Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 13, 2018
Total Value: $1.29B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 9,036,674 | $180M | 14.0% | $19.93 | $23.87 | — | COM | 88018T101 |
| — | ABERDEEN EMERGING MARKETS EQUI | 14,893,678 | $102M | 7.9% | $6.87 | $6.98 | — | COM | 00301W105 |
| XXCHNXX | CHINA FUND INC. | 4,335,711 | $84.96M | 6.6% | $19.59 | $17.89 | — | COM | 169373107 |
| — | KOREA FUND | 1,955,042 | $72.11M | 5.6% | $36.89 | $35.60 | — | COM NEW | 500634209 |
| — | MS INDIA INVESTMENT | 3,038,785 | $71.11M | 5.5% | $23.40 | $19.64 | — | COM | 61745C105 |
| — | TAIWAN FUND | 3,304,581 | $63.61M | 4.9% | $19.25 | $16.75 | — | COM | 874036106 |
| — | ASIA PACIFIC FUND | 4,584,268 | $61.82M | 4.8% | $13.49 | $10.36 | — | COM | 044901106 |
| — | MS EMERGING MARKETS | 3,277,173 | $51.09M | 4.0% | $15.59 | $14.68 | — | COM | 61744G107 |
| — | MEXICO FUND | 3,097,638 | $50.48M | 3.9% | $16.29 | $16.09 | — | COM | 592835102 |
| — | MS ASIA PACIFIC | 2,934,888 | $48.56M | 3.8% | $16.55 | $15.55 | — | COM | 61744U106 |
| — | INDIA FUND INC | 1,921,336 | $42.52M | 3.3% | $22.13 | $22.19 | — | COM | 454089103 |
| EWY | ISHARES MSCI KOREA | 586,704 | $40.05M | 3.1% | $68.26 | $67.86 | +0.6% | MSCI STH KOR ETF | 464286772 |
| — | MEXICO EQUITY & INCOME FUND INC | 2,779,041 | $34.14M | 2.6% | $12.29 | $13.47 | — | COM | 592834105 |
| EWZ | ISHARES MSCI BRAZIL- US | 926,351 | $31.29M | 2.4% | $33.78 | $33.75 | -0.1% | MSCI BRAZIL ETF | 464286400 |
| — | CENTRAL AND EASTERN EUROPE FUND | 1,272,802 | $30.55M | 2.4% | $24.00 | $28.37 | — | COM | 153436100 |
| — | MS CHINA A SHARE | 1,376,885 | $29.61M | 2.3% | $21.51 | $21.68 | — | COM | 617468103 |
| — | LATIN AMERICAN DISCOVERY | 2,101,280 | $23.42M | 1.8% | $11.15 | $12.95 | — | COM | 51828C106 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 1,713,090 | $18.95M | 1.5% | $11.06 | $11.63 | — | COM | 47109U104 |
| — | IRSA INVERSIONES Y REPRESENTAC ADR | 768,323 | $13M | 1.0% | $16.93 | $16.97 | — | GLOBAL DEP RCPT | 450047204 |
| CRESY | CRESUD ADR | 903,000 | $12.78M | 1.0% | $14.15 * | $14.19 | -7.9% | SPONSORED ADR | 226406106 |
| — | NEUBERGER BERMAN MLP INCOME | 1,459,612 | $12.66M | 1.0% | $8.67 | $9.13 | — | COM | 64129H104 |
| PAM | PAMPA ENERGIA SA-SPON ADR | 403,000 | $12.51M | 1.0% | $31.04 | $34.69 | -10.5% | SPONS ADR LVL I | 697660207 |
| — | TEMPLETON EMERGING MARKETS FD | 744,453 | $10.92M | 0.8% | $14.66 | $13.12 | — | COM | 880191101 |
| — | TEKLA HEALTHCARE INVESTORS | 470,155 | $10.88M | 0.8% | $23.13 | $21.93 | — | SH BEN INT | 87911J103 |
| — | NEW GERMANY | 527,508 | $9.611M | 0.7% | $18.22 | $18.81 | — | COM | 644465106 |
| — | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | 738,026 | $9.34M | 0.7% | $12.66 | $13.04 | — | COM | 670657105 |
| — | NUVEEN QUALITY MUNICIPAL INCOME | 721,636 | $9.226M | 0.7% | $12.78 | $13.11 | — | COM | 67066V101 |
| — | COHEN & STEERS MLP INCOME & ENG OPP | 764,620 | $7.975M | 0.6% | $10.43 | $10.17 | — | COM SHS | 19249B106 |
| — | NUVEEN PREFERRED SECURITIES | 793,908 | $6.99M | 0.5% | $8.80 | $9.74 | — | COM | 67072C105 |
| NXDT | NEXPOINT STRATEGIC OPPORTUNITI | 292,172 | $6.543M | 0.5% | $22.39 | $22.25 | — | COM | 65340G205 |
| — | NUVEEN NEW YORK AMT FREE QUALI | 508,931 | $6.051M | 0.5% | $11.89 | $12.11 | — | COM | 670656107 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 500,432 | $5.422M | 0.4% | $10.83 | $11.27 | — | COM | 95766R104 |
| — | VOYA PRIME RATE TRUST | 1,062,806 | $5.298M | 0.4% | $4.98 | $5.18 | — | SH BEN INT | 92913A100 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 615,494 | $5.17M | 0.4% | $8.40 | $7.81 | — | COM | 00306J109 |
| — | BROOKFIELD GLOBAL LISTED INFRASTRUCTURE | 427,532 | $5.15M | 0.4% | $12.05 | $11.72 | — | COM SHS | 11273Q109 |
| — | INVESCO VAN KAMPEN DYNAMIC CREDIT OPP | 445,725 | $5.115M | 0.4% | $11.48 | $11.72 | — | COM | 46132R104 |
| — | ABERDEEN TOTAL DYNAMIC DIVIDEND | 489,430 | $4.3M | 0.3% | $8.79 | $8.76 | — | COM SH BEN INT | 00326L100 |
| — | HIGHLAND FLOATING RATE OPP | 268,887 | $4.121M | 0.3% | $15.33 | $15.54 | — | SHS BEN INT | 43010E404 |
| — | SPROTT FOCUS TRUST | 551,133 | $4.059M | 0.3% | $7.36 | $6.87 | — | COM | 85208J109 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME | 337,509 | $3.75M | 0.3% | $11.11 | $11.68 | — | COM SHS | 723763108 |
| — | ADAMS NATURAL RESOURCES FUND I | 176,718 | $3.52M | 0.3% | $19.92 | $19.81 | — | COM | 00548F105 |
| — | NUVEEN INTERMEDIATE DURATION MUNICIPAL T | 229,657 | $2.867M | 0.2% | $12.48 | $12.55 | — | COM | 670671106 |
| — | ARES DYNAMIC CREDIT ALLOCATION FUND | 183,911 | $2.855M | 0.2% | $15.52 | $15.44 | — | COM | 04014F102 |
| — | HERZFELD CARIBBEAN BASIN FUND | 425,000 | $2.739M | 0.2% | $6.44 | $7.05 | — | COM | 42804T106 |
| — | CLEARBRIDGE AMERICAN ENERGY MLP FUND | 344,623 | $2.714M | 0.2% | $7.88 | $9.24 | — | COM | 184691103 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 136,721 | $2.278M | 0.2% | $16.66 | $12.93 | — | COM | 006212104 |
| — | BLACKROCK MUNIYIELD CALIFORNIA QUALITY F | 174,592 | $2.237M | 0.2% | $12.81 | $13.04 | — | COM | 09254N103 |
| — | VANECK VECTORS RUSSIA ETF | 102,000 | $2.2M | 0.2% | $21.57 | $21.45 | — | RUSSIA ETF | 92189F403 |
| — | JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INC | 93,356 | $2.174M | 0.2% | $23.29 | $21.67 | — | COM | 41013V100 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 260,084 | $2.072M | 0.2% | $7.97 | $8.51 | — | COM | 67073D102 |
| XPHDX | PIONEER FLOATING RATE TRUST | 178,279 | $1.966M | 0.2% | $11.03 | $11.44 | — | COM | 72369J102 |
| — | NUVEEN ENHANCED AMT FREE MUNICPAL CREDIT | 130,017 | $1.895M | 0.1% | $14.58 | $14.58 | — | COM | 67071L106 |
| — | BLACKROCK 2022 GLOBAL INCOME O | 209,802 | $1.877M | 0.1% | $8.95 | $8.95 | — | COM | 09258P104 |
| EWT | ISHARES MSCI TAIWAN | 48,900 | $1.844M | 0.1% | $37.71 | $37.03 | +1.8% | MSCI TAIWAN ETF | 46434G772 |
| XPMAX | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | 159,649 | $1.701M | 0.1% | $10.65 | $11.07 | — | COM | 723762100 |
| — | THE EUROPEAN EQUITY FUND INC | 178,390 | $1.678M | 0.1% | $9.41 | $9.46 | — | COM | 298768102 |
| — | INVESCO TRUST FOR INVESTMENT G | 130,280 | $1.547M | 0.1% | $11.87 | $11.87 | — | COM | 46131M106 |
| — | WA/CLAY US INFL-LKD SEC&INC | 136,563 | $1.54M | 0.1% | $11.28 | $11.66 | — | COM SH BEN INT | 95766Q106 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 105,955 | $1.538M | 0.1% | $14.52 | $15.08 | — | COM | 95768B107 |
| — | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | 96,362 | $1.389M | 0.1% | $14.41 | $14.41 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN CALIFORNIA QUALITY MUNI | 105,585 | $1.366M | 0.1% | $12.94 | $12.94 | — | COM | 67066Y105 |
| — | BLACKROCK MUNICIPAL TARGET TERM TRUST | 64,935 | $1.343M | 0.1% | $20.68 | $20.68 | — | COM SHS BEN INT | 09257P105 |
| — | GENERAL AMERICAN INVESTORS | 34,085 | $1.26M | 0.1% | $36.97 | $32.20 | — | COM | 368802104 |
| — | GLOBAL X NIGERIA INDEX ETF | 68,287 | $1.234M | 0.1% | $18.07 | $19.52 | — | GBL X MSCI NGR | 37954Y665 |
| — | EATON VANCE SENIOR FLOATING-RATE FUND | 74,664 | $1.049M | 0.1% | $14.05 | $14.30 | — | COM | 27828Q105 |
| — | EATON VANCE LIMITED DURATION INCOME FUND | 82,159 | $1.041M | 0.1% | $12.67 | $12.64 | — | COM | 27828H105 |
| XMUIX | BLACKROCK MUNI INTERMEDIATE DURATION FUN | 78,954 | $1.031M | 0.1% | $13.06 | $13.06 | — | COM | 09253X102 |
| — | BLACKROCK MUNIYIELD QUALITY FUND III | 83,895 | $1.013M | 0.1% | $12.07 | $12.07 | — | COM | 09254E103 |
| — | NUVEEN CALIFORNIA AMT FREE QUA | 77,890 | $1.002M | 0.1% | $12.86 | $12.86 | — | COM | 670651108 |
| — | PUTNAM MUNICIPAL OPPORTUNITIES TRUST | 86,295 | $985K | 0.1% | $11.41 | $11.41 | — | SH BEN INT | 746922103 |
| — | BLACKROCK MUNICIPAL INCOME TRUST | 79,192 | $984K | 0.1% | $12.43 | $12.43 | — | SH BEN INT | 09248F109 |
| EWM | ISHARES MSCI MALAYSIA | 27,537 | $891K | 0.1% | $32.36 | $34.03 | -4.9% | MSCI MLY ETF NEW | 46434G814 |
| — | VOYA ASIA PACIFIC HIGH DIV FUND | 91,066 | $866K | 0.1% | $9.51 | $9.51 | — | COM | 92912J102 |
| — | NUVEEN PREFERRED AND INCOME OPP | 92,100 | $853K | 0.1% | $9.26 | $10.01 | — | COM | 67073B106 |
| — | INVESCO QUALITY MUNICIPAL INCOME TRUST | 72,883 | $843K | 0.1% | $11.57 | $11.57 | — | COM | 46133G107 |
| — | NEW IRELAND FUND | 77,278 | $812K | 0.1% | $10.51 | $11.29 | — | COM | 645673104 |
| — | NUVEEN DIVERSIFIED DIVIDEND AND INCOME F | 74,193 | $807K | 0.1% | $10.88 | $10.88 | — | COM | 6706EP105 |
| — | KKR INCOME OPPORTUNITIES FUND | 47,983 | $788K | 0.1% | $16.42 | $16.04 | — | COM | 48249T106 |
| — | INVESCO SENIOR INCOME TRUST | 176,556 | $760K | 0.1% | $4.30 | $4.38 | — | COM | 46131H107 |
| — | FIRST TRUST SENIOR FLOATING RATE INCOME | 59,482 | $755K | 0.1% | $12.69 | $12.85 | — | COM | 33733U108 |
| — | INVESCO ADVANTAGE MUNICIPAL INCOME | 65,510 | $689K | 0.1% | $10.52 | $10.52 | — | SHS BEN INT | 46132E103 |
| — | ALLIANCEBERNSTEIN NATIONAL MUNI | 55,380 | $685K | 0.1% | $12.37 | $12.37 | — | COM | 01864U106 |
| — | GABELLI EQUITY TRUST | 105,680 | $684K | 0.1% | $6.47 | $6.18 | — | COM | 362397101 |
| — | EATON VANCE MUNICIPAL BOND FUND | 59,044 | $679K | 0.1% | $11.50 | $11.50 | — | COM | 27827X101 |
| — | DREYFUS STRATEGIC MUNICIPALS INC | 90,669 | $679K | 0.1% | $7.49 | $7.49 | — | COM | 261932107 |
| — | BLACKROCK MUNIYIELD QUALITY FUND INC | 50,267 | $678K | 0.1% | $13.49 | $13.49 | — | COM | 09254F100 |
| — | DREYFUS STRATEGIC MUNI BO | 92,101 | $676K | 0.1% | $7.34 | $7.34 | — | COM | 26202F107 |
| — | PUTNAM MANAGED MUNICIPAL INCOME TRUST | 97,606 | $676K | 0.1% | $6.93 | $6.93 | — | COM | 746823103 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL | 54,643 | $675K | 0.1% | $12.35 | $12.35 | — | SH BEN INT | 09248E102 |
| — | INVESCO MUNICIPAL OPPORTUNITY TRUST | 59,044 | $675K | 0.1% | $11.43 | $11.43 | — | COM | 46132C107 |
| — | BLACKROCK MUNIYIELD CALIFORNIA FUND | 52,835 | $673K | 0.1% | $12.74 | $12.74 | — | COM | 09254M105 |
| — | BLACKROCK MUNICIPAL INCOME QUA | 52,474 | $669K | 0.1% | $12.75 | $12.75 | — | COM | 092479104 |
| XBKNX | BLACKROCK INVESTMENT QUALITY MUNICIPAL T | 49,651 | $661K | 0.1% | $13.31 | $13.31 | — | COM | 09247D105 |
| — | INVESCO CALIFORNIA VALUE MUNICIPAL INCOM | 55,851 | $654K | 0.1% | $11.71 | $11.71 | — | COM | 46132H106 |
| — | ALLIANZGI NFJ DIVIDEND INTEREST | 48,021 | $629K | 0.0% | $13.10 | $12.94 | — | COM | 01883A107 |
| — | BLACKSTON/GSO STRATEGIC CREDIT FUND | 39,211 | $624K | 0.0% | $15.91 | $13.62 | — | COM SHS BEN IN | 09257R101 |
| — | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUN | 15,701 | $579K | 0.0% | $36.88 | $36.88 | — | SH BEN INT NEW | 409735206 |
| — | EATON VANCE FLOATING RATE INCOME PLUS | 35,464 | $561K | 0.0% | $15.82 | $15.73 | — | COM | 278284104 |
| — | INVESCO MUNICIPAL TRUST | 46,389 | $536K | 0.0% | $11.55 | $11.55 | — | COM | 46131J103 |
| — | DREYFUS MUNICIPAL BOND INFRASTRUCTURE FU | 42,298 | $524K | 0.0% | $12.39 | $12.39 | — | SHS | 26203D101 |
| — | DREYFUS MUNICIPAL INCOME INC | 64,645 | $505K | 0.0% | $7.81 | $7.81 | — | COM | 26201R102 |
| — | APOLLO SENIOR FLOATING RATE FUND INC | 31,512 | $504K | 0.0% | $15.99 | $16.41 | — | COM | 037636107 |
| — | GABELLI HEALTHCARE AND WELLNESSRX TRUST | 45,456 | $502K | 0.0% | $11.04 | $10.32 | — | SHS | 36246K103 |
| — | BLACKROCK MULTI-SECTOR INCOME TRUST | 28,151 | $476K | 0.0% | $16.91 | $15.80 | — | COM | 09258A107 |
| — | BLACKROCK FLOATING RATE INCOME STRATEGY | 32,764 | $452K | 0.0% | $13.80 | $14.12 | — | COM | 09255X100 |
| — | FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETUR | 24,159 | $450K | 0.0% | $18.63 | $19.79 | — | COM | 338479108 |
| — | FRANKLIN LTD DURATION INCOME TRUST | 43,820 | $445K | 0.0% | $10.16 | $10.16 | — | COM | 35472T101 |
| — | GOLDMAN SACHS MLP INCOME OPP | 46,645 | $430K | 0.0% | $9.22 | $10.13 | — | COM SHS | 38147W103 |
| — | CALAMOS STRAT TOT RETURN FD | 29,300 | $394K | 0.0% | $13.45 | $11.81 | — | COM SH BEN INT | 128125101 |
| — | LIBERTY ALL-STAR GROWTH FUND | 60,666 | $385K | 0.0% | $6.35 | $6.35 | — | COM | 529900102 |
| — | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | 21,039 | $376K | 0.0% | $17.87 | $16.73 | — | COM | 27828S101 |
| — | PIMCO DYNAMIC CREDIT INCOME | 15,180 | $366K | 0.0% | $24.11 | $19.27 | — | COM SHS | 72202D106 |
| — | NUVEEN PENNSYLVANIA QUALITY MUNI | 27,418 | $342K | 0.0% | $12.47 | $12.47 | — | COM | 670972108 |
| XMQTX | BLACKROCK MUNIYIELD QUALITY FUND II INC | 29,023 | $340K | 0.0% | $11.71 | $11.71 | — | COM | 09254G108 |
| MCHI | ISHARES MSCI CHINA ETF | 5,250 | $314K | 0.0% | $59.81 | $68.24 | -12.2% | MSCI CHINA ETF | 46429B671 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 30,426 | $289K | 0.0% | $9.50 | $8.59 | — | COM | 09251A104 |
| — | GUGGENHEIM ENHANCED EQUITY INCOME FUND | 30,540 | $269K | 0.0% | $8.81 | $8.32 | — | COM | 40167B100 |
| — | MFS HIGH INCOME MUNICIPAL TRUST | 53,994 | $267K | 0.0% | $4.94 | $4.94 | — | SH BEN INT | 59318D104 |
| — | EATON VANCE RISK MANAGED DIV | 16,634 | $165K | 0.0% | $9.92 | $8.98 | — | COM | 27829G106 |
| XHNWX | PIONEER DIVERSIFIED HIGH INCOME | 10,000 | $146K | 0.0% | $14.60 | $15.70 | — | COM | 723653101 |
| — | WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM | 11,189 | $136K | 0.0% | $12.15 | $13.15 | — | COM SHS | 94987D101 |
| — | FRANKLIN LIMITED DURATION INCOME RTS | 43,822 | $9,000 | 0.0% | $0.21 | $0.21 | — | RIGHT 10/18/2018 | 353793110 |
| — | GABELLI CONVERTIBLE AND INCOME RIGHTS | 62,607 | $5,000 | 0.0% | $0.08 | $0.08 | — | COM | 36240B125 |