Indaba Capital Management, L.P. Quant / Systematic

CIK: 0001524362 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 14, 2023

Total Value ($000): $339,354 (49.6% shares, 50.4% debt)

Holdings (17)

— TABULA RASA HEALTHCARE INC 25.9%

Value ($000) $87,799 Shares 89,728,000 Est. Cost $0.77 Unrealized —

— TABULA RASA HEALTHCARE INC 19.8%

Value ($000) $67,237 Shares 6,521,578 Est. Cost $3.03 Unrealized —

— STANDARD BIOTOOLS INC 14.4%

Value ($000) $48,701 Shares 40,500,000 Est. Cost $1.82 Unrealized —

— BANDWIDTH INC 10.2%

Value ($000) $34,657 Shares 53,500,000 Est. Cost $0.62 Unrealized —

— SNAP ONE HOLDINGS CORP 8.5%

Value ($000) $28,730 Shares 3,109,281 Est. Cost $16.77 Unrealized —

ONTF ON24 INC 7.9%

Value ($000) $26,841 Shares 4,240,256 Est. Cost $22.91 Unrealized -67.8%

LAB STANDARD BIOTOOLS INC 6.4%

Value ($000) $21,594 Shares 7,446,229 Est. Cost $6.24 Unrealized -58.1%

CPRI CAPRI HOLDINGS LIMITED 5.3%

Value ($000) $17,887 Shares 340,000 Est. Cost $45.35 Unrealized 0.0%

OBDC BLUE OWL CAPITAL CORPORATION 1.1%

Value ($000) $3,731 Shares 269,375 Est. Cost $10.41 Unrealized 0.0%

— MERRIMACK PHARMACEUTICALS IN 0.5%

Value ($000) $1,687 Shares 136,802 Est. Cost $12.33 Unrealized —

HLLY/WS HOLLEY INC 0.1%

Value ($000) $428 Shares 669,159 Est. Cost $2.90 Unrealized —

— ALLEGO N V 0.0%

Value ($000) $32 Shares 75,000 Est. Cost $1.05 Unrealized —

RGTIW RIGETTI COMPUTING INC 0.0%

Value ($000) $16 Shares 62,500 Est. Cost $1.30 Unrealized —

MVLAW MOVELLA HOLDINGS INC 0.0%

Value ($000) $5 Shares 125,265 Est. Cost $0.13 Unrealized —

OPADW OFFERPAD SOLUTIONS INC 0.0%

Value ($000) $4 Shares 266,667 Est. Cost $1.75 Unrealized —

— MARKFORGED HOLDING CORPORATI 0.0%

Value ($000) $4 Shares 25,000 Est. Cost $1.36 Unrealized —

DAVEW DAVE INC 0.0%

Value ($000) $2 Shares 124,900 Est. Cost $1.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	TABULA RASA HEALTHCARE INC	89,728,000	$87,799	25.9%	$0.77	—	NOTE 1.750% 2/1	873379AA9
—	TABULA RASA HEALTHCARE INC	6,521,578	$67,237	19.8%	$3.03	—	COM	873379101
—	STANDARD BIOTOOLS INC	40,500,000	$48,701	14.4%	$1.82	—	NOTE 5.250%12/0	34385PAF5
—	BANDWIDTH INC	53,500,000	$34,657	10.2%	$0.62	—	NOTE 0.500% 4/0	05988JAD5
—	SNAP ONE HOLDINGS CORP	3,109,281	$28,730	8.5%	$16.77	—	COM	83303Y105
ONTF	ON24 INC	4,240,256	$26,841	7.9%	$22.91	-67.8%	COM	68339B104
LAB	STANDARD BIOTOOLS INC	7,446,229	$21,594	6.4%	$6.24	-58.1%	COM	34385P108
CPRI	CAPRI HOLDINGS LIMITED	340,000	$17,887	5.3%	$45.35	0.0%	SHS	G1890L107
OBDC	BLUE OWL CAPITAL CORPORATION	269,375	$3,731	1.1%	$10.41	0.0%	COM	69121K104
—	MERRIMACK PHARMACEUTICALS IN	136,802	$1,687	0.5%	$12.33	—	COM NEW	590328209
HLLY/WS	HOLLEY INC	669,159	$428	0.1%	$2.90	—	*W EXP 11/30/202	43538H111
—	ALLEGO N V	75,000	$32	0.0%	$1.05	—	*W EXP 03/16/202	N0796A118
RGTIW	RIGETTI COMPUTING INC	62,500	$16	0.0%	$1.30	—	*W EXP 99/99/999	76655K111
MVLAW	MOVELLA HOLDINGS INC	125,265	$5	0.0%	$0.13	—	*W EXP 02/10/202	62459N113
OPADW	OFFERPAD SOLUTIONS INC	266,667	$4	0.0%	$1.75	—	*W EXP 09/01/202	67623L117
—	MARKFORGED HOLDING CORPORATI	25,000	$4	0.0%	$1.36	—	*W EXP 07/14/202	57064N110
DAVEW	DAVE INC	124,900	$2	0.0%	$1.46	—	*W EXP 01/05/202	23834J110