Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 9, 2017
Total Value: $1.386B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 9,161,719 | $191M | 13.8% | $20.81 | $24.01 | — | COM | 88018T101 |
| — | MS INDIA INVESTMENT | 4,284,345 | $147M | 10.6% | $34.25 | $19.64 | — | COM | 61745C105 |
| — | ABERDEEN LATIN AMERICA EQUITY | 3,104,563 | $84.86M | 6.1% | $27.33 | $28.17 | — | COM | 00306K106 |
| — | KOREA FUND | 2,071,499 | $83.9M | 6.1% | $40.50 | $35.60 | — | COM NEW | 500634209 |
| XXCHNXX | CHINA FUND INC. | 3,919,903 | $80.04M | 5.8% | $20.42 | $17.47 | — | COM | 169373107 |
| — | TAIWAN FUND | 3,508,359 | $72.27M | 5.2% | $20.60 | $16.75 | — | COM | 874036106 |
| — | INDIA FUND INC | 2,501,829 | $66.96M | 4.8% | $26.76 | $21.91 | — | COM | 454089103 |
| — | ASIA PACIFIC FUND | 4,649,247 | $64.56M | 4.7% | $13.89 | $10.36 | — | COM | 044901106 |
| — | MS EMERGING MARKETS | 3,531,258 | $61.52M | 4.4% | $17.42 | $14.51 | — | COM | 61744G107 |
| — | ABERDEEN EMERGING MARKETS SMALLER CO OPP | 3,980,886 | $55.51M | 4.0% | $13.94 | $17.96 | — | COM | 00301T102 |
| — | MS ASIA PACIFIC | 2,715,912 | $46.77M | 3.4% | $17.22 | $15.32 | — | COM | 61744U106 |
| — | ABERDEEN GREATER CHINA FUND INC | 3,390,540 | $39.84M | 2.9% | $11.75 | $9.78 | — | COM | 003031101 |
| — | THAI FUND INC. | 3,817,492 | $37.22M | 2.7% | $9.75 | $17.84 | — | COM | 882904105 |
| — | MEXICO EQUITY & INCOME FUND INC | 2,937,376 | $34.09M | 2.5% | $11.60 | $13.47 | — | COM | 592834105 |
| — | CENTRAL AND EASTERN EUROPE FUND | 1,367,935 | $33.72M | 2.4% | $24.65 | $28.51 | — | COM | 153436100 |
| — | ABERDEEN INDONESIA FUND INC | 3,530,034 | $27.27M | 2.0% | $7.73 | $10.12 | — | COM | 00305P106 |
| — | LATIN AMERICAN DISCOVERY | 2,219,018 | $26.81M | 1.9% | $12.08 | $12.95 | — | COM | 51828C106 |
| — | TEMPLETON EMERGING MARKETS FD | 1,531,188 | $25.28M | 1.8% | $16.51 | $12.63 | — | COM | 880191101 |
| — | MEXICO FUND | 1,211,738 | $20.79M | 1.5% | $17.16 | $16.61 | — | COM | 592835102 |
| — | ASIA TIGERS FUND INC. | 1,121,406 | $13.98M | 1.0% | $12.46 | $11.47 | — | COM | 04516T105 |
| EWY | ISHARES MSCI KOREA | 163,425 | $11.29M | 0.8% | $69.08 | $63.52 | +8.7% | MSCI STH KOR ETF | 464286772 |
| — | ISHARES MSCI FRONTIER 100 ETF | 359,907 | $11.27M | 0.8% | $31.31 | $28.80 | — | MSCI FRNTR100ETF | 464286145 |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | 290,000 | $9.212M | 0.7% | $31.77 | $19.71 | +61.4% | GB MSCI AR ETF | 37950E259 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 622,779 | $7.825M | 0.6% | $12.56 | $11.28 | — | COM | 47109U104 |
| — | SPROTT FOCUS TRUST | 856,165 | $6.618M | 0.5% | $7.73 | $6.62 | — | COM | 85208J109 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 678,195 | $6.1M | 0.4% | $8.99 | $8.30 | — | COM SH BEN INT N | 021060207 |
| INDA | ISHARES MSCI INDIA ETF | 159,500 | $5.232M | 0.4% | $32.80 | $32.83 | +0.1% | MSCI INDIA ETF | 46429B598 |
| — | GLOBAL X NIGERIA INDEX ETF | 240,000 | $5.081M | 0.4% | $21.17 | $19.39 | — | GBL X MSCI NGR | 37954Y665 |
| — | ARES DYNAMIC CREDIT ALLOCATION FUND | 285,107 | $4.673M | 0.3% | $16.39 | $15.42 | — | COM | 04014F102 |
| — | VANECK VECTORS EGYPT INDEX ETF | 147,677 | $4.307M | 0.3% | $29.17 | $27.05 | — | EGYPT INDEX ETF | 92189F775 |
| FEZ | SPDR EURO STOXX 50 ETF | 103,400 | $4.266M | 0.3% | $41.26 | $39.86 | +3.5% | EURO STOXX 50 | 78463X202 |
| VGK | VANGUARD EUROPEAN ETF | 72,200 | $4.213M | 0.3% | $58.35 | $56.74 | +2.8% | FTSE EUROPE ETF | 922042874 |
| — | CLEARBRIDGE AMERICAN ENERGY MLP FUND | 477,963 | $4.103M | 0.3% | $8.58 | $9.33 | — | COM | 184691103 |
| — | VOYA PRIME RATE TRUST | 745,986 | $3.898M | 0.3% | $5.23 | $5.23 | — | SH BEN INT | 92913A100 |
| — | COHEN & STEERS MLP INCOME & ENG OPP | 371,408 | $3.872M | 0.3% | $10.43 | $10.81 | — | COM SHS | 19249B106 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME | 319,162 | $3.838M | 0.3% | $12.03 | $11.71 | — | COM SHS | 723763108 |
| NXDT | NEXPOINT CREDIT STRATEGIES FUND | 163,111 | $3.758M | 0.3% | $23.04 | $21.81 | — | COM | 65340G205 |
| — | CENTRAL FUND OF CANADA | 289,565 | $3.664M | 0.3% | $12.65 | $12.42 | — | CL A | 153501101 |
| — | PIMCO DYNAMIC CREDIT INCOME | 151,283 | $3.488M | 0.3% | $23.06 | $19.27 | — | COM SHS | 72202D106 |
| — | GENERAL AMERICAN INVESTORS | 92,364 | $3.326M | 0.2% | $36.01 | $32.20 | — | COM | 368802104 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 377,578 | $3.298M | 0.2% | $8.73 | $6.94 | — | COM | 00306J109 |
| XPMAX | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | 272,095 | $3.145M | 0.2% | $11.56 | $11.07 | — | COM | 723762100 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 206,110 | $3.138M | 0.2% | $15.22 | $12.77 | — | COM | 006212104 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 274,971 | $3.1M | 0.2% | $11.27 | $11.22 | — | COM | 95766R104 |
| — | ABERDEEN CHILE FUND INC | 367,229 | $3.099M | 0.2% | $8.44 | $7.03 | — | COM | 00301W105 |
| — | NEUBERGER BERMAN MLP INCOME | 321,769 | $3.055M | 0.2% | $9.49 | $9.56 | — | COM | 64129H104 |
| — | ADAMS NATURAL RESOURCES FUND I | 142,442 | $2.803M | 0.2% | $19.68 | $19.81 | — | COM | 00548F105 |
| EWJ | ISHARES MSCI JAPAN INDEX FUND | 50,200 | $2.796M | 0.2% | $55.70 | $54.53 | +2.2% | MSCI JPN ETF NEW | 46434G822 |
| — | SWISS HELVETIA FUND INC | 198,755 | $2.538M | 0.2% | $12.77 | $12.76 | — | COM | 870875101 |
| — | MVC CAPITAL INC | 240,758 | $2.411M | 0.2% | $10.01 | $10.51 | — | COM | 553829102 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 144,086 | $2.24M | 0.2% | $15.55 | $15.08 | — | COM | 95768B107 |
| — | HERZFELD CARIBBEAN BASIN FUND | 306,004 | $2.223M | 0.2% | $7.26 | $6.99 | — | COM | 42804T106 |
| — | GOLDMAN SACHS MLP INCOME OPP | 230,980 | $2.153M | 0.2% | $9.32 | $10.30 | — | COM SHS | 38147W103 |
| XPHDX | PIONEER FLOATING RATE TRUST | 162,984 | $1.944M | 0.1% | $11.93 | $11.90 | — | COM | 72369J102 |
| — | ABERDEEN SINGAPORE FUND INC | 160,000 | $1.859M | 0.1% | $11.62 | $10.75 | — | COM | 003244100 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 208,650 | $1.77M | 0.1% | $8.48 | $8.65 | — | COM | 67073D102 |
| — | NEW GERMANY | 94,318 | $1.751M | 0.1% | $18.56 | $18.56 | — | COM | 644465106 |
| — | GUGGENHEIM FRONTIER MARKETS ETF | 118,040 | $1.731M | 0.1% | $14.66 | $12.15 | — | GUGG FRNTR MKT | 18383Q838 |
| — | BLACKROCK MULTI-SECTOR INCOME TRUST | 92,461 | $1.728M | 0.1% | $18.69 | $15.80 | — | COM | 09258A107 |
| — | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | 121,003 | $1.674M | 0.1% | $13.83 | $13.83 | — | COM | 670657105 |
| — | LIBERTY ALL STAR EQUITY FUND | 269,097 | $1.624M | 0.1% | $6.03 | $5.31 | — | SH BEN INT | 530158104 |
| — | NUVEEN MORTGAGE OPPORTUNITY TERM FUND | 53,534 | $1.361M | 0.1% | $25.42 | $22.63 | — | COM | 670735109 |
| XPHTX | PIONEER HIGH INCOME TRUST | 103,519 | $1.035M | 0.1% | $10.00 | $10.00 | — | COM | 72369H106 |
| VWO | VANGUARD EMERGING MARKETS ETF | 23,700 | $1.032M | 0.1% | $43.54 | $43.27 | +0.7% | FTSE EMR MKT ETF | 922042858 |
| — | NEW IRELAND FUND | 66,000 | $908K | 0.1% | $13.76 | $13.76 | — | COM | 645673104 |
| — | THE EUROPEAN EQUITY FUND INC | 70,213 | $678K | 0.0% | $9.66 | $8.86 | — | COM | 298768102 |
| — | BLACKSTONE GSO LONG SHORT CREDIT INCOME | 40,722 | $655K | 0.0% | $16.08 | $14.67 | — | COM SHS BN INT | 09257D102 |
| SPY | SPDR S&P 500 ETF TRUST | 2,600 | $653K | 0.0% | $251.15 | $243.62 | +3.1% | TR UNIT | 78462F103 |
| — | APOLLO SENIOR FLOATING RATE FUND INC | 37,582 | $630K | 0.0% | $16.76 | $16.76 | — | COM | 037636107 |
| — | BLACKSTON/GSO STRATEGIC CREDIT FUND | 39,211 | $627K | 0.0% | $15.99 | $13.62 | — | COM SHS BEN IN | 09257R101 |
| — | INVESCO SENIOR INCOME TRUST | 134,000 | $601K | 0.0% | $4.49 | $4.49 | — | COM | 46131H107 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE FUND INC | 53,880 | $431K | 0.0% | $8.00 * | $14.95 | -47.6% | COM | 33766Y100 |
| — | INVESCO ADVANTAGE MUNICIPAL INCOME | 34,562 | $398K | 0.0% | $11.52 | $11.13 | — | SH BEN INT | 46132E103 |
| — | DWS HIGH INCOME OPPORTUNITIES FUND INC | 25,256 | $382K | 0.0% | $15.13 | $14.17 | — | COM | 25158Y102 |
| — | BROOKFIELD REAL ASSETS INCOME | 16,071 | $382K | 0.0% | $23.77 | $22.29 | — | SHS BEN INT | 112830104 |
| — | EATON VANCE FLOATING RATE INCOME PLUS | 22,764 | $379K | 0.0% | $16.65 | $15.68 | — | COM | 278284104 |
| — | FIRST TRUST SENIOR FLOATING RATE INCOME | 22,830 | $307K | 0.0% | $13.45 | $13.45 | — | COM | 33733U108 |
| — | WESTERN ASSET HIGH INCOME OPPORTUNITY | 59,285 | $304K | 0.0% | $5.13 | $5.13 | — | COM | 95766K109 |
| XLE | ENERGY SELECT SECTOR SPDR | 4,000 | $274K | 0.0% | $68.50 * | $32.53 | +5.3% | ENERGY | 81369Y506 |
| — | BLACKROCK FLOATING RATE INCOME STRATEGY | 18,010 | $259K | 0.0% | $14.38 | $14.38 | — | COM | 09255X100 |
| — | WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM | 18,132 | $244K | 0.0% | $13.46 | $13.15 | — | COM SHS | 94987D101 |
| — | THE REAVES UTILITY INCOME FUND - RIGHTS | 652,500 | $243K | 0.0% | $0.37 | $0.37 | — | RIGHT 10/04/2017 | 756158135 |
| — | ALLIANZGI NFJ DIVIDEND INTEREST | 14,704 | $197K | 0.0% | $13.40 | $12.71 | — | COM | 01883A107 |
| — | GUGGENHEIM ENHANCED EQUITY INCOME FUND | 21,440 | $184K | 0.0% | $8.58 | $8.07 | — | COM | 40167B100 |
| — | NUVEEN CORE EQUITY ALPHA FUND INC | 11,371 | $176K | 0.0% | $15.48 | $13.91 | — | COM | 67090X107 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 18,381 | $167K | 0.0% | $9.09 | $8.18 | — | COM | 09251A104 |
| — | EATON VANCE RISK MANAGED DIV | 16,634 | $157K | 0.0% | $9.44 | $8.98 | — | COM | 27829G106 |
| — | NUVEEN PREFERRED SECURITIES | 11,749 | $122K | 0.0% | $10.38 | $9.28 | — | COM | 67072C105 |
| — | GABELLI EQUITY TRUST | 13,429 | $87,000 | 0.0% | $6.48 | $6.01 | — | COM | 362397101 |