Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 13, 2017
Total Value: $1.249B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 10,460,143 | $171M | 13.7% | $16.39 | $24.01 | — | COM | 88018T101 |
| — | MS INDIA INVESTMENT | 4,394,494 | $112M | 9.0% | $25.57 | $19.64 | — | COM | 61745C105 |
| — | KOREA FUND | 2,466,647 | $78.42M | 6.3% | $31.79 | $35.60 | — | COM NEW | 500634209 |
| — | ABERDEEN LATIN AMERICA EQUITY | 3,081,412 | $60.97M | 4.9% | $19.79 | $28.17 | — | COM | 00306K106 |
| — | INDIA FUND INC | 2,710,696 | $57.99M | 4.6% | $21.39 | $21.91 | — | COM | 454089103 |
| — | TAIWAN FUND | 3,332,101 | $53.7M | 4.3% | $16.12 | $16.69 | — | COM | 874036106 |
| XXCHNXX | CHINA FUND INC. | 3,441,987 | $51.78M | 4.1% | $15.05 | $17.51 | — | COM | 169373107 |
| — | ASIA PACIFIC FUND | 4,649,247 | $45.19M | 3.6% | $9.72 | $10.36 | — | COM | 044901106 |
| — | ABERDEEN EMERGING MARKETS SMALLER CO OPP | 3,966,461 | $44.74M | 3.6% | $11.28 | $17.96 | — | COM | 00301T102 |
| — | JPMORGAN CHINA REGION FUND INC | 2,774,638 | $43.2M | 3.5% | $15.57 | $15.36 | — | COM | 48126T104 |
| — | MS EMERGING MARKETS | 3,252,909 | $42.89M | 3.4% | $13.19 | $14.46 | — | COM | 61744G107 |
| — | TEMPLETON EMERGING MARKETS FD | 2,833,259 | $34.28M | 2.7% | $12.10 | $12.63 | — | COM | 880191101 |
| EEM | ISHARES MSCI EMERGING MARKETS INDEX | 938,500 | $32.86M | 2.6% | $35.02 | $36.07 | -2.9% | MSCI EMG MKT ETF | 464287234 |
| — | THE CENTRAL EUROPE RUSSIA AND TURKEY FUN | 1,561,807 | $32.16M | 2.6% | $20.59 | $28.51 | — | COM | 153436100 |
| — | KOREA EQUITY | 4,117,359 | $30.53M | 2.4% | $7.41 | $8.04 | — | COM | 50063B104 |
| — | MS ASIA PACIFIC | 2,207,653 | $29.88M | 2.4% | $13.54 | $15.11 | — | COM | 61744U106 |
| — | THAI FUND INC. | 3,804,674 | $28.93M | 2.3% | $7.61 | $18.05 | — | COM | 882904105 |
| — | ABERDEEN GREATER CHINA FUND INC | 3,313,689 | $28.76M | 2.3% | $8.68 | $9.76 | — | COM | 003031101 |
| — | MEXICO EQUITY & INCOME FUND INC | 2,913,383 | $26.75M | 2.1% | $9.18 | $13.54 | — | COM | 592834105 |
| — | ABERDEEN INDONESIA FUND INC | 3,427,435 | $21.83M | 1.7% | $6.37 | $10.20 | — | COM | 00305P106 |
| — | LATIN AMERICAN DISCOVERY | 2,302,865 | $21.43M | 1.7% | $9.30 | $12.95 | — | COM | 51828C106 |
| EWY | ISHARES MSCI KOREA | 344,180 | $18.32M | 1.5% | $53.23 | $50.95 | +4.5% | MSCI STH KOR ETF | 464286772 |
| VWO | VANGUARD EMERGING MARKETS ETF | 496,500 | $17.77M | 1.4% | $35.78 | $36.63 | -2.3% | FTSE EMR MKT ETF | 922042858 |
| — | MEXICO FUND | 1,209,894 | $17.02M | 1.4% | $14.06 | $16.63 | — | COM | 592835102 |
| — | VOYA EMERGING MARKETS HIGH INC | 1,920,453 | $14.33M | 1.1% | $7.46 | $7.62 | — | COM | 92912P108 |
| — | ASIA TIGERS FUND INC. | 1,121,406 | $10.29M | 0.8% | $9.18 | $11.47 | — | COM | 04516T105 |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | 290,000 | $6.679M | 0.5% | $23.03 | $19.71 | +17.0% | GB MSCI AR ETF | 37950E259 |
| — | MS CHINA A SHARE | 366,888 | $6.239M | 0.5% | $17.01 | $22.47 | — | COM | 617468103 |
| — | SPROTT FOCUS TRUST | 883,033 | $6.137M | 0.5% | $6.95 | $6.47 | — | COM | 85208J109 |
| PAM | PAMPA ENERGIA SA-SPON ADR | 175,100 | $6.092M | 0.5% | $34.79 | $15.52 | +124.3% | SPONS ADR LVL I | 697660207 |
| EWZ | ISHARES MSCI BRAZIL- US | 143,866 | $4.796M | 0.4% | $33.34 | $42.39 | -21.3% | MSCI BRZ CAP ETF | 464286400 |
| — | VOYA ASIA PACIFIC HIGH DIV FUND | 503,555 | $4.391M | 0.4% | $8.72 | $8.87 | — | COM | 92912J102 |
| — | BLACKROCK INTERNATIONAL GROWTH | 753,081 | $4.146M | 0.3% | $5.51 | $5.82 | — | COM BENE INTER | 092524107 |
| — | NEUBERGER BERMAN REAL ESTATE SECURITIES | 765,066 | $4.12M | 0.3% | $5.39 | $5.01 | — | COM | 64190A103 |
| — | PIMCO DYNAMIC CREDIT INCOME | 184,621 | $3.732M | 0.3% | $20.21 | $18.95 | — | COM SHS | 72202D106 |
| — | GENERAL AMERICAN INVESTORS | 113,897 | $3.552M | 0.3% | $31.19 | $32.16 | — | COM | 368802104 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 361,190 | $3.513M | 0.3% | $9.73 | $10.36 | — | COM | 47109U104 |
| XFEOX | FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND | 250,406 | $3.469M | 0.3% | $13.85 | $16.41 | — | COM | 33731K102 |
| — | EATON VANCE MUNICIPAL BOND FUND | 263,731 | $3.274M | 0.3% | $12.41 | $12.41 | — | COM | 27827X101 |
| — | ISHARES MSCI TAIWAN | 110,618 | $3.249M | 0.3% | $29.37 | $15.69 | — | MSCI TAIWAN | 464286731 |
| — | LIBERTY ALL STAR EQUITY FUND | 587,258 | $3.027M | 0.2% | $5.15 | $5.31 | — | SH BEN INT | 530158104 |
| — | ARES DYNAMIC CREDIT ALLOCATION FUND | 183,827 | $2.774M | 0.2% | $15.09 | $15.04 | — | COM | 04014F102 |
| — | NUVEEN MORTGAGE OPPORTUNITY TERM FUND | 113,236 | $2.724M | 0.2% | $24.06 | $22.63 | — | COM | 670735109 |
| — | TURKISH INVESTMENT FUND INC. | 400,064 | $2.712M | 0.2% | $6.78 | $9.03 | — | COM | 900145103 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 361,401 | $2.658M | 0.2% | $7.35 | $6.88 | — | COM | 00306J109 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 206,618 | $2.627M | 0.2% | $12.71 | $12.72 | — | COM | 006212104 |
| — | VANECK VECTORS EGYPT INDEX ETF | 91,754 | $2.415M | 0.2% | $26.32 | $26.32 | — | EGYPT INDX ETF | 92189F775 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 257,652 | $2.282M | 0.2% | $8.86 | $8.75 | — | COM | 67073D102 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 141,796 | $2.134M | 0.2% | $15.05 | $15.07 | — | COM | 95768B107 |
| — | NUVEEN PREFERRED SECURITIES | 209,305 | $1.943M | 0.2% | $9.28 | $9.28 | — | COM | 67072C105 |
| — | INVESCO ADVANTAGE MUNICIPAL INCOME | 156,424 | $1.736M | 0.1% | $11.10 | $11.10 | — | SH BEN INT | 46132E103 |
| — | BLACKROCK MULTI-SECTOR INCOME TRUST | 104,968 | $1.728M | 0.1% | $16.46 | $15.80 | — | COM | 09258A107 |
| NXDT | NEXPOINT CREDIT STRATEGIES FUND | 73,132 | $1.666M | 0.1% | $22.78 | $22.24 | — | COM | 65340G205 |
| — | WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM | 127,252 | $1.633M | 0.1% | $12.83 | $13.09 | — | COM SHS | 94987D101 |
| INDA | ISHARES MSCI INDIA ETF | 60,000 | $1.605M | 0.1% | $26.75 | $27.80 | -3.6% | MSCI INDIA ETF | 46429B598 |
| — | BLACKSTONE GSO LONG SHORT CREDIT INCOME | 95,577 | $1.523M | 0.1% | $15.93 | $14.43 | — | COM SHS BN INT | 09257D102 |
| — | GLOBAL X NIGERIA INDEX ETF | 325,846 | $1.393M | 0.1% | $4.28 | $6.00 | — | GBL X MSCI NGR | 37950E424 |
| — | GUGGENHEIM FRONTIER MARKETS ETF | 117,590 | $1.357M | 0.1% | $11.54 | $11.54 | — | GUGG FRNTR MKT | 18383Q838 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME | 110,632 | $1.312M | 0.1% | $11.86 | $11.86 | — | COM SHS | 723763108 |
| — | COHEN & STEERS MLP INCOME & ENG OPP | 113,723 | $1.239M | 0.1% | $10.89 | $10.89 | — | COM SHS | 19249B106 |
| — | GOLDMAN SACHS MLP INCOME OPP | 126,821 | $1.233M | 0.1% | $9.72 | $9.72 | — | COM SHS | 38147W103 |
| — | CLEARBRIDGE AMERICAN ENERGY MLP FUND | 130,747 | $1.199M | 0.1% | $9.17 | $9.17 | — | COM | 184691103 |
| — | NUVEEN GLOBAL HIGH INCOME FUND | 64,076 | $1.025M | 0.1% | $16.00 | $16.46 | — | SHS | 67075G103 |
| — | NUVEEN MUNICIPAL VALUE FUND | 102,210 | $977K | 0.1% | $9.56 | $9.56 | — | COM | 670928100 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 83,197 | $926K | 0.1% | $11.13 | $10.86 | — | COM | 95766R104 |
| — | CENTRAL FUND OF CANADA | 77,400 | $883K | 0.1% | $11.41 | $11.50 | — | CL A | 153501101 |
| — | MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE | 40,054 | $790K | 0.1% | $19.72 | $23.03 | — | COM | 55608D101 |
| — | MVC CAPITAL INC | 80,000 | $686K | 0.1% | $8.57 | $11.63 | — | COM | 553829102 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE FUND INC | 85,341 | $655K | 0.1% | $7.68 * | $14.95 | -46.6% | COM | 33766Y100 |
| — | WESTERN ASSET PREMIER BOND FUND | 50,137 | $649K | 0.1% | $12.94 | $12.94 | — | SHS BEN INT | 957664105 |
| — | NEUBERGER BERMAN HIGH YIELD STRATEGIES F | 52,529 | $613K | 0.0% | $11.67 | $11.64 | — | COM | 64128C106 |
| — | BLACKSTON/GSO STRATEGIC CREDIT FUND | 39,211 | $602K | 0.0% | $15.35 | $13.62 | — | COM SHS BEN IN | 09257R101 |
| — | GLOBAL X MSCI PAKISTAN ETF | 33,242 | $583K | 0.0% | $17.54 | $17.54 | — | MSCI PAKISTAN | 37950E689 |
| — | HERZFELD CARIBBEAN BASIN FUND | 80,000 | $538K | 0.0% | $6.72 | $6.28 | — | COM | 42804T106 |
| — | DWS HIGH INCOME OPPORTUNITIES FUND INC | 36,911 | $531K | 0.0% | $14.39 | $14.17 | — | COM | 25158Y102 |
| — | WESTERN ASSET HIGH INCOME OPPORTUNITY FU | 98,188 | $490K | 0.0% | $4.99 | $5.23 | — | COM | 95766K109 |
| — | TEKLA HEALTHCARE INVESTORS | 22,035 | $465K | 0.0% | $21.10 | $21.10 | — | SHS BEN INT | 87911J103 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 38,706 | $447K | 0.0% | $11.55 | $11.55 | — | COM | 092501105 |
| — | FLAHERTY & CRUMRINE DYNAMIC PREFERRED AN | 18,418 | $437K | 0.0% | $23.73 | $23.73 | — | SHS | 33848W106 |
| — | APOLLO SENIOR FLOATING RATE FUND INC | 24,823 | $432K | 0.0% | $17.40 | $15.23 | — | COM | 037636107 |
| — | BLACKROCK FLOATING RATE INCOME STRATEGY | 28,807 | $415K | 0.0% | $14.41 | $13.09 | — | COM | 09255X100 |
| — | BROOKFIELD REAL ASSETS INCOME | 17,724 | $395K | 0.0% | $22.29 | $22.29 | — | SHS BEN INT | 112830104 |
| — | EATON VANCE FLOATING RATE INCOME PLUS | 22,764 | $390K | 0.0% | $17.13 | $15.68 | — | COM | 278284104 |
| XPHDX | PIONEER FLOATING RATE TRUST | 27,017 | $321K | 0.0% | $11.88 | $11.22 | — | COM | 72369J102 |
| — | CALAMOS CONVERTIBLE OPP AND INC FUND | 26,611 | $269K | 0.0% | $10.11 | $9.71 | — | SH BEN INT | 128117108 |
| — | WESTERN ASSET CORPORATE LOAN | 22,776 | $257K | 0.0% | $11.28 | $10.36 | — | COM | 95790J102 |
| — | ADAMS NATURAL RESOURCES FUND I | 12,158 | $245K | 0.0% | $20.15 | $21.24 | — | COM | 00548F105 |
| — | THE EUROPEAN EQUITY FUND INC | 28,396 | $218K | 0.0% | $7.68 | $7.68 | — | COM | 298768102 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 15,995 | $130K | 0.0% | $8.13 | $8.13 | — | COM | 09251A104 |
| — | ALLIANZGI NFJ DIVIDEND INTEREST | 10,125 | $128K | 0.0% | $12.64 | $12.64 | — | COM | 01883A107 |
| — | EATON VANCE RISK MANAGED DIV | 11,631 | $104K | 0.0% | $8.94 | $8.94 | — | COM | 27829G106 |
| — | GABELLI EQUITY TRUST | 18,043 | $100K | 0.0% | $5.54 | $6.02 | — | COM | 362397101 |