GREAT POINT PARTNERS LLC Quant / Systematic

CIK: 0001281446 · Show all filings

Period: Q3 2013 (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $144,126 (100.0% shares, 0.0% debt)

Holdings (32)

— HYPERION THERAPEUTICS INC 14.9%

Value ($000) $21,450 Shares 820,906 Est. Cost $26.13 Unrealized —

— FURIEX PHARMACEUTICAL INC 10.7%

Value ($000) $15,368 Shares 349,356 Est. Cost $43.99 Unrealized —

— AMBIT BIOSCIENCES CORP 9.5%

Value ($000) $13,693 Shares 883,459 Est. Cost $15.50 Unrealized —

— SUNSHINE HEART INC 8.7%

Value ($000) $12,598 Shares 1,087,952 Est. Cost $11.58 Unrealized —

GERN GERON CORP 5.8%

Value ($000) $8,315 Shares 2,482,185 Est. Cost $1.64 Unrealized 0.0%

— PAIN THERAPEUTICS INC 5.5%

Value ($000) $7,918 Shares 2,910,849 Est. Cost $2.72 Unrealized —

— GENTIUM S P A 4.2%

Value ($000) $6,098 Shares 224,767 Est. Cost $27.13 Unrealized —

— SOPHIRIS BIO INC 4.2%

Value ($000) $5,991 Shares 1,280,000 Est. Cost $4.68 Unrealized —

— NANOSPHERE INC 3.5%

Value ($000) $5,000 Shares 2,500,000 Est. Cost $2.00 Unrealized —

— DURATA THERAPEUTICS INC 3.2%

Value ($000) $4,596 Shares 508,472 Est. Cost $9.04 Unrealized —

— HEARTWARE INTL INC 3.0%

Value ($000) $4,392 Shares 60,000 Est. Cost $73.20 Unrealized —

— BIODEL INC 2.9%

Value ($000) $4,204 Shares 1,334,483 Est. Cost $3.15 Unrealized —

— TRINITY BIOTECH PLC 2.9%

Value ($000) $4,114 Shares 189,071 Est. Cost $21.76 Unrealized —

— STREAMLINE HEALTH SOLUTIONS 2.5%

Value ($000) $3,617 Shares 475,878 Est. Cost $7.60 Unrealized —

— VOLCANO CORPORATION 2.4%

Value ($000) $3,413 Shares 142,500 Est. Cost $23.95 Unrealized —

— AMARIN CORP PLC 2.2%

Value ($000) $3,160 Shares 500,000 Est. Cost — Unrealized —

— NORDION INC 1.8%

Value ($000) $2,588 Shares 299,902 Est. Cost $8.63 Unrealized —

— ONCOGENEX PHARMACEUTICAL INC 1.7%

Value ($000) $2,454 Shares 264,686 Est. Cost $9.27 Unrealized —

— MAST THERAPEUTICS INC 1.7%

Value ($000) $2,390 Shares 5,442,400 Est. Cost $0.44 Unrealized —

— GIVEN IMAGING 1.6%

Value ($000) $2,269 Shares 118,000 Est. Cost $19.23 Unrealized —

— RTI SURGICAL INC. 1.6%

Value ($000) $2,266 Shares 606,015 Est. Cost $3.74 Unrealized —

— PROTALIX BIOTHERAPEUTICS INC 1.3%

Value ($000) $1,808 Shares 399,007 Est. Cost $4.53 Unrealized —

— MEI PHARMA INC 1.2%

Value ($000) $1,774 Shares 157,661 Est. Cost $11.25 Unrealized —

— THERAPEUTICSMD INC 0.8%

Value ($000) $1,221 Shares 416,667 Est. Cost $2.93 Unrealized —

— ARQULE INC 0.6%

Value ($000) $871 Shares 373,926 Est. Cost $2.33 Unrealized —

— AVANIR PHARMACEUTICALS INC 0.6%

Value ($000) $846 Shares 200,000 Est. Cost — Unrealized —

— PERNIX THERAPEUTICS HLDGS INC 0.6%

Value ($000) $807 Shares 296,811 Est. Cost $2.72 Unrealized —

— HORIZON PHARMA INC 0.2%

Value ($000) $335 Shares 100,000 Est. Cost $3.35 Unrealized —

— ALIMERA SCIENCES INC 0.2%

Value ($000) $279 Shares 74,300 Est. Cost — Unrealized —

— PALATIN TECHNOLOGIES INC 0.1%

Value ($000) $133 Shares 192,992 Est. Cost $0.69 Unrealized —

— GTX INC DEL 0.1%

Value ($000) $117 Shares 57,700 Est. Cost — Unrealized —

— WRIGHT MED GROUP INC 0.0%

Value ($000) $41 Shares 116,600 Est. Cost $0.35 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	HYPERION THERAPEUTICS INC	820,906	$21,450	14.9%	$26.13	—	COM	44915N101
—	FURIEX PHARMACEUTICAL INC	349,356	$15,368	10.7%	$43.99	—	COM	36106P101
—	AMBIT BIOSCIENCES CORP	883,459	$13,693	9.5%	$15.50	—	COM	02318X100
—	SUNSHINE HEART INC	1,087,952	$12,598	8.7%	$11.58	—	COM	86782U106
GERN	GERON CORP	2,482,185	$8,315	5.8%	$1.64	0.0%	COM	374163103
—	PAIN THERAPEUTICS INC	2,910,849	$7,918	5.5%	$2.72	—	COM	69562K100
—	GENTIUM S P A	224,767	$6,098	4.2%	$27.13	—	SPONSORED ADR	37250B104
—	SOPHIRIS BIO INC	1,280,000	$5,991	4.2%	$4.68	—	COM	83578Q209
—	NANOSPHERE INC	2,500,000	$5,000	3.5%	$2.00	—	COM	63009F105
—	DURATA THERAPEUTICS INC	508,472	$4,596	3.2%	$9.04	—	COM	26658A107
—	HEARTWARE INTL INC	60,000	$4,392	3.0%	$73.20	—	COM	422368100
—	BIODEL INC	1,334,483	$4,204	2.9%	$3.15	—	COM NEW	09064M204
—	TRINITY BIOTECH PLC	189,071	$4,114	2.9%	$21.76	—	SPON ADR NEW	896438306
—	STREAMLINE HEALTH SOLUTIONS	475,878	$3,617	2.5%	$7.60	—	COM	86323X106
—	VOLCANO CORPORATION	142,500	$3,413	2.4%	$23.95	—	COM	928645100
—	AMARIN CORP PLC	500,000	$3,160	2.2%	—	—	Call	23111206
—	NORDION INC	299,902	$2,588	1.8%	$8.63	—	COM	65563C105
—	ONCOGENEX PHARMACEUTICAL INC	264,686	$2,454	1.7%	$9.27	—	COM	68230A106
—	MAST THERAPEUTICS INC	5,442,400	$2,390	1.7%	$0.44	—	COM	576314108
—	GIVEN IMAGING	118,000	$2,269	1.6%	$19.23	—	ORD SHS	M52020100
—	RTI SURGICAL INC.	606,015	$2,266	1.6%	$3.74	—	COM	74975N105
—	PROTALIX BIOTHERAPEUTICS INC	399,007	$1,808	1.3%	$4.53	—	COM	74365A101
—	MEI PHARMA INC	157,661	$1,774	1.2%	$11.25	—	COM NEW	55279B202
—	THERAPEUTICSMD INC	416,667	$1,221	0.8%	$2.93	—	COM	88338N107
—	ARQULE INC	373,926	$871	0.6%	$2.33	—	COM	04269E107
—	AVANIR PHARMACEUTICALS INC	200,000	$846	0.6%	—	—	Call	05348P401
—	PERNIX THERAPEUTICS HLDGS INC	296,811	$807	0.6%	$2.72	—	COM	71426V108
—	HORIZON PHARMA INC	100,000	$335	0.2%	$3.35	—	COM	44047T109
—	ALIMERA SCIENCES INC	74,300	$279	0.2%	—	—	Call	16259103
—	PALATIN TECHNOLOGIES INC	192,992	$133	0.1%	$0.69	—	COM PAR $ .01	696077403
—	GTX INC DEL	57,700	$117	0.1%	—	—	Put	40052B108
—	WRIGHT MED GROUP INC	116,600	$41	0.0%	$0.35	—	RIGHT 03/01/2019	98235T115