MML INVESTORS SERVICES, LLC Diversified Active

Location: Springfield, MA

CIK: 0000701059 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $86.97M (100.0% shares, 0.0% debt)

Holdings (34)

OEF ISHARES TR 15.8%

Value $13.76M Shares 143,443 Est. Cost $89.92 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 12.2%

Value $10.57M Shares 125,930 Est. Cost $79.17 Unrealized —

IWP ISHARES TR 9.5%

Value $8.258M Shares 84,812 Est. Cost $94.73 Unrealized —

— POWERSHARES QQQ TRUST 7.5%

Value $6.531M Shares 55,012 Est. Cost $107.03 Unrealized —

EFV ISHARES TR 6.9%

Value $6.007M Shares 130,141 Est. Cost $49.11 Unrealized —

BSV VANGUARD BD INDEX FD INC 4.4%

Value $3.785M Shares 46,830 Est. Cost $80.22 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 4.3%

Value $3.738M Shares 99,340 Est. Cost $40.09 Unrealized —

IWO ISHARES TR 3.9%

Value $3.349M Shares 22,489 Est. Cost $145.91 Unrealized —

GLD SPDR GOLD TRUST 3.1%

Value $2.679M Shares 21,321 Est. Cost $116.49 Unrealized —

XLE SELECT SECTOR SPDR TR 3.0%

Value $2.627M Shares 37,199 Est. Cost $64.82 Unrealized —

XLF SELECT SECTOR SPDR TR 2.9%

Value $2.521M Shares 130,603 Est. Cost $23.82 Unrealized —

BND VANGUARD BD INDEX FD INC 2.9%

Value $2.492M Shares 29,621 Est. Cost $82.31 Unrealized —

VPL VANGUARD INTL EQUITY INDEX F 2.7%

Value $2.368M Shares 39,097 Est. Cost $60.57 Unrealized —

EFA ISHARES TR 2.4%

Value $2.081M Shares 35,188 Est. Cost $60.48 Unrealized —

IVV ISHARES TR 2.3%

Value $1.968M Shares 9,045 Est. Cost $206.53 Unrealized —

VTI VANGUARD INDEX FDS 2.2%

Value $1.881M Shares 16,895 Est. Cost $107.02 Unrealized —

BWX SPDR SERIES TRUST 1.6%

Value $1.418M Shares 49,182 Est. Cost $40.35 Unrealized —

USIG ISHARES TR 1.6%

Value $1.418M Shares 12,456 Est. Cost $109.17 Unrealized —

PFF ISHARES TR 1.6%

Value $1.405M Shares 35,573 Est. Cost $39.18 Unrealized —

— ISHARES GOLD TRUST 1.3%

Value $1.153M Shares 90,874 Est. Cost $12.69 Unrealized —

— POWERSHARES ETF TRUST 1.0%

Value $868K Shares 18,292 Est. Cost $48.47 Unrealized —

— POWERSHARES ETF TRUST 0.9%

Value $800K Shares 7,588 Est. Cost $102.04 Unrealized —

— SPDR SERIES TRUST 0.9%

Value $778K Shares 21,191 Est. Cost $37.35 Unrealized —

— ISHARES 0.7%

Value $639K Shares 50,928 Est. Cost $11.51 Unrealized —

DVY ISHARES TR 0.7%

Value $622K Shares 7,261 Est. Cost $75.19 Unrealized —

XLRE SELECT SECTOR SPDR TR 0.7%

Value $584K Shares 17,833 Est. Cost $32.75 Unrealized —

ISCB ISHARES TR 0.7%

Value $570K Shares 3,936 Est. Cost $133.42 Unrealized —

TIP ISHARES TR 0.5%

Value $416K Shares 3,571 Est. Cost $111.95 Unrealized —

IWF ISHARES TR 0.4%

Value $388K Shares 3,727 Est. Cost $98.97 Unrealized —

VXF VANGUARD INDEX FDS 0.4%

Value $387K Shares 4,238 Est. Cost $90.98 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.3%

Value $278K Shares 7,420 Est. Cost $39.64 Unrealized —

— POWERSHARES ETF TR II 0.3%

Value $268K Shares 9,416 Est. Cost $27.10 Unrealized —

SPY SPDR S&P 500 ETF TR 0.3%

Value $218K Shares 1,009 Est. Cost $205.88 Unrealized —

— SIENTRA INC 0.2%

Value $150K Shares 16,735 Est. Cost $8.96 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
OEF	ISHARES TR	143,443	$13.76M	15.8%	$89.92	—	S&P 100 ETF	464287101
VIG	VANGUARD SPECIALIZED PORTFOL	125,930	$10.57M	12.2%	$79.17	—	DIV APP ETF	921908844
IWP	ISHARES TR	84,812	$8.258M	9.5%	$94.73	—	RUS MD CP GR ETF	464287481
—	POWERSHARES QQQ TRUST	55,012	$6.531M	7.5%	$107.03	—	UNIT SER 1	73935A104
EFV	ISHARES TR	130,141	$6.007M	6.9%	$49.11	—	EAFE VALUE ETF	464288877
BSV	VANGUARD BD INDEX FD INC	46,830	$3.785M	4.4%	$80.22	—	SHORT TRM BOND	921937827
VWO	VANGUARD INTL EQUITY INDEX F	99,340	$3.738M	4.3%	$40.09	—	FTSE EMR MKT ETF	922042858
IWO	ISHARES TR	22,489	$3.349M	3.9%	$145.91	—	RUS 2000 GRW ETF	464287648
GLD	SPDR GOLD TRUST	21,321	$2.679M	3.1%	$116.49	—	GOLD SHS	78463V107
XLE	SELECT SECTOR SPDR TR	37,199	$2.627M	3.0%	$64.82	—	SBI INT-ENERGY	81369Y506
XLF	SELECT SECTOR SPDR TR	130,603	$2.521M	2.9%	$23.82	—	SBI INT-FINL	81369Y605
BND	VANGUARD BD INDEX FD INC	29,621	$2.492M	2.9%	$82.31	—	TOTAL BND MRKT	921937835
VPL	VANGUARD INTL EQUITY INDEX F	39,097	$2.368M	2.7%	$60.57	—	FTSE PACIFIC ETF	922042866
EFA	ISHARES TR	35,188	$2.081M	2.4%	$60.48	—	MSCI EAFE ETF	464287465
IVV	ISHARES TR	9,045	$1.968M	2.3%	$206.53	—	CORE S&P500 ETF	464287200
VTI	VANGUARD INDEX FDS	16,895	$1.881M	2.2%	$107.02	—	TOTAL STK MKT	922908769
BWX	SPDR SERIES TRUST	49,182	$1.418M	1.6%	$40.35	—	BRCLYS INTL ETF	78464A516
USIG	ISHARES TR	12,456	$1.418M	1.6%	$109.17	—	CORE US CR BD	464288620
PFF	ISHARES TR	35,573	$1.405M	1.6%	$39.18	—	U.S. PFD STK ETF	464288687
—	ISHARES GOLD TRUST	90,874	$1.153M	1.3%	$12.69	—	ISHARES	464285105
—	POWERSHARES ETF TRUST	18,292	$868K	1.0%	$48.47	—	DYNA BUYBK ACH	73935X286
—	POWERSHARES ETF TRUST	7,588	$800K	0.9%	$102.04	—	FTSE US1500 SM	73935X567
—	SPDR SERIES TRUST	21,191	$778K	0.9%	$37.35	—	BRC HGH YLD BD	78464A417
—	ISHARES	50,928	$639K	0.7%	$11.51	—	MSCI JAPAN ETF	464286848
DVY	ISHARES TR	7,261	$622K	0.7%	$75.19	—	SELECT DIVID ETF	464287168
XLRE	SELECT SECTOR SPDR TR	17,833	$584K	0.7%	$32.75	—	RL EST SEL SEC	81369Y860
ISCB	ISHARES TR	3,936	$570K	0.7%	$133.42	—	MRGSTR SM CP ETF	464288505
TIP	ISHARES TR	3,571	$416K	0.5%	$111.95	—	TIPS BD ETF	464287176
IWF	ISHARES TR	3,727	$388K	0.4%	$98.97	—	RUS 1000 GRW ETF	464287614
VXF	VANGUARD INDEX FDS	4,238	$387K	0.4%	$90.98	—	EXTEND MKT ETF	922908652
VEA	VANGUARD TAX MANAGED INTL FD	7,420	$278K	0.3%	$39.64	—	FTSE DEV MKT ETF	921943858
—	POWERSHARES ETF TR II	9,416	$268K	0.3%	$27.10	—	PWRS INT BUYBK	73937B621
SPY	SPDR S&P 500 ETF TR	1,009	$218K	0.3%	$205.88	—	TR UNIT	78462F103
—	SIENTRA INC	16,735	$150K	0.2%	$8.96	—	COM	82621J105