORP | 6,000 | $440K | 0.2% | $44.60 | +13.5% | COM | 857477103 |
| WOR | WORTHINGTON INDS INC | 10,250 | $431K | 0.2% | $24.82 | 0.0% | COM | 981811102 |
| — | XILINX INC COM | 9,250 | $425K | 0.2% | $39.57 | — | COM | 983919101 |
| — | TESCO PLC SPONSORED ADR | 25,400 | $422K | 0.2% | $15.15 | — | FOREIGN COMMON S | 881575302 |
| — | HIGHER ONE HLDGS INC COM | 43,100 | $421K | 0.2% | $10.08 | — | COM | 42983D104 |
| DXJ | WISDOMTREE TRUST JAPN HEDGE EQ | 8,037 | $409K | 0.2% | $46.78 | — | FOREIGN COMMON S | 97717W851 |
| TPH | TRI POINTE HOMES INC COM | 20,075 | $400K | 0.2% | $15.29 | +12.1% | COM | 87265H109 |
| BCE | BCE INC COM NEW | 9,225 | $400K | 0.2% | $20.80 | +4.2% | FOREIGN COMMON S | 05534B760 |
| — | K12 INC COM | 18,250 | $397K | 0.2% | $21.75 | — | COM | 48273U102 |
| CRUS | CIRRUS LOGIC INC | 19,095 | $390K | 0.2% | $19.73 | +9.4% | COM | 172755100 |
| — | DOW CHEMICAL CORP | 8,482 | $377K | 0.2% | $32.14 | — | COM | 260543103 |
| PANW | PALO ALTO NETWORKS INC COM | 6,545 | $376K | 0.2% | $7.89 | +0.5% | COM | 697435105 |
| — | DIEBOLD INC COM | 11,225 | $371K | 0.1% | $32.01 | — | COM | 253651103 |
| DFQTX | DFA INVT DIMENSIONS GROUP INUS | 22,664 | $371K | 0.1% | $16.37 | — | MUTUAL FUNDS | 233203397 |
| — | SERVICESOURCE INTL LLC COM | 42,845 | $359K | 0.1% | $8.38 | — | COM | 81763U100 |
| — | VCA ANTECH INC COM | 11,350 | $356K | 0.1% | $26.11 | — | COM | 918194101 |
| — | BERKSHIRE HATHAWAY INC DEL CL | 2 | $356K | 0.1% | $168500.00 | — | COM | 84670108 |
| UNP | UNION PAC CORP | 2,075 | $348K | 0.1% | $57.06 | +6.1% | COM | 907818108 |
| SIEGY | SIEMENS AG SPONSORED ADR | 2,475 | $342K | 0.1% | $101.24 | — | FOREIGN COMMON S | 826197501 |
| SYY | SYSCO CORPORATION | 9,150 | $330K | 0.1% | $24.38 | 0.0% | COM | 871829107 |
| CL | COLGATE PALMOLIVE CO | 5,000 | $326K | 0.1% | $44.38 | +9.1% | COM | 194162103 |
| — | IMMUNOGEN INC COM | 22,150 | $325K | 0.1% | $16.54 | — | COM | 45253H101 |
| — | VARIAN MED SYS INC COM | 4,150 | $322K | 0.1% | $67.49 | — | COM | 92220P105 |
| CAG | CONAGRA INC | 9,475 | $320K | 0.1% | $17.56 | -5.6% | COM | 205887102 |
| — | DIRECTV | 4,600 | $318K | 0.1% | $61.74 | — | COM | 25490A309 |
| — | OUTERWALL INC COM | 4,635 | $312K | 0.1% | $50.05 | — | COM | 690070107 |
| CPB | CAMPBELL SOUP CO | 7,050 | $305K | 0.1% | $28.53 | 0.0% | COM | 134429109 |
| ORANY | ORANGE S A | 24,300 | $300K | 0.1% | $12.51 | — | FOREIGN COMMON S | 684060106 |
| — | CHUBB CORP | 3,085 | $299K | 0.1% | $84.68 | — | COM | 171232101 |
| — | ATWOOD OCEANICS INC COM | 5,475 | $292K | 0.1% | $52.07 | — | COM | 50095108 |
| — | CONSTANT CONTACT INC COM | 9,275 | $288K | 0.1% | $16.08 | — | COM | 210313102 |
| DE | DEERE & CO. | 3,103 | $283K | 0.1% | $67.46 | 0.0% | COM | 244199105 |
| — | ALLIED NEVADA GOLD CORP COM | 78,525 | $279K | 0.1% | $6.48 | — | COM | 19344100 |
| — | AVAGO TECHNOLOGIES LTD SHS | 5,175 | $274K | 0.1% | $37.41 | — | FOREIGN COMMON S | Y0486S104 |
| CCL | CARNIVAL CORP PAIRED CTF | 6,725 | $270K | 0.1% | $29.26 | 0.0% | COM | 143658300 |
| — | VOLCANO CORPORATION COM | 12,200 | $267K | 0.1% | $18.11 | — | COM | 928645100 |
| CHEF | CHEFS WHSE INC COM | 8,975 | $262K | 0.1% | $18.53 | +34.6% | COM | 163086101 |
| — | HOLLYFRONTIER CORP COM | 5,150 | $256K | 0.1% | $42.14 | — | COM | 436106108 |
| — | IRON MTN INC PA COM | 8,250 | $250K | 0.1% | $30.30 | — | COM | 462846106 |
| — | STAPLES INC | 15,700 | $250K | 0.1% | $15.90 | — | COM | 855030102 |
| — | STEINER LEISURE LTD ORD | 5,060 | $249K | 0.1% | $52.77 | — | COM | P8744Y102 |
| — | ACORN ENERGY INC COM | 60,400 | $246K | 0.1% | $5.90 | — | COM | 4848107 |
| VRA | VERA BRADLEY INC COM | 10,225 | $246K | 0.1% | $21.89 | +4.7% | COM | 92335C106 |
| BAYZF | BAYER AG NAMEN-AKT EUR PAR ORD | 1,750 | $246K | 0.1% | $81.79 | +12.4% | FOREIGN COMMON S | D0712D163 |
| WMT | WAL MART STORES INC | 3,078 | $242K | 0.1% | $19.78 | +2.9% | COM | 931142103 |
| MMSI | MERIT MED SYS INC COM | 14,960 | $235K | 0.1% | $10.72 | +41.6% | COM | 589889104 |
| DUK | DUKE ENERGY CORPORATION COM NE | 3,367 | $232K | 0.1% | $41.84 | +1.2% | COM | 26441C204 |
| META | FACEBOOK INC CL A | 4,200 | $230K | 0.1% | $36.96 | +34.9% | COM | 30303M102 |
| SLF | SUN LIFE FINL SVCS CDA INC COM | 6,500 | $230K | 0.1% | $31.79 | +7.1% | COM | 866796105 |
| — | CEPHEID COM | 4,885 | $228K | 0.1% | $36.77 | — | COM | 15670R107 |
| MRK | MERCK & COMPANY | 4,510 | $226K | 0.1% | $30.02 | +4.2% | COM | 58933Y105 |
| VZ | VERIZON COMMUNICATIONS | 4,418 | $218K | 0.1% | $27.03 | -1.5% | COM | 92343V104 |
| MAKSY | MARKS & SPENCER GROUP PLC SPON | 15,250 | $218K | 0.1% | $13.05 | — | FOREIGN COMMON S | 570912105 |
| — | QUALITY DISTR INC FLA COM | 16,825 | $216K | 0.1% | $9.25 | — | COM | 74756M102 |
| — | ALIGN TECHNOLOGY INC COM | 3,725 | $213K | 0.1% | $37.02 | — | COM | 16255101 |
| — | CLECO CORP NEW COM | 4,400 | $205K | 0.1% | $46.59 | — | COM | 12561W105 |
| O | REALTY INCOME CORP COM | 5,380 | $201K | 0.1% | $25.40 | -14.7% | COM | 756109104 |
| WEN | WENDYS COMPANY | 21,930 | $191K | 0.1% | $5.79 | +48.2% | COM | 95058W100 |
| F | FORD MTR CO DEL COM PAR $0.01 | 10,550 | $163K | 0.1% | $9.00 | 0.0% | COM | 345370860 |
| — | NUVEEN INS CA TX FR ADV MUN CO | 11,895 | $145K | 0.1% | $13.45 | — | MUTUAL FUNDS | 670651108 |
| DFIEX | DFA INVT DIMENSIONS GROUP ININ | 11,130 | $143K | 0.1% | $12.85 | — | MUTUAL FUNDS | 233203371 |
| HGKGF | POWER ASSETS HOLDINGS LTD-WAS | 14,500 | $115K | 0.0% | $4.05 | -11.6% | FOREIGN COMMON S | Y7092Q109 |
| — | NUVEEN QUALITY PFD INCOME FDCO | 10,000 | $81,000 | 0.0% | $8.70 | — | MUTUAL FUNDS | 67072C105 |
| TRT | TRIO TECH INTL COM NEW | 23,000 | $77,000 | 0.0% | $1.06 | +56.6% | COM | 896712205 |
| — | NATIONWIDE MUT FDS NEW HI YLD | 11,313 | $72,000 | 0.0% | $6.36 | — | MUTUAL FUNDS | 63867V119 |
| — | NEUBERGER BERMAN RE ES SEC FCO | 10,000 | $43,000 | 0.0% | $4.80 | — | MUTUAL FUNDS | 64190A103 |
| EVRC | EVERCEL INC COM | 10,000 | $12,000 | 0.0% | $0.16 | +18.6% | COM | 299759100 |
| — | DISCOVERY CORP ENTERPRISES ICO | 20,000 | $3,000 | 0.0% | $0.10 | — | COM | 25466Y109 |
| TSYI | TERRA SYS INC COM | 11,000 | $0 | 0.0% | $0.05 | -35.1% | COM | 88101A100 |