CIK: 0001599795 · Show all filings
Period: Q4 2013 (Next →)
Filing Date: Feb 14, 2014
Total Value ($000): $113,263 (98.3% shares, 1.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| XLP | SELECT SECTOR SPDR TR | 412,500 | $16,521 | 14.6% | $40.05 | — | Put | 81369Y308 |
| — | NEXPOINT CR STRATEGIES FD | 1,520,440 | $12,042 | 10.6% | $7.92 | — | COM | 65340G106 |
| — | INVESCO DYNAMIC CR OPP FD | 586,906 | $7,829 | 6.9% | $13.34 | — | COM | 46132R104 |
| — | BLACKROCK CR ALLCTN INC TR | 504,905 | $6,907 | 6.1% | $13.68 | — | COM | 092508100 |
| — | NUVEEN CR STRATEGIES INCM FD | 646,339 | $6,541 | 5.8% | $10.12 | — | COM SHS | 67073D102 |
| — | CUSHING MLP TOTAL RETURN FD | 564,872 | $4,694 | 4.1% | $8.31 | — | COM SHS | 231631102 |
| — | ARMOUR RESIDENTIAL REIT INC | 907,000 | $4,680 | 4.1% | $5.16 | — | Call | 042315101 |
| — | CYS INVTS INC | 450,000 | $4,626 | 4.1% | $10.28 | — | Call | 12673A108 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 753,915 | $3,121 | 2.8% | $4.14 | — | COM | 021060108 |
| — | ARMOUR RESIDENTIAL REIT INC | 579,714 | $2,991 | 2.6% | $5.16 | — | COM | 042315101 |
| — | CALAMOS STRATEGIC TOTL RETURN | 268,536 | $2,879 | 2.5% | $10.72 | — | COM SH BEN INT | 128125101 |
| XLU | SELECT SECTOR SPDR TR | 71,500 | $2,694 | 2.4% | — | — | Put | 81369Y886 |
| — | ALLIANZGI GLOBAL EQUITY & CO | 164,043 | $2,402 | 2.1% | $14.64 | — | COM | 01882W100 |
| — | CALAMOS CONV & HIGH INCOME F | 178,650 | $2,303 | 2.0% | $12.89 | — | COM SHS | 12811P108 |
| — | CYS INVTS INC | 194,063 | $1,995 | 1.8% | $10.28 | — | COM | 12673A108 |
| — | CUSHING RENAISSANCE FD | 73,538 | $1,866 | 1.6% | $25.37 | — | COM | 231647108 |
| — | BLACKROCK RES & COM STRAT T | 136,771 | $1,744 | 1.5% | $12.75 | — | SHS | 09257A108 |
| — | NEUBERGER BERMAN HGH YLD | 121,013 | $1,648 | 1.5% | $13.62 | — | COM | 64128C106 |
| KODK | EASTMAN KODAK CO | 1,500,000 | $1,500 | 1.3% | $26.90 | 0.0% | CONV | 277461406 |
| — | PUTNAM HIGH INCOME SEC FUND | 181,497 | $1,459 | 1.3% | $8.04 | — | SHS BEN INT | 746779107 |
| — | EATON VANCE RISK MNGD DIV EQ | 121,958 | $1,370 | 1.2% | $11.23 | — | COM | 27829G106 |
| — | DELL INC | 100,000 | $1,336 | 1.2% | — | — | Call | 24702R101 |
| — | ALLIANZGI EQUITY & CONV INCO | 69,405 | $1,324 | 1.2% | $19.08 | — | COM | 018829101 |
| — | APOLLO TACTICAL INCOME FD IN | 68,550 | $1,244 | 1.1% | $18.15 | — | COM | 037638103 |
| — | FIRST TR MLP & ENERGY INCOME | 50,330 | $1,069 | 0.9% | $21.24 | — | COM | 33739B104 |
| — | AVENUE INCOME CR STRATEGIES | 58,143 | $1,015 | 0.9% | $17.46 | — | COM | 05358E106 |
| — | AMERICAN CAPITAL AGENCY CORP | 36,909 | $952 | 0.8% | $25.79 | — | COM | 02503X105 |
| — | INVESCO MORTGAGE CAPITAL INC | 50,000 | $933 | 0.8% | $18.66 | — | COM | 46131B100 |
| — | BARCLAYS BK PLC | 46,150 | $883 | 0.8% | $19.13 | — | IPATH S&P500 VIX | 06742E711 |
| XLP | SELECT SECTOR SPDR TR | 21,000 | $841 | 0.7% | $40.05 | — | SBI CONS STPLS | 81369Y308 |
| — | MACQUARIE FT TR GB INF UT DI | 47,084 | $742 | 0.7% | $15.76 | — | COM | 55607W100 |
| — | BARCLAYS BK PLC | 17,600 | $707 | 0.6% | $40.17 | — | IPATH DYNM VIX | 06741L609 |
| — | NUVEEN REAL ASSET INC & GROW | 33,777 | $660 | 0.6% | $19.54 | — | COM | 67074Y105 |
| — | SALIENT MIDSTREAM & MLP FD | 28,000 | $649 | 0.6% | $23.18 | — | SH BEN INT | 79471V105 |
| — | TORTOISE POWER & ENERGY INFRAS | 24,067 | $641 | 0.6% | $26.63 | — | COM | 89147X104 |
| — | MARKET VECTORS ETF TR | 20,000 | $590 | 0.5% | — | — | Call | 57060U100 |
| — | PUTNAM MASTER INTER INCOME T | 109,288 | $554 | 0.5% | $5.07 | — | SH BEN INT | 746909100 |
| — | FIRST TRUST MORTGAGE INCM FD | 32,130 | $521 | 0.5% | $16.22 | — | COM SHS | 33734E103 |
| — | ADVENT CLAYMORE ENH GRW & IN | 50,798 | $514 | 0.5% | $10.12 | — | COM | 00765E104 |
| — | CLEARBRIDGE ENERGY MLP TR FD | 21,350 | $492 | 0.4% | $23.04 | — | COM | 18469Q108 |
| — | COHEN & STEERS INFRASTRUCTUR | 24,814 | $492 | 0.4% | $19.83 | — | COM | 19248A109 |
| — | DUFF & PHELPS GLB UTL INC FD | 22,754 | $435 | 0.4% | $19.12 | — | COM | 26433C105 |
| — | A123 SYSTEMS INC | 400,000 | $400 | 0.4% | $1.00 | — | COM | 03739T108 |
| — | TORTOISE PIPELINE & ENERGY F | 13,255 | $385 | 0.3% | $29.05 | — | COM | 89148H108 |
| — | TORTOISE ENERGY INDEPENDENC | 15,239 | $378 | 0.3% | $24.80 | — | COM | 89148K101 |
| — | NUVEEN QUALITY PFD INC FD 3 | 42,300 | $370 | 0.3% | $8.75 | — | COM | 67072W101 |
| — | KAYNE ANDERSON MDSTM ENERGY | 10,300 | $358 | 0.3% | $34.76 | — | COM | 48661E108 |
| — | ARCH COAL INC | 65,000 | $335 | 0.3% | $5.15 | — | COM | 039380100 |
| — | COHEN & STEERS REIT & PFD IN | 18,406 | $323 | 0.3% | $17.55 | — | COM | 19247X100 |
| — | BLACKSTONE GSO LNG SHRT CR I | 16,286 | $312 | 0.3% | $19.16 | — | COM SHS BN INT | 09257D102 |
| — | BLACKROCK UTILITY & INFRASTRCTU | 16,194 | $305 | 0.3% | $18.83 | — | COM | 09248D104 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 61,211 | $294 | 0.3% | $4.80 | — | COM | 02082E106 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 25,000 | $249 | 0.2% | $9.96 | — | COM | 67073B106 |
| — | NUVEEN QUALITY PFD INCOME FD | 26,644 | $242 | 0.2% | $9.08 | — | COM | 67072C105 |
| — | PROSHARES TR II | 21,000 | $217 | 0.2% | $10.33 | — | VIX STRMFUT ETF | 74347W361 |
| — | LEE ENTERPRISES INC | 121,439 | $206 | 0.2% | $1.70 | — | COM | 523768109 |
| — | CENTRAL GOLDTRUST | 4,010 | $201 | 0.2% | $50.12 | — | TR UNIT | 153546106 |
| — | MARKET VECTORS ETF TR | 10,000 | $120 | 0.1% | $12.00 | — | JR GOLD MINERS E | 57061R544 |
| NG | NOVAGOLD RES INC | 35,000 | $88 | 0.1% | $2.27 | 0.0% | COM | 66987E206 |
| — | API TECHNOLOGIES CORP | 26,810 | $74 | 0.1% | $2.76 | — | COM | 00187E203 |