CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $106,064 (100.0% shares, 0.0% debt)

Holdings (17)

CRDF CARDIFF ONCOLOGY INC 24.7%

Value ($000) $26,183 Shares 1,845,164 Est. Cost $2.66 Unrealized +147.9%

— MOLECULAR TEMPLATES INC 21.9%

Value ($000) $23,183 Shares 2,122,991 Est. Cost $8.09 Unrealized —

— STRONGBRIDGE BIOPHARMA PLC 16.0%

Value ($000) $16,988 Shares 8,089,442 Est. Cost $2.77 Unrealized —

— CTI BIOPHARMA CORP 8.7%

Value ($000) $9,274 Shares 4,313,617 Est. Cost $2.01 Unrealized —

— SIERRA ONCOLOGY INC 6.5%

Value ($000) $6,871 Shares 643,959 Est. Cost $9.82 Unrealized —

— KALA PHARMACEUTICALS INC 5.5%

Value ($000) $5,788 Shares 771,790 Est. Cost $6.33 Unrealized —

GLD SPDR GOLD TR 4.2%

Value ($000) $4,491 Shares 25,358 Est. Cost $170.99 Unrealized —

— GARRISON CAP INC 4.2%

Value ($000) $4,447 Shares 1,164,061 Est. Cost $8.25 Unrealized —

SCYX SCYNEXIS INC 3.5%

Value ($000) $3,680 Shares 834,370 Est. Cost $6.12 Unrealized 0.0%

— PERSHING SQUARE TONTINE HLDG 1.4%

Value ($000) $1,529 Shares 67,369 Est. Cost $22.70 Unrealized —

— IVERIC BIO INC 1.0%

Value ($000) $1,087 Shares 192,738 Est. Cost $5.29 Unrealized —

— EIGER BIOPHARMACEUTICALS INC 0.9%

Value ($000) $919 Shares 112,872 Est. Cost $9.68 Unrealized —

— CHURCHILL CAPITAL CORP IV 0.6%

Value ($000) $626 Shares 62,500 Est. Cost $10.02 Unrealized —

— MEI PHARMA INC 0.5%

Value ($000) $548 Shares 175,560 Est. Cost $3.83 Unrealized —

— ADDEX THERAPEUTICS LTD 0.2%

Value ($000) $213 Shares 17,398 Est. Cost $6.60 Unrealized —

— ESSA PHARMA INC 0.2%

Value ($000) $183 Shares 26,590 Est. Cost $6.88 Unrealized —

— PERSHING SQUARE TONTINE HLDG 0.1%

Value ($000) $54 Shares 7,485 Est. Cost $7.21 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CRDF	CARDIFF ONCOLOGY INC	1,845,164	$26,183	24.7%	$2.66	+147.9%	COM	14147L108
—	MOLECULAR TEMPLATES INC	2,122,991	$23,183	21.9%	$8.09	—	COM	608550109
—	STRONGBRIDGE BIOPHARMA PLC	8,089,442	$16,988	16.0%	$2.77	—	SHS USD	G85347105
—	CTI BIOPHARMA CORP	4,313,617	$9,274	8.7%	$2.01	—	COM	12648L601
—	SIERRA ONCOLOGY INC	643,959	$6,871	6.5%	$9.82	—	COM NEW	82640U404
—	KALA PHARMACEUTICALS INC	771,790	$5,788	5.5%	$6.33	—	COM	483119103
GLD	SPDR GOLD TR	25,358	$4,491	4.2%	$170.99	—	GOLD SHS	78463V107
—	GARRISON CAP INC	1,164,061	$4,447	4.2%	$8.25	—	COM	366554103
SCYX	SCYNEXIS INC	834,370	$3,680	3.5%	$6.12	0.0%	COM NEW	811292200
—	PERSHING SQUARE TONTINE HLDG	67,369	$1,529	1.4%	$22.70	—	COM CL A	71531R109
—	IVERIC BIO INC	192,738	$1,087	1.0%	$5.29	—	COM	46583P102
—	EIGER BIOPHARMACEUTICALS INC	112,872	$919	0.9%	$9.68	—	COM	28249U105
—	CHURCHILL CAPITAL CORP IV	62,500	$626	0.6%	$10.02	—	UNIT 99/99/9999	171439201
—	MEI PHARMA INC	175,560	$548	0.5%	$3.83	—	COM NEW	55279B202
—	ADDEX THERAPEUTICS LTD	17,398	$213	0.2%	$6.60	—	SPONSORED ADS	00654J107
—	ESSA PHARMA INC	26,590	$183	0.2%	$6.88	—	COM NEW	29668H708
—	PERSHING SQUARE TONTINE HLDG	7,485	$54	0.1%	$7.21	—	*W EXP 07/24/202	71531R117