Mill Road Capital Management LLC Diversified Active

CIK: 0001512275 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value ($000): $37,215 (100.0% shares, 0.0% debt)

Holdings (17)

LCUT LIFETIME BRANDS INC 33.3%

Value ($000) $12,395 Shares 809,577 Est. Cost $11.40 Unrealized +18.1%

— JOES JEANS INC 9.2%

Value ($000) $3,427 Shares 3,532,855 Est. Cost $1.19 Unrealized —

— GAMING PARTNERS INTL CORP 8.1%

Value ($000) $3,025 Shares 358,788 Est. Cost $7.90 Unrealized —

— AMBASSADORS GROUP INC 8.1%

Value ($000) $3,003 Shares 811,624 Est. Cost $3.55 Unrealized —

LTRE LEARNING TREE INTL INC 5.2%

Value ($000) $1,946 Shares 831,771 Est. Cost $3.51 Unrealized -33.1%

— CARTESIAN INC 5.2%

Value ($000) $1,920 Shares 548,527 Est. Cost $3.50 Unrealized —

— GAIAM INC 4.8%

Value ($000) $1,801 Shares 245,382 Est. Cost $4.46 Unrealized —

ALNT ALLIED MOTION TECHNOLOGIES INC 4.8%

Value ($000) $1,771 Shares 124,735 Est. Cost $4.37 Unrealized +110.0%

— TRC COS INC 4.6%

Value ($000) $1,725 Shares 264,222 Est. Cost $6.22 Unrealized —

CACH CACHE INC 4.2%

Value ($000) $1,578 Shares 1,873,935 Est. Cost $3.85 Unrealized -69.8%

— SMTC CORP 3.7%

Value ($000) $1,395 Shares 753,979 Est. Cost $2.01 Unrealized —

— MAGNETEK INC 2.5%

Value ($000) $921 Shares 29,428 Est. Cost $20.40 Unrealized —

— ECOLOGY & ENVIRONMENT INC 1.9%

Value ($000) $691 Shares 71,475 Est. Cost $10.74 Unrealized —

VIRC VIRCO MFG CO 1.8%

Value ($000) $653 Shares 250,000 Est. Cost $2.61 Unrealized 0.0%

TLF TANDY LEATHER FACTORY 1.3%

Value ($000) $497 Shares 52,630 Est. Cost $9.34 Unrealized 0.0%

ESCA ESCALADE INC 0.6%

Value ($000) $235 Shares 19,492 Est. Cost $6.21 Unrealized +52.2%

— DESTINATION MATERNITY 0.6%

Value ($000) $232 Shares 15,000 Est. Cost $15.47 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LCUT	LIFETIME BRANDS INC	809,577	$12,395	33.3%	$11.40	+18.1%	COM	53222Q103
—	JOES JEANS INC	3,532,855	$3,427	9.2%	$1.19	—	COM	47777N101
—	GAMING PARTNERS INTL CORP	358,788	$3,025	8.1%	$7.90	—	COM	36467A107
—	AMBASSADORS GROUP INC	811,624	$3,003	8.1%	$3.55	—	COM	023177108
LTRE	LEARNING TREE INTL INC	831,771	$1,946	5.2%	$3.51	-33.1%	COM	522015106
—	CARTESIAN INC	548,527	$1,920	5.2%	$3.50	—	COM	146534102
—	GAIAM INC	245,382	$1,801	4.8%	$4.46	—	CL A	36268Q103
ALNT	ALLIED MOTION TECHNOLOGIES INC	124,735	$1,771	4.8%	$4.37	+110.0%	COM	019330109
—	TRC COS INC	264,222	$1,725	4.6%	$6.22	—	COM	872625108
CACH	CACHE INC	1,873,935	$1,578	4.2%	$3.85	-69.8%	COM NEW	127150308
—	SMTC CORP	753,979	$1,395	3.7%	$2.01	—	COM NEW	832682207
—	MAGNETEK INC	29,428	$921	2.5%	$20.40	—	COM NEW	559424403
—	ECOLOGY & ENVIRONMENT INC	71,475	$691	1.9%	$10.74	—	CL A	278878103
VIRC	VIRCO MFG CO	250,000	$653	1.8%	$2.61	0.0%	COM	927651109
TLF	TANDY LEATHER FACTORY	52,630	$497	1.3%	$9.34	0.0%	COM	87538X105
ESCA	ESCALADE INC	19,492	$235	0.6%	$6.21	+52.2%	COM	296056104
—	DESTINATION MATERNITY	15,000	$232	0.6%	$15.47	—	COM	25065D100