Newtyn Management, LLC Quant / Systematic

CIK: 0001569241 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 16, 2015

Total Value ($000): $387,211 (100.0% shares, 0.0% debt)

Holdings (14)

— SPIRIT AEROSYSTEMS HLDGS INC 21.8%

Value ($000) $84,595 Shares 1,750,000 Est. Cost $27.60 Unrealized —

— FOREST CITY ENTERPRISES INC 20.8%

Value ($000) $80,520 Shares 4,000,000 Est. Cost $23.40 Unrealized —

BALL BALL CORP 12.0%

Value ($000) $46,650 Shares 750,000 Est. Cost $30.41 Unrealized 0.0%

NWS NEWS CORP NEW 7.7%

Value ($000) $29,807 Shares 2,325,000 Est. Cost $14.35 Unrealized -15.3%

— WRIGHT MED GROUP INC 6.8%

Value ($000) $26,465 Shares 5,855,000 Est. Cost $2.74 Unrealized —

— KLX INC 6.7%

Value ($000) $26,090 Shares 730,000 Est. Cost $35.74 Unrealized —

— OCWEN FINL CORP 5.7%

Value ($000) $22,143 Shares 3,300,000 Est. Cost $14.19 Unrealized —

— INTERXION HOLDING N.V 4.4%

Value ($000) $17,060 Shares 630,000 Est. Cost $27.08 Unrealized —

— STATE NATL COS INC 3.5%

Value ($000) $13,745 Shares 1,470,000 Est. Cost $11.88 Unrealized —

CSWC CAPITAL SOUTHWEST CORP 3.5%

Value ($000) $13,389 Shares 282,477 Est. Cost $6.20 Unrealized 0.0%

IMO IMPERIAL OIL LTD 2.0%

Value ($000) $7,903 Shares 250,000 Est. Cost $33.84 Unrealized -19.2%

— BP PRUDHOE BAY RTY TR 1.6%

Value ($000) $6,381 Shares 155,300 Est. Cost — Unrealized —

IMO IMPERIAL OIL LTD 1.6%

Value ($000) $6,351 Shares 200,000 Est. Cost $33.84 Unrealized -19.2%

BP BP PLC 1.6%

Value ($000) $6,112 Shares 200,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SPIRIT AEROSYSTEMS HLDGS INC	1,750,000	$84,595	21.8%	$27.60	—	COM CL A	848574109
—	FOREST CITY ENTERPRISES INC	4,000,000	$80,520	20.8%	$23.40	—	CL A	345550107
BALL	BALL CORP	750,000	$46,650	12.0%	$30.41	0.0%	COM	058498106
NWS	NEWS CORP NEW	2,325,000	$29,807	7.7%	$14.35	-15.3%	CL B	65249B208
—	WRIGHT MED GROUP INC	5,855,000	$26,465	6.8%	$2.74	—	RIGHT 03/01/2019	98235T115
—	KLX INC	730,000	$26,090	6.7%	$35.74	—	COM	482539103
—	OCWEN FINL CORP	3,300,000	$22,143	5.7%	$14.19	—	COM NEW	675746309
—	INTERXION HOLDING N.V	630,000	$17,060	4.4%	$27.08	—	SHS	N47279109
—	STATE NATL COS INC	1,470,000	$13,745	3.5%	$11.88	—	COM	85711T305
CSWC	CAPITAL SOUTHWEST CORP	282,477	$13,389	3.5%	$6.20	0.0%	COM	140501107
IMO	IMPERIAL OIL LTD	250,000	$7,903	2.0%	$33.84	-19.2%	COM NEW	453038408
—	BP PRUDHOE BAY RTY TR	155,300	$6,381	1.6%	—	—	Put	055630107
IMO	IMPERIAL OIL LTD	200,000	$6,351	1.6%	$33.84	-19.2%	Call	453038408
BP	BP PLC	200,000	$6,112	1.6%	—	—	Call	055622104