Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Aug 14, 2023

Total Value ($000): $221,300 (100.0% shares, 0.0% debt)

Holdings (30)

SMTC SEMTECH CORP 28.8%

Value ($000) $63,650 Shares 2,500,000 Est. Cost $31.27 Unrealized -31.0%

SMTC SEMTECH CORP 28.2%

Value ($000) $62,450 Shares 2,452,855 Est. Cost $31.27 Unrealized -31.0%

— MARINUS PHARMACEUTICALS INC 11.1%

Value ($000) $24,517 Shares 2,257,521 Est. Cost $11.62 Unrealized —

SPY SPDR S&P 500 ETF TR 10.0%

Value ($000) $22,164 Shares 50,000 Est. Cost — Unrealized —

CHRD CHORD ENERGY CORPORATION 7.1%

Value ($000) $15,750 Shares 102,403 Est. Cost $92.18 Unrealized +35.1%

ARDX ARDELYX INC 2.3%

Value ($000) $5,175 Shares 1,526,667 Est. Cost $1.61 Unrealized +154.2%

— BURGERFI INTERNATIONAL INC 1.9%

Value ($000) $4,311 Shares 2,745,938 Est. Cost $13.69 Unrealized —

— SERES THERAPEUTICS INC 1.5%

Value ($000) $3,314 Shares 691,803 Est. Cost $6.30 Unrealized —

— DURECT CORP 1.3%

Value ($000) $2,978 Shares 601,664 Est. Cost $5.50 Unrealized —

BATL BATTALION OIL CORP 1.0%

Value ($000) $2,175 Shares 380,891 Est. Cost $9.85 Unrealized -32.9%

— KINIKSA PHARMACEUTICALS LTD 0.8%

Value ($000) $1,840 Shares 130,691 Est. Cost $11.03 Unrealized —

— BLUEBIRD BIO INC 0.8%

Value ($000) $1,748 Shares 531,256 Est. Cost $3.29 Unrealized —

MIST MILESTONE PHARMACEUTICALS IN 0.6%

Value ($000) $1,283 Shares 450,207 Est. Cost $6.59 Unrealized -42.8%

ACRS ACLARIS THERAPEUTICS INC 0.5%

Value ($000) $1,140 Shares 109,898 Est. Cost $12.69 Unrealized -28.7%

— 2SEVENTY BIO INC 0.5%

Value ($000) $1,130 Shares 111,667 Est. Cost $10.20 Unrealized —

— CYMABAY THERAPEUTICS INC 0.5%

Value ($000) $1,089 Shares 99,425 Est. Cost $3.21 Unrealized —

INSM INSMED INC 0.5%

Value ($000) $1,062 Shares 50,335 Est. Cost $20.95 Unrealized -9.5%

FENC FENNEC PHARMACEUTICALS INC 0.4%

Value ($000) $971 Shares 110,000 Est. Cost $8.31 Unrealized 0.0%

— HORIZON THERAPEUTICS PUB L 0.3%

Value ($000) $761 Shares 7,400 Est. Cost $102.85 Unrealized —

SNDX SYNDAX PHARMACEUTICALS INC 0.3%

Value ($000) $722 Shares 34,500 Est. Cost $20.82 Unrealized 0.0%

MIRM MIRUM PHARMACEUTICALS INC 0.3%

Value ($000) $698 Shares 27,000 Est. Cost $23.32 Unrealized +14.0%

WHWK AADI BIOSCIENCE INC 0.3%

Value ($000) $564 Shares 82,423 Est. Cost $7.77 Unrealized 0.0%

— MERSANA THERAPEUTICS INC 0.2%

Value ($000) $480 Shares 146,000 Est. Cost $4.11 Unrealized —

ORGN ORIGIN MATERIALS INC 0.2%

Value ($000) $426 Shares 100,000 Est. Cost $9.92 Unrealized -56.8%

— HARPOON THERAPEUTICS INC 0.1%

Value ($000) $324 Shares 456,514 Est. Cost $0.72 Unrealized —

— BURGERFI INTERNATIONAL INC 0.1%

Value ($000) $266 Shares 2,083,438 Est. Cost — Unrealized —

— LUMOS PHARMA INC 0.1%

Value ($000) $259 Shares 78,351 Est. Cost $6.70 Unrealized —

MSFT MICROSOFT CORP 0.0%

Value ($000) $34 Shares 100 Est. Cost $256.88 Unrealized +19.6%

GOOG ALPHABET INC 0.0%

Value ($000) $12 Shares 100 Est. Cost $95.84 Unrealized +19.9%

— PDC ENERGY INC 0.0%

Value ($000) $7 Shares 100 Est. Cost $72.68 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SMTC	SEMTECH CORP	2,500,000	$63,650	28.8%	$31.27	-31.0%	Call	816850101
SMTC	SEMTECH CORP	2,452,855	$62,450	28.2%	$31.27	-31.0%	COM	816850101
—	MARINUS PHARMACEUTICALS INC	2,257,521	$24,517	11.1%	$11.62	—	COM NEW	56854Q200
SPY	SPDR S&P 500 ETF TR	50,000	$22,164	10.0%	—	—	Put	78462F103
CHRD	CHORD ENERGY CORPORATION	102,403	$15,750	7.1%	$92.18	+35.1%	COM NEW	674215207
ARDX	ARDELYX INC	1,526,667	$5,175	2.3%	$1.61	+154.2%	COM	039697107
—	BURGERFI INTERNATIONAL INC	2,745,938	$4,311	1.9%	$13.69	—	COM	12122L101
—	SERES THERAPEUTICS INC	691,803	$3,314	1.5%	$6.30	—	COM	81750R102
—	DURECT CORP	601,664	$2,978	1.3%	$5.50	—	COM NEW	266605500
BATL	BATTALION OIL CORP	380,891	$2,175	1.0%	$9.85	-32.9%	COM	07134L107
—	KINIKSA PHARMACEUTICALS LTD	130,691	$1,840	0.8%	$11.03	—	COM CL A	G5269C101
—	BLUEBIRD BIO INC	531,256	$1,748	0.8%	$3.29	—	COM	09609G100
MIST	MILESTONE PHARMACEUTICALS IN	450,207	$1,283	0.6%	$6.59	-42.8%	COM	59935V107
ACRS	ACLARIS THERAPEUTICS INC	109,898	$1,140	0.5%	$12.69	-28.7%	COM	00461U105
—	2SEVENTY BIO INC	111,667	$1,130	0.5%	$10.20	—	COMMON STOCK	901384107
—	CYMABAY THERAPEUTICS INC	99,425	$1,089	0.5%	$3.21	—	COM	23257D103
INSM	INSMED INC	50,335	$1,062	0.5%	$20.95	-9.5%	COM PAR $.01	457669307
FENC	FENNEC PHARMACEUTICALS INC	110,000	$971	0.4%	$8.31	0.0%	COM	31447P100
—	HORIZON THERAPEUTICS PUB L	7,400	$761	0.3%	$102.85	—	SHS	G46188101
SNDX	SYNDAX PHARMACEUTICALS INC	34,500	$722	0.3%	$20.82	0.0%	COM	87164F105
MIRM	MIRUM PHARMACEUTICALS INC	27,000	$698	0.3%	$23.32	+14.0%	COM	604749101
WHWK	AADI BIOSCIENCE INC	82,423	$564	0.3%	$7.77	0.0%	COM	00032Q104
—	MERSANA THERAPEUTICS INC	146,000	$480	0.2%	$4.11	—	Call	59045L106
ORGN	ORIGIN MATERIALS INC	100,000	$426	0.2%	$9.92	-56.8%	COM	68622D106
—	HARPOON THERAPEUTICS INC	456,514	$324	0.1%	$0.72	—	COM	41358P106
—	BURGERFI INTERNATIONAL INC	2,083,438	$266	0.1%	—	—	Call	12122L119
—	LUMOS PHARMA INC	78,351	$259	0.1%	$6.70	—	COM	55028X109
MSFT	MICROSOFT CORP	100	$34	0.0%	$256.88	+19.6%	COM	594918104
GOOG	ALPHABET INC	100	$12	0.0%	$95.84	+19.9%	CAP STK CL C	02079K107
—	PDC ENERGY INC	100	$7	0.0%	$72.68	—	COM	69327R101