CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value: $106M (100.0% shares, 0.0% debt)

Holdings (17)

CRDF CARDIFF ONCOLOGY INC 24.7%

Value $26.18M Shares 1,845,164 Share Price $14.19 * Est. Cost/Share $2.66 Unrealized @ Report Date +147.9%

— MOLECULAR TEMPLATES INC 21.9%

Value $23.18M Shares 2,122,991 Share Price $10.92 Est. Cost/Share $8.09 Unrealized @ Report Date —

— STRONGBRIDGE BIOPHARMA PLC 16.0%

Value $16.99M Shares 8,089,442 Share Price $2.10 Est. Cost/Share $2.77 Unrealized @ Report Date —

— CTI BIOPHARMA CORP 8.7%

Value $9.274M Shares 4,313,617 Share Price $2.15 Est. Cost/Share $2.01 Unrealized @ Report Date —

— SIERRA ONCOLOGY INC 6.5%

Value $6.871M Shares 643,959 Share Price $10.67 Est. Cost/Share $9.82 Unrealized @ Report Date —

— KALA PHARMACEUTICALS INC 5.5%

Value $5.788M Shares 771,790 Share Price $7.50 Est. Cost/Share $6.33 Unrealized @ Report Date —

GLD SPDR GOLD TR 4.2%

Value $4.491M Shares 25,358 Share Price $177.10 Est. Cost/Share $170.99 Unrealized @ Report Date —

— GARRISON CAP INC 4.2%

Value $4.447M Shares 1,164,061 Share Price $3.82 Est. Cost/Share $8.25 Unrealized @ Report Date —

SCYX SCYNEXIS INC 3.5%

Value $3.68M Shares 834,370 Share Price $4.41 * Est. Cost/Share $6.12 Unrealized @ Report Date 0.0%

— PERSHING SQUARE TONTINE HLDG 1.4%

Value $1.529M Shares 67,369 Share Price $22.70 Est. Cost/Share $22.70 Unrealized @ Report Date —

— IVERIC BIO INC 1.0%

Value $1.087M Shares 192,738 Share Price $5.64 Est. Cost/Share $5.29 Unrealized @ Report Date —

— EIGER BIOPHARMACEUTICALS INC 0.9%

Value $919K Shares 112,872 Share Price $8.14 Est. Cost/Share $9.68 Unrealized @ Report Date —

— CHURCHILL CAPITAL CORP IV 0.6%

Value $626K Shares 62,500 Share Price $10.02 Est. Cost/Share $10.02 Unrealized @ Report Date —

— MEI PHARMA INC 0.5%

Value $548K Shares 175,560 Share Price $3.12 Est. Cost/Share $3.83 Unrealized @ Report Date —

— ADDEX THERAPEUTICS LTD 0.2%

Value $213K Shares 17,398 Share Price $12.24 Est. Cost/Share $6.60 Unrealized @ Report Date —

— ESSA PHARMA INC 0.2%

Value $183K Shares 26,590 Share Price $6.88 Est. Cost/Share $6.88 Unrealized @ Report Date —

— PERSHING SQUARE TONTINE HLDG 0.1%

Value $54,000 Shares 7,485 Share Price $7.21 Est. Cost/Share $7.21 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
CRDF	CARDIFF ONCOLOGY INC	1,845,164	$26.18M	24.7%	$14.19 *	$2.66	+147.9%	COM	14147L108
—	MOLECULAR TEMPLATES INC	2,122,991	$23.18M	21.9%	$10.92	$8.09	—	COM	608550109
—	STRONGBRIDGE BIOPHARMA PLC	8,089,442	$16.99M	16.0%	$2.10	$2.77	—	SHS USD	G85347105
—	CTI BIOPHARMA CORP	4,313,617	$9.274M	8.7%	$2.15	$2.01	—	COM	12648L601
—	SIERRA ONCOLOGY INC	643,959	$6.871M	6.5%	$10.67	$9.82	—	COM NEW	82640U404
—	KALA PHARMACEUTICALS INC	771,790	$5.788M	5.5%	$7.50	$6.33	—	COM	483119103
GLD	SPDR GOLD TR	25,358	$4.491M	4.2%	$177.10	$170.99	—	GOLD SHS	78463V107
—	GARRISON CAP INC	1,164,061	$4.447M	4.2%	$3.82	$8.25	—	COM	366554103
SCYX	SCYNEXIS INC	834,370	$3.68M	3.5%	$4.41 *	$6.12	0.0%	COM NEW	811292200
—	PERSHING SQUARE TONTINE HLDG	67,369	$1.529M	1.4%	$22.70	$22.70	—	COM CL A	71531R109
—	IVERIC BIO INC	192,738	$1.087M	1.0%	$5.64	$5.29	—	COM	46583P102
—	EIGER BIOPHARMACEUTICALS INC	112,872	$919K	0.9%	$8.14	$9.68	—	COM	28249U105
—	CHURCHILL CAPITAL CORP IV	62,500	$626K	0.6%	$10.02	$10.02	—	UNIT 99/99/9999	171439201
—	MEI PHARMA INC	175,560	$548K	0.5%	$3.12	$3.83	—	COM NEW	55279B202
—	ADDEX THERAPEUTICS LTD	17,398	$213K	0.2%	$12.24	$6.60	—	SPONSORED ADS	00654J107
—	ESSA PHARMA INC	26,590	$183K	0.2%	$6.88	$6.88	—	COM NEW	29668H708
—	PERSHING SQUARE TONTINE HLDG	7,485	$54,000	0.1%	$7.21	$7.21	—	*W EXP 07/24/202	71531R117