Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 11, 2018
Total Value: $1.456B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 9,449,170 | $210M | 14.4% | $22.25 | $23.95 | — | COM | 88018T101 |
| — | MS INDIA INVESTMENT | 3,470,825 | $106M | 7.3% | $30.50 | $19.64 | — | COM | 61745C105 |
| XXCHNXX | CHINA FUND INC. | 4,335,711 | $96.8M | 6.6% | $22.33 | $17.89 | — | COM | 169373107 |
| — | ABERDEEN LATIN AMERICA EQUITY | 3,104,563 | $85.55M | 5.9% | $27.55 | $28.17 | — | COM | 00306K106 |
| — | KOREA FUND | 2,062,316 | $84.19M | 5.8% | $40.82 | $35.60 | — | COM NEW | 500634209 |
| — | TAIWAN FUND | 3,508,359 | $74.61M | 5.1% | $21.26 | $16.75 | — | COM | 874036106 |
| — | ASIA PACIFIC FUND | 4,649,247 | $68.2M | 4.7% | $14.67 | $10.36 | — | COM | 044901106 |
| — | MS EMERGING MARKETS | 3,662,190 | $67.04M | 4.6% | $18.30 | $14.68 | — | COM | 61744G107 |
| — | ABERDEEN EMERGING MARKETS SMALLER CO OPP | 3,980,886 | $58.94M | 4.0% | $14.80 | $17.96 | — | COM | 00301T102 |
| — | MS ASIA PACIFIC | 2,924,685 | $53.49M | 3.7% | $18.29 | $15.54 | — | COM | 61744U106 |
| — | ABERDEEN GREATER CHINA FUND INC | 3,353,911 | $44.59M | 3.1% | $13.29 | $9.78 | — | COM | 003031101 |
| — | INDIA FUND INC | 1,718,497 | $42.29M | 2.9% | $24.61 | $21.91 | — | COM | 454089103 |
| — | MEXICO FUND | 2,210,720 | $35.8M | 2.5% | $16.20 | $16.30 | — | COM | 592835102 |
| — | CENTRAL AND EASTERN EUROPE FUND | 1,271,426 | $32.95M | 2.3% | $25.92 | $28.51 | — | COM | 153436100 |
| — | MEXICO EQUITY & INCOME FUND INC | 2,974,784 | $32.56M | 2.2% | $10.94 | $13.47 | — | COM | 592834105 |
| — | LATIN AMERICAN DISCOVERY | 2,246,813 | $27.6M | 1.9% | $12.28 | $12.95 | — | COM | 51828C106 |
| — | ABERDEEN INDONESIA FUND INC | 3,520,634 | $25.72M | 1.8% | $7.30 | $10.12 | — | COM | 00305P106 |
| EWY | ISHARES MSCI KOREA | 232,390 | $17.54M | 1.2% | $75.46 | $66.76 | +13.0% | MSCI STH KOR ETF | 464286772 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 1,376,907 | $16.92M | 1.2% | $12.29 | $11.69 | — | COM | 47109U104 |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | 445,000 | $15.88M | 1.1% | $35.69 | $25.62 | +39.3% | GB MSCI AR ETF | 37950E259 |
| — | ASIA TIGERS FUND INC. | 1,121,406 | $14.18M | 1.0% | $12.64 | $11.47 | — | COM | 04516T105 |
| — | NEUBERGER BERMAN MLP INCOME | 1,465,014 | $11.93M | 0.8% | $8.14 | $9.15 | — | COM | 64129H104 |
| — | TEMPLETON EMERGING MARKETS FD | 724,380 | $11.81M | 0.8% | $16.31 | $12.63 | — | COM | 880191101 |
| — | TEKLA HEALTHCARE INVESTORS | 477,916 | $10.29M | 0.7% | $21.54 | $22.10 | — | SH BEN INT | 87911J103 |
| — | REAVES UTILITY INCOME FUND | 361,948 | $10.21M | 0.7% | $28.21 | $29.69 | — | COM SH BEN INT | 756158101 |
| — | ISHARES MSCI FRONTIER 100 ETF | 255,000 | $8.961M | 0.6% | $35.14 | $29.64 | — | MSCI FRNTR100ETF | 464286145 |
| — | NUVEEN PREFERRED SECURITIES | 858,977 | $8.397M | 0.6% | $9.78 | $9.78 | — | COM | 67072C105 |
| — | SPROTT FOCUS TRUST | 1,011,678 | $7.886M | 0.5% | $7.79 | $6.87 | — | COM | 85208J109 |
| EWT | ISHARES MSCI TAIWAN | 189,575 | $7.267M | 0.5% | $38.33 | $37.48 | +2.3% | MSCI TAIWAN ETF | 46434G772 |
| — | COHEN & STEERS MLP INCOME & ENG OPP | 766,363 | $6.943M | 0.5% | $9.06 | $10.18 | — | COM SHS | 19249B106 |
| — | MORGAN STANLEY EMERGING MARKETS DOMESTIC | 805,028 | $6.291M | 0.4% | $7.81 | $7.81 | — | COM | 617477104 |
| — | SWISS HELVETIA FUND INC | 512,361 | $6.282M | 0.4% | $12.26 | $12.58 | — | COM | 870875101 |
| — | NEW GERMANY | 308,674 | $6.041M | 0.4% | $19.57 | $19.21 | — | COM | 644465106 |
| — | KKR INCOME OPPORTUNITIES FUND | 374,454 | $5.943M | 0.4% | $15.87 | $16.04 | — | COM | 48249T106 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 514,032 | $5.816M | 0.4% | $11.31 | $11.30 | — | COM | 95766R104 |
| — | GLOBAL X NIGERIA INDEX ETF | 242,800 | $5.782M | 0.4% | $23.81 | $19.52 | — | GBL X MSCI NGR | 37954Y665 |
| — | ABERDEEN SINGAPORE FUND INC | 427,586 | $5.663M | 0.4% | $13.24 | $11.91 | — | COM | 003244100 |
| — | JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INC | 251,105 | $5.441M | 0.4% | $21.67 | $21.67 | — | COM | 41013V100 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 574,018 | $5.135M | 0.4% | $8.95 | $8.30 | — | COM SH BEN INT N | 021060207 |
| — | INVESCO VAN KAMPEN DYNAMIC CREDIT OPP | 436,577 | $5.123M | 0.4% | $11.73 | $11.72 | — | COM | 46132R104 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 542,564 | $4.978M | 0.3% | $9.17 | $7.61 | — | COM | 00306J109 |
| — | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | 367,921 | $4.785M | 0.3% | $13.01 | $13.24 | — | COM | 670657105 |
| — | ARES DYNAMIC CREDIT ALLOCATION FUND | 290,944 | $4.721M | 0.3% | $16.23 | $15.44 | — | COM | 04014F102 |
| — | BROOKFIELD GLOBAL LISTED INFRASTRUCTURE | 391,774 | $4.58M | 0.3% | $11.69 | $11.69 | — | COM SHS | 11273Q109 |
| — | VOYA PRIME RATE TRUST | 876,706 | $4.563M | 0.3% | $5.20 | $5.22 | — | SH BEN INT | 92913A100 |
| NXDT | NEXPOINT STRATEGIC OPPORTUNITI | 193,046 | $4.437M | 0.3% | $22.98 | $22.57 | — | COM | 65340G205 |
| — | BROOKFIELD REAL ASSETS INCOME | 168,878 | $3.679M | 0.3% | $21.78 | $21.83 | — | SHS BEN INT | 112830104 |
| — | ADAMS NATURAL RESOURCES FUND I | 200,418 | $3.654M | 0.3% | $18.23 | $19.80 | — | COM | 00548F105 |
| — | NUVEEN QUALITY MUNICIPAL INCOME | 277,774 | $3.649M | 0.3% | $13.14 | $13.14 | — | COM | 67066V101 |
| — | HERZFELD CARIBBEAN BASIN FUND | 488,000 | $3.518M | 0.2% | $7.21 | $7.05 | — | COM | 42804T106 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME | 307,273 | $3.465M | 0.2% | $11.28 | $11.71 | — | COM SHS | 723763108 |
| — | ABERDEEN CHILE FUND INC | 356,826 | $3.217M | 0.2% | $9.02 | $7.03 | — | COM | 00301W105 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 217,120 | $3.208M | 0.2% | $14.78 | $12.93 | — | COM | 006212104 |
| — | CLEARBRIDGE AMERICAN ENERGY MLP FUND | 440,273 | $2.996M | 0.2% | $6.80 | $9.24 | — | COM | 184691103 |
| — | GABELLI EQUITY TRUST | 463,504 | $2.839M | 0.2% | $6.13 | $6.18 | — | COM | 362397101 |
| XPMAX | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | 249,698 | $2.678M | 0.2% | $10.72 | $11.07 | — | COM | 723762100 |
| — | MVC CAPITAL INC | 261,259 | $2.602M | 0.2% | $9.96 | $10.52 | — | COM | 553829102 |
| — | MS CHINA A SHARE | 94,548 | $2.357M | 0.2% | $24.93 | $23.72 | — | COM | 617468103 |
| — | GENERAL AMERICAN INVESTORS | 66,685 | $2.231M | 0.2% | $33.46 | $32.20 | — | COM | 368802104 |
| EWJ | ISHARES MSCI JAPAN INDEX FUND | 36,600 | $2.221M | 0.2% | $60.68 | $61.37 | -1.1% | MSCI JPN ETF NEW | 46434G822 |
| — | HIGHLAND FLOATING RATE OPP | 133,740 | $2.138M | 0.1% | $15.99 | $15.55 | — | SHS BEN INT | 43010E404 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 130,833 | $1.909M | 0.1% | $14.59 | $15.08 | — | COM | 95768B107 |
| — | POWERSHARES FRONTIER MARKETS P | 103,192 | $1.688M | 0.1% | $16.36 | $12.18 | — | GUGG FRNTR MKT | 18383Q838 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 208,650 | $1.66M | 0.1% | $7.96 | $8.65 | — | COM | 67073D102 |
| — | NUVEEN NEW YORK AMT FREE QUALI | 136,200 | $1.658M | 0.1% | $12.17 | $12.17 | — | COM | 670656107 |
| — | THE EUROPEAN EQUITY FUND INC | 170,223 | $1.643M | 0.1% | $9.65 | $9.47 | — | COM | 298768102 |
| — | GOLDMAN SACHS MLP INCOME OPP | 209,552 | $1.63M | 0.1% | $7.78 | $10.13 | — | COM SHS | 38147W103 |
| — | WA/CLAY US INFL-LKD SEC&INC | 138,447 | $1.595M | 0.1% | $11.52 | $11.66 | — | COM SH BEN INT | 95766Q106 |
| — | ROYCE VALUE TRUST | 98,500 | $1.532M | 0.1% | $15.55 | $15.55 | — | COM | 780910105 |
| XPHDX | PIONEER FLOATING RATE TRUST | 120,696 | $1.407M | 0.1% | $11.66 | $11.70 | — | COM | 72369J102 |
| — | DIVIDEND AND INCOME FUND INC | 107,055 | $1.347M | 0.1% | $12.58 | $13.42 | — | COM NEW | 25538A204 |
| — | PIMCO DYNAMIC CREDIT INCOME | 47,977 | $1.098M | 0.1% | $22.89 | $19.27 | — | COM SHS | 72202D106 |
| — | NUVEEN INTERMEDIATE DURATION MUNICIPAL T | 80,155 | $1.012M | 0.1% | $12.63 | $12.72 | — | COM | 670671106 |
| XPHTX | PIONEER HIGH INCOME TRUST | 103,519 | $973K | 0.1% | $9.40 | $10.00 | — | COM | 72369H106 |
| — | NUVEEN PREFERRED AND INCOME OPP | 92,100 | $922K | 0.1% | $10.01 | $10.01 | — | COM | 67073B106 |
| — | FLAHERTY & CRUMRINE/CLAYMORE PREFERRED S | 44,242 | $840K | 0.1% | $18.99 | $18.99 | — | COM | 338478100 |
| XLE | ENERGY SELECT SECTOR SPDR | 10,500 | $708K | 0.0% | $67.43 * | $33.95 | -0.7% | ENERGY | 81369Y506 |
| — | EATON VANCE SENIOR FLOATING-RATE FUND | 47,664 | $705K | 0.0% | $14.79 | $14.43 | — | COM | 27828Q105 |
| — | BLACKSTONE GSO LONG SHORT CREDIT INCOME | 42,085 | $681K | 0.0% | $16.18 | $14.71 | — | COM SHS BN INT | 09257D102 |
| — | BLACKSTON/GSO STRATEGIC CREDIT FUND | 39,211 | $623K | 0.0% | $15.89 | $13.62 | — | COM SHS BEN IN | 09257R101 |
| — | FLAHERTY & CRUMRINE PREFERRED INCOME OPP | 56,400 | $612K | 0.0% | $10.85 | $10.85 | — | COM | 33848E106 |
| — | ALLIANZGI NFJ DIVIDEND INTEREST | 48,021 | $610K | 0.0% | $12.70 | $12.94 | — | COM | 01883A107 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE FUND INC | 53,880 | $609K | 0.0% | $11.30 * | $14.95 | -30.4% | COM | 33766Y100 |
| — | INVESCO SENIOR INCOME TRUST | 120,000 | $529K | 0.0% | $4.41 | $4.49 | — | COM | 46131H107 |
| — | FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETUR | 24,159 | $478K | 0.0% | $19.79 | $19.79 | — | COM | 338479108 |
| — | BLACKROCK MULTI-SECTOR INCOME TRUST | 28,151 | $473K | 0.0% | $16.80 | $15.80 | — | COM | 09258A107 |
| — | GABELLI HEALTHCARE AND WELLNESSRX TRUST | 45,456 | $433K | 0.0% | $9.53 | $10.32 | — | SHS | 36246K103 |
| — | FIRST TRUST SENIOR FLOATING RATE INCOME | 29,925 | $396K | 0.0% | $13.23 | $13.32 | — | COM | 33733U108 |
| — | BLACKROCK FLOATING RATE INCOME STRATEGY | 26,658 | $387K | 0.0% | $14.52 | $14.19 | — | COM | 09255X100 |
| — | EATON VANCE FLOATING RATE INCOME PLUS | 22,764 | $380K | 0.0% | $16.69 | $15.68 | — | COM | 278284104 |
| — | JOHN HANCOCK PREFERRED INCOME FUND III | 21,400 | $377K | 0.0% | $17.62 | $17.62 | — | COM | 41021P103 |
| — | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | 21,039 | $352K | 0.0% | $16.73 | $16.73 | — | COM | 27828S101 |
| — | APOLLO SENIOR FLOATING RATE FUND INC | 20,912 | $352K | 0.0% | $16.83 | $16.71 | — | COM | 037636107 |
| — | CALAMOS STRAT TOT RETURN FD | 29,300 | $346K | 0.0% | $11.81 | $11.81 | — | COM SH BEN INT | 128125101 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 30,426 | $266K | 0.0% | $8.74 | $8.59 | — | COM | 09251A104 |
| — | GUGGENHEIM ENHANCED EQUITY INCOME FUND | 30,540 | $255K | 0.0% | $8.35 | $8.32 | — | COM | 40167B100 |
| — | FLAHERTY & CRUMRINE DYNAMIC PREFERRED AN | 8,500 | $205K | 0.0% | $24.12 | $24.12 | — | SHS | 33848W106 |
| — | NEW IRELAND FUND | 16,600 | $199K | 0.0% | $11.99 | $13.28 | — | COM | 645673104 |
| — | NUVEEN CORE EQUITY ALPHA FUND INC | 11,371 | $166K | 0.0% | $14.60 | $13.91 | — | COM | 67090X107 |
| XHNWX | PIONEER DIVERSIFIED HIGH INCOME | 10,000 | $150K | 0.0% | $15.00 | $15.70 | — | COM | 723653101 |
| — | EATON VANCE RISK MANAGED DIV | 16,634 | $150K | 0.0% | $9.02 | $8.98 | — | COM | 27829G106 |
| — | WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM | 11,189 | $146K | 0.0% | $13.05 | $13.15 | — | COM SHS | 94987D101 |