PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 12, 2021

Total Value ($000): $65,028 (100.0% shares, 0.0% debt)

Holdings (10)

— REATA PHARMACEUTICALS INC 26.6%

Value ($000) $17,307 Shares 140,000 Est. Cost $21.31 Unrealized —

NEM NEWMONT CORP 23.0%

Value ($000) $14,973 Shares 250,000 Est. Cost $28.87 Unrealized +81.3%

NVGS NAVIGATOR HOLDINGS LTD 20.6%

Value ($000) $13,414 Shares 1,225,000 Est. Cost $14.38 Unrealized -43.0%

EPSN EPSILON ENERGY LTD 7.9%

Value ($000) $5,136 Shares 1,384,461 Est. Cost $3.36 Unrealized -18.6%

BK BANK NEW YORK MELLON CORP 6.5%

Value ($000) $4,244 Shares 100,000 Est. Cost $33.17 Unrealized 0.0%

SPY SPDR S&P 500 ETF TR 5.7%

Value ($000) $3,739 Shares 10,000 Est. Cost $334.32 Unrealized —

IRIX IRIDEX CORP 5.1%

Value ($000) $3,313 Shares 1,320,000 Est. Cost $7.87 Unrealized -76.0%

— VERSO CORP 2.7%

Value ($000) $1,771 Shares 147,310 Est. Cost $12.02 Unrealized —

WFC WELLS FARGO CO NEW 1.2%

Value ($000) $755 Shares 25,000 Est. Cost $23.04 Unrealized 0.0%

ATNI ATN INTL INC 0.6%

Value ($000) $376 Shares 9,000 Est. Cost $40.57 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	REATA PHARMACEUTICALS INC	140,000	$17,307	26.6%	$21.31	—	CL A	75615P103
NEM	NEWMONT CORP	250,000	$14,973	23.0%	$28.87	+81.3%	COM	651639106
NVGS	NAVIGATOR HOLDINGS LTD	1,225,000	$13,414	20.6%	$14.38	-43.0%	SHS	Y62132108
EPSN	EPSILON ENERGY LTD	1,384,461	$5,136	7.9%	$3.36	-18.6%	COM	294375209
BK	BANK NEW YORK MELLON CORP	100,000	$4,244	6.5%	$33.17	0.0%	COM	064058100
SPY	SPDR S&P 500 ETF TR	10,000	$3,739	5.7%	$334.32	—	TR UNIT	78462F103
IRIX	IRIDEX CORP	1,320,000	$3,313	5.1%	$7.87	-76.0%	COM	462684101
—	VERSO CORP	147,310	$1,771	2.7%	$12.02	—	CL A	92531L207
WFC	WELLS FARGO CO NEW	25,000	$755	1.2%	$23.04	0.0%	COM	949746101
ATNI	ATN INTL INC	9,000	$376	0.6%	$40.57	0.0%	COM	00215F107