CIK: 0001548836 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 29, 2014
Total Value ($000): $317,526 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ADAMS EXPRESS CO | 2,426,141 | $31,710 | 10.0% | $11.96 | — | COM | 006212104 |
| — | ROYCE VALUE TR INC | 1,798,657 | $28,796 | 9.1% | $15.17 | — | COM | 780910105 |
| — | GENERAL AMERN INVS INC | 805,743 | $28,362 | 8.9% | $31.94 | — | COM | 368802104 |
| — | TRI CONTL CORP | 1,365,347 | $27,280 | 8.6% | $17.90 | — | COM | 895436103 |
| EEM | ISHARES | 548,700 | $22,933 | 7.2% | $40.76 | — | MSCI EMG MKT ETF | 464287234 |
| — | PETROLEUM & RES CORP | 595,221 | $16,297 | 5.1% | $25.67 | — | COM | 716549100 |
| — | CENTRAL SECS CORP | 599,964 | $13,031 | 4.1% | $21.09 | — | COM | 155123102 |
| — | LIBERTY ALL STAR EQUITY FD | 2,086,488 | $12,456 | 3.9% | $5.22 | — | SH BEN INT | 530158104 |
| — | DIREXION SHS ETF TR | 404,000 | $12,160 | 3.8% | $30.10 | — | DL FTSE BLL 3X | 25459W771 |
| — | THAI FD INC | 562,906 | $10,217 | 3.2% | $20.69 | — | COM | 882904105 |
| — | ROYCE MICRO-CAP TR INC | 694,108 | $8,753 | 2.8% | $11.43 | — | COM | 780915104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 197,525 | $8,126 | 2.6% | $40.60 | — | FTSE EMR MKT ETF | 922042858 |
| — | MORGAN STANLEY ASIA PAC FD I | 490,460 | $8,122 | 2.6% | $15.70 | — | COM | 61744U106 |
| FXI | ISHARES | 191,600 | $7,352 | 2.3% | $38.34 | — | CHINA LG-CAP ETF | 464287184 |
| TUR | ISHARES | 141,800 | $6,758 | 2.1% | $47.66 | — | MSCI TURKEY ETF | 464286715 |
| — | MORGAN STANLEY INDIA INVS FD | 338,867 | $5,923 | 1.9% | $15.40 | — | COM | 61745C105 |
| — | BOULDER TOTAL RETURN FD INC | 246,262 | $5,666 | 1.8% | $21.17 | — | COM | 101541100 |
| — | BOULDER GROWTH & INCOME FD I | 669,319 | $5,381 | 1.7% | $7.44 | — | COM | 101507101 |
| — | BANRO CORP | 8,611,617 | $4,788 | 1.5% | $0.61 | — | COM | 066800103 |
| — | CLOUGH GLOBAL ALLOCATION FD | 209,063 | $3,215 | 1.0% | $15.15 | — | COM | 18913Y103 |
| — | ALLIANZGI EQUITY & CONV INCO | 145,417 | $2,839 | 0.9% | $18.33 | — | COM | 018829101 |
| — | MEXICO EQUITY & INCOME FD | 147,969 | $2,202 | 0.7% | $15.37 | — | COM | 592834105 |
| — | ELLSWORTH FUND LTD | 262,026 | $2,146 | 0.7% | $7.66 | — | COM | 289074106 |
| — | EUROPEAN EQUITY FUND | 238,911 | $2,137 | 0.7% | $7.16 | — | COM | 298768102 |
| — | ABERDEEN ISRAEL FUND INC | 122,015 | $2,057 | 0.6% | $14.71 | — | COM | 00301L109 |
| — | ISHARES | 168,500 | $2,045 | 0.6% | $12.14 | — | MSCI JAPAN ETF | 464286848 |
| — | ZWEIG FD | 131,737 | $1,958 | 0.6% | $12.81 | — | COM NEW | 989834205 |
| — | DIVIDEND & INCOME FUND | 129,542 | $1,957 | 0.6% | $15.11 | — | COM NEW | 25538A204 |
| SPY | SPDR S&P 500 ETF TR | 10,350 | $1,912 | 0.6% | $161.72 | — | TR UNIT | 78462F103 |
| — | KOREA EQUITY FD INC | 207,899 | $1,730 | 0.5% | $7.87 | — | COM | 50063B104 |
| — | MARKET VECTORS ETF TR | 75,000 | $1,585 | 0.5% | $21.13 | — | GOLD MINER ETF | 57060U100 |
| — | ABERDEEN LATIN AMER EQTY FD | 56,324 | $1,580 | 0.5% | $28.89 | — | COM | 00306K106 |
| — | CENTRAL EUR RUSS & TURK FD I | 49,116 | $1,500 | 0.5% | $30.36 | — | COM | 153436100 |
| EWD | ISHARES | 38,000 | $1,362 | 0.4% | $35.84 | — | MSCI SWEDEN ETF | 464286756 |
| — | BANCROFT FUND LTD | 70,672 | $1,314 | 0.4% | $17.33 | — | COM | 059695106 |
| — | NEW GERMANY FD INC | 65,857 | $1,313 | 0.4% | $17.60 | — | COM | 644465106 |
| — | COHEN & STEERS QUALITY RLTY | 136,600 | $1,295 | 0.4% | $9.48 | — | COM | 19247L106 |
| — | DENALI FD INC | 67,095 | $1,290 | 0.4% | $19.46 | — | COM | 24823A102 |
| — | INDIA FD INC | 61,400 | $1,228 | 0.4% | $20.00 | — | COM | 454089103 |
| — | JPMORGAN CHINA REGION FD INC | 79,352 | $1,203 | 0.4% | $15.16 | — | COM | 48126T104 |
| — | CLOUGH GLOBAL EQUITY FD | 68,900 | $1,082 | 0.3% | $14.97 | — | COM | 18914C100 |
| — | MARKET VECTORS ETF TR | 33,800 | $1,049 | 0.3% | $31.04 | — | JR GOLD MINERS E | 57061R544 |
| DXJ | WISDOMTREE TR | 18,000 | $915 | 0.3% | $47.32 | — | JAPN HEDGE EQT | 97717W851 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 96,800 | $888 | 0.3% | $9.17 | — | COM | 47109U104 |
| — | MACQUARIE GLBL INFRA TOTL RE | 40,013 | $884 | 0.3% | $21.94 | — | COM | 55608D101 |
| — | JAPAN EQUITY FD INC | 122,746 | $858 | 0.3% | $6.99 | — | COM | 471057109 |
| FEZ | SPDR INDEX SHS FDS | 18,100 | $764 | 0.2% | $42.21 | — | EURO STOXX 50 | 78463X202 |
| — | KOREA FD | 18,462 | $762 | 0.2% | $36.17 | — | COM NEW | 500634209 |
| EZU | ISHARES | 18,400 | $761 | 0.2% | $41.36 | — | EMU ETF | 464286608 |
| IEV | ISHARES | 15,800 | $750 | 0.2% | $47.47 | — | EUROPE ETF | 464287861 |
| — | ISHARES | 35,800 | $748 | 0.2% | $20.89 | — | MSCI UK ETF | 464286699 |
| — | ABERDEEN EMERGING MKTS SMALL | 45,005 | $621 | 0.2% | $19.90 | — | COM | 00301T102 |
| — | ASIA PAC FD INC | 56,515 | $594 | 0.2% | $10.10 | — | COM | 044901106 |
| — | TAIWAN FD INC | 28,200 | $545 | 0.2% | $19.16 | — | COM | 874036106 |
| EFA | ISHARES | 7,885 | $529 | 0.2% | $63.80 | — | MSCI EAFE ETF | 464287465 |
| ACWI | ISHARES | 7,500 | $432 | 0.1% | $53.92 | — | MSCI ACWI ETF | 464288257 |
| — | TURKISH INVT FD INC | 25,280 | $371 | 0.1% | $14.95 | — | COM | 900145103 |
| — | MORGAN STANLEY EASTN EUR FD | 17,759 | $360 | 0.1% | $19.75 | — | COM | 616988101 |
| — | LATIN AMERN DISCOVERY FD INC | 25,291 | $330 | 0.1% | $13.37 | — | COM | 51828C106 |
| — | ABERDEEN INDONESIA FD INC | 35,150 | $290 | 0.1% | $8.59 | — | COM | 00305P106 |
| — | DIREXION SHS ETF TR | 4,700 | $258 | 0.1% | $54.89 | — | INDIA BULL 3X SH | 25459Y330 |
| XXCHNXX | CHINA FD INC | 11,500 | $239 | 0.1% | $21.53 | — | COM | 169373107 |
| — | ROYCE GLOBAL VALUE TR INC | 24,290 | $216 | 0.1% | $8.89 | — | COM | 78081T104 |
| EWP | ISHARES | 5,500 | $212 | 0.1% | $29.61 | — | MSCI SPAN CP ETF | 464286764 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 15,500 | $203 | 0.1% | $12.87 | — | SH BEN INT | 18914E106 |
| — | NEW IRELAND FUND INC | 15,475 | $199 | 0.1% | $12.86 | — | COM | 645673104 |
| — | VIRTUS TOTAL RETURN FD | 44,724 | $176 | 0.1% | $3.94 | — | COM | 92829A103 |
| BB | BLACKBERRY LTD | 20,000 | $149 | 0.0% | $9.71 | -27.3% | COM | 09228F103 |
| — | ISHARES | 8,800 | $137 | 0.0% | $13.45 | — | MSCI ITALCPD ETF | 464286855 |
| — | SWISS HELVETIA FD INC | 7,000 | $98 | 0.0% | $12.29 | — | COM | 870875101 |
| — | BLACKROCK ECOSOLUTIONS INVT | 9,300 | $73 | 0.0% | $7.85 | — | COM SH | 092546100 |
| — | COHEN & STEERS REIT & PFD IN | 2,000 | $31 | 0.0% | $15.50 | — | COM | 19247X100 |
| — | RMR REAL ESTATE INCOME FUND | 1,383 | $23 | 0.0% | $16.88 | — | COM | 76970B101 |