CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Feb 14, 2024

Total Value: $18.52M (100.0% shares, 0.0% debt)

Holdings (12)

XERS XERIS BIOPHARMA HOLDINGS INC 71.6%

Value $13.26M Shares 5,641,920 Share Price $2.35 * Est. Cost/Share $2.16 Unrealized @ Report Date -14.6%

SVRA SAVARA INC 9.0%

Value $1.661M Shares 353,441 Share Price $4.70 * Est. Cost/Share $1.66 Unrealized @ Report Date +130.3%

RZLT REZOLUTE INC 7.1%

Value $1.309M Shares 1,318,967 Share Price $0.99 * Est. Cost/Share $9.52 Unrealized @ Report Date -90.4%

SPY SPDR S&P 500 ETF TR 3.4%

Value $628K Shares 1,322 Share Price $475.15 Est. Cost/Share $475.15 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 2.8%

Value $511K Shares 136,866 Share Price $3.73 Est. Cost/Share $6.32 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 2.0%

Value $369K Shares 1,035 Share Price $356.80 Est. Cost/Share $350.99 Unrealized @ Report Date 0.0%

APGE APOGEE THERAPEUTICS INC 1.1%

Value $205K Shares 7,353 Share Price $27.94 * Est. Cost/Share $22.03 Unrealized @ Report Date -9.0%

ABVX ABIVAX SA 1.0%

Value $179K Shares 16,743 Share Price $10.70 Est. Cost/Share $10.70 Unrealized @ Report Date —

LXEO LEXEO THERAPEUTICS INC 0.7%

Value $138K Shares 10,319 Share Price $13.42 * Est. Cost/Share $12.42 Unrealized @ Report Date 0.0%

— HARPOON THERAPEUTICS INC 0.7%

Value $129K Shares 13,176 Share Price $9.81 Est. Cost/Share $9.81 Unrealized @ Report Date —

CMPX COMPASS THERAPEUTICS INC 0.4%

Value $67,806 Shares 43,465 Share Price $1.56 * Est. Cost/Share $3.23 Unrealized @ Report Date -46.5%

— ALLAKOS INC 0.4%

Value $67,457 Shares 24,710 Share Price $2.73 Est. Cost/Share $3.36 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
XERS	XERIS BIOPHARMA HOLDINGS INC	5,641,920	$13.26M	71.6%	$2.35 *	$2.16	-14.6%	COM	98422E103
SVRA	SAVARA INC	353,441	$1.661M	9.0%	$4.70 *	$1.66	+130.3%	COM	805111101
RZLT	REZOLUTE INC	1,318,967	$1.309M	7.1%	$0.99 *	$9.52	-90.4%	COM NEW	76200L309
SPY	SPDR S&P 500 ETF TR	1,322	$628K	3.4%	$475.15	$475.15	—	TR UNIT	78462F103
—	MOLECULAR TEMPLATES INC	136,866	$511K	2.8%	$3.73	$6.32	—	COM NEW	608550208
BRK/B	BERKSHIRE HATHAWAY INC DEL	1,035	$369K	2.0%	$356.80	$350.99	0.0%	CL B NEW	084670702
APGE	APOGEE THERAPEUTICS INC	7,353	$205K	1.1%	$27.94 *	$22.03	-9.0%	COM	03770N101
ABVX	ABIVAX SA	16,743	$179K	1.0%	$10.70	$10.70	—	SPONSORED ADS	00370M103
LXEO	LEXEO THERAPEUTICS INC	10,319	$138K	0.7%	$13.42 *	$12.42	0.0%	COM	52886X107
—	HARPOON THERAPEUTICS INC	13,176	$129K	0.7%	$9.81	$9.81	—	COM NEW	41358P205
CMPX	COMPASS THERAPEUTICS INC	43,465	$67,806	0.4%	$1.56 *	$3.23	-46.5%	COM	20454B104
—	ALLAKOS INC	24,710	$67,457	0.4%	$2.73	$3.36	—	COM	01671P100