Mill Road Capital Management LLC Diversified Active

CIK: 0001512275 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 16, 2015

Total Value ($000): $49,792 (100.0% shares, 0.0% debt)

Holdings (15)

LCUT LIFETIME BRANDS INC 38.6%

Value ($000) $19,218 Shares 1,374,681 Est. Cost $11.73 Unrealized +0.6%

UFPT UFP TECHNOLOGIES INC 14.1%

Value ($000) $7,016 Shares 307,064 Est. Cost $20.95 Unrealized +1.4%

— ECOLOGY & ENVIRONMENT INC 10.1%

Value ($000) $5,006 Shares 431,475 Est. Cost $11.46 Unrealized —

— GAMING PARTNERS INTL CORP 7.2%

Value ($000) $3,588 Shares 358,788 Est. Cost $7.90 Unrealized —

— GAIAM INC 6.6%

Value ($000) $3,280 Shares 533,276 Est. Cost $5.53 Unrealized —

— PERFORMANT FINL CORP 6.3%

Value ($000) $3,129 Shares 1,293,056 Est. Cost $2.93 Unrealized —

— CARTESIAN INC 2.8%

Value ($000) $1,384 Shares 562,635 Est. Cost $3.50 Unrealized —

ACNT SYNALLOY CP DEL 2.7%

Value ($000) $1,354 Shares 149,798 Est. Cost $11.95 Unrealized -12.6%

KE KIMBALL ELECTRONICS INC 2.7%

Value ($000) $1,329 Shares 111,433 Est. Cost $12.64 Unrealized -2.2%

— SMTC CORP 2.4%

Value ($000) $1,214 Shares 783,099 Est. Cost $2.00 Unrealized —

VIRC VIRCO MFG CO 2.1%

Value ($000) $1,063 Shares 355,663 Est. Cost $2.64 Unrealized +2.7%

— TRC COS INC 2.1%

Value ($000) $1,047 Shares 88,509 Est. Cost $6.22 Unrealized —

— AMBASSADORS GROUP INC 1.5%

Value ($000) $763 Shares 280,605 Est. Cost $2.72 Unrealized —

TLF TANDY LEATHER FACTORY INC 0.8%

Value ($000) $386 Shares 53,361 Est. Cost $9.34 Unrealized -15.8%

— DYNAMIC MATLS CORP 0.0%

Value ($000) $15 Shares 1,600 Est. Cost $9.38 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LCUT	LIFETIME BRANDS INC	1,374,681	$19,218	38.6%	$11.73	+0.6%	COM	53222Q103
UFPT	UFP TECHNOLOGIES INC	307,064	$7,016	14.1%	$20.95	+1.4%	COM	902673102
—	ECOLOGY & ENVIRONMENT INC	431,475	$5,006	10.1%	$11.46	—	CL A	278878103
—	GAMING PARTNERS INTL CORP	358,788	$3,588	7.2%	$7.90	—	COM	36467A107
—	GAIAM INC	533,276	$3,280	6.6%	$5.53	—	CL A	36268Q103
—	PERFORMANT FINL CORP	1,293,056	$3,129	6.3%	$2.93	—	COM	71377E105
—	CARTESIAN INC	562,635	$1,384	2.8%	$3.50	—	COM	146534102
ACNT	SYNALLOY CP DEL	149,798	$1,354	2.7%	$11.95	-12.6%	COM	871565107
KE	KIMBALL ELECTRONICS INC	111,433	$1,329	2.7%	$12.64	-2.2%	COM	49428J109
—	SMTC CORP	783,099	$1,214	2.4%	$2.00	—	COM NEW	832682207
VIRC	VIRCO MFG CO	355,663	$1,063	2.1%	$2.64	+2.7%	COM	927651109
—	TRC COS INC	88,509	$1,047	2.1%	$6.22	—	COM	872625108
—	AMBASSADORS GROUP INC	280,605	$763	1.5%	$2.72	—	COM	023177108
TLF	TANDY LEATHER FACTORY INC	53,361	$386	0.8%	$9.34	-15.8%	COM	87538X105
—	DYNAMIC MATLS CORP	1,600	$15	0.0%	$9.38	—	COM	267888105