Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q3 2024 (← Previous) (Next →)
Filing Date: Nov 13, 2024
Total Value: $148M (0.1% shares, 99.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | INSIGHT ENTERPRISES INC | 5,041,000 | $15.81M | 10.7% | $3.14 | — | NOTE 0.750% 2/1 | 45765UAB9 |
| — | BOOKING HOLDINGS INC | 7,250,000 | $15.78M | 10.7% | $2.18 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | PENNYMAC CORP | 15,812,000 | $15.69M | 10.6% | $0.98 | — | NOTE 5.500%11/0 | 70932AAD5 |
| — | CHART INDS INC | 5,871,000 | $12.28M | 8.3% | $2.09 | — | NOTE 1.000%11/1 | 16115QAE0 |
| — | LYFT INC | 11,750,000 | $11.48M | 7.7% | $0.98 | — | NOTE 1.500% 5/1 | 55087PAB0 |
| — | PEGASYSTEMS INC | 10,885,000 | $10.65M | 7.2% | $0.98 | — | NOTE 0.750% 3/0 | 705573AB9 |
| — | FIVERR INTL LTD | 8,350,000 | $7.816M | 5.3% | $0.93 | — | NOTE 11/0 | 33835LAA3 |
| — | RWT HLDGS INC | 5,385,000 | $5.277M | 3.6% | $0.98 | — | NOTE 5.750%10/0 | 749772AD1 |
| — | ENVESTNET INC | 5,000,000 | $4.92M | 3.3% | $0.98 | — | NOTE 0.750% 8/1 | 29404KAE6 |
| — | CHEGG INC | 5,000,000 | $4.787M | 3.2% | $0.93 | — | NOTE 0.125% 3/1 | 163092AD1 |
| — | WIX COM LTD | 5,000,000 | $4.763M | 3.2% | $0.95 | — | NOTE 8/1 | 92940WAD1 |
| — | ENVESTNET INC | 4,000,000 | $4.267M | 2.9% | $1.07 | — | NOTE 2.625%12/0 | 29404KAG1 |
| — | RINGCENTRAL INC | 3,863,000 | $3.759M | 2.5% | $0.97 | — | NOTE 3/0 | 76680RAF4 |
| — | PARSONS CORP DEL | 2,000,000 | $3.569M | 2.4% | $1.78 | — | NOTE 0.250% 8/1 | 70202LAB8 |
| — | BILIBILI INC | 3,500,000 | $3.462M | 2.3% | $0.99 | — | NOTE 0.500%12/0 | 090040AF3 |
| — | NATIONAL VISION HLDGS INC | 3,130,000 | $3.056M | 2.1% | $0.98 | — | NOTE 2.500% 5/1 | 63845RAB3 |
| — | PROSPECT CAP CORP | 2,544,000 | $2.559M | 1.7% | $0.99 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | FIVE9 INC | 2,605,000 | $2.518M | 1.7% | $0.97 | — | NOTE 0.500% 6/0 | 338307AD3 |
| — | I3 VERTICALS LLC | 2,041,000 | $1.976M | 1.3% | $0.97 | — | NOTE 1.000% 2/1 | 44933TAB2 |
| — | PACIRA BIOSCIENCES INC | 2,000,000 | $1.908M | 1.3% | $0.95 | — | NOTE 0.750% 8/0 | 695127AF7 |
| — | INTEGRA LIFESCIENCES HLDGS C | 2,000,000 | $1.898M | 1.3% | $0.95 | — | NOTE 0.500% 8/1 | 457985AM1 |
| — | ARBOR REALTY TRUST INC | 1,750,000 | $1.778M | 1.2% | $0.98 | — | NOTE 7.500% 8/0 | 038923BA5 |
| — | LIVONGO HEALTH INC | 1,633,000 | $1.58M | 1.1% | $0.97 | — | NOTE 0.875% 6/0 | 539183AA1 |
| — | EVENTBRITE INC | 1,500,000 | $1.47M | 1.0% | $0.98 | — | NOTE 5.000%12/0 | 29975EAB5 |
| — | NUVASIVE INC | 1,500,000 | $1.464M | 1.0% | $0.98 | — | NOTE 0.375% 3/1 | 670704AJ4 |
| — | IONIS PHARMACEUTICALS INC | 1,000,000 | $983K | 0.7% | $0.98 | — | NOTE 0.125%12/1 | 462222AB6 |
| — | AFFIRM HLDGS INC | 1,000,000 | $885K | 0.6% | $0.89 | — | NOTE 11/1 | 00827BAB2 |
| — | AIR TRANS SVCS GROUP INC | 801,000 | $804K | 0.5% | $1.00 | — | NOTE 1.125%10/1 | 00922RAB1 |
| — | WAYFAIR INC | 450,000 | $441K | 0.3% | $0.98 | — | NOTE 1.125%11/0 | 94419LAD3 |
| — | PAGERDUTY INC | 200,000 | $190K | 0.1% | $0.95 | — | NOTE 1.250% 7/0 | 69553PAB6 |
| STTK | SHATTUCK LABS INC | 39,467 | $138K | 0.1% | $27.08 | -86.2% | COM | 82024L103 |
| — | WAYFAIR INC | 90,000 | $85,616 | 0.1% | $0.95 | — | NOTE 0.625%10/0 | 94419LAM3 |
| ACDC | PROFRAC HLDG CORP | 8,164 | $55,434 | 0.0% | $22.09 | -68.3% | CLASS A COM | 74319N100 |
| — | PALO ALTO NETWORKS INC | 11,000 | $37,810 | 0.0% | $2.78 | — | NOTE 0.375% 6/0 | 697435AF2 |
| REEWF | CARTESIAN GROWTH CORP II | 402,500 | $24,150 | 0.0% | $0.12 | — | *W EXP 07/12/202 | G19305120 |
| FSEA | FIRST SEACOAST BANCORP INC | 94 | $853 | 0.0% | $9.18 | 0.0% | COM | 33631F104 |
| BRBS | BLUE RIDGE BANKSHARES INC VA | 82 | $230 | 0.0% | $2.58 | 0.0% | COM | 095825105 |