Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 13, 2020
Total Value: $1.349B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 10,412,554 | $228M | 16.9% | $21.90 | $22.96 | — | COM | 88018T101 |
| — | ABERDEEN EMERGING MARKETS EQUI | 15,258,739 | $98.57M | 7.3% | $6.46 | $6.87 | — | COM | 00301W105 |
| EWY | ISHARES MSCI KOREA | 1,453,879 | $94.95M | 7.0% | $65.31 | $57.84 | +13.0% | MSCI STH KOR ETF | 464286772 |
| XXCHNXX | CHINA FUND INC. | 3,478,181 | $87.79M | 6.5% | $25.24 | $18.28 | — | COM | 169373107 |
| — | TAIWAN FUND | 2,925,167 | $67.85M | 5.0% | $23.19 | $16.75 | — | COM | 874036106 |
| — | MS INDIA INVESTMENT | 3,571,220 | $61.82M | 4.6% | $17.31 | $18.65 | — | COM | 61745C105 |
| — | MS CHINA A SHARE | 2,817,338 | $59.5M | 4.4% | $21.12 | $20.46 | — | COM | 617468103 |
| — | KOREA FUND | 1,845,302 | $54.83M | 4.1% | $29.71 | $35.60 | — | COM NEW | 500634209 |
| — | MEXICO FUND | 4,639,061 | $47.53M | 3.5% | $10.24 | $15.02 | — | COM | 592835102 |
| — | INDIA FUND INC | 2,255,275 | $37.14M | 2.8% | $16.47 | $17.40 | — | COM | 454089103 |
| — | TEMPLETON EMERGING MARKETS FD | 2,238,456 | $34.36M | 2.5% | $15.35 | $13.83 | — | COM | 880191101 |
| — | CENTRAL AND EASTERN EUROPE FUND | 1,658,262 | $33.1M | 2.5% | $19.96 | $27.23 | — | COM | 153436100 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 3,201,526 | $27.79M | 2.1% | $8.68 | $10.11 | — | COM | 47109U104 |
| EWM | ISHARES MSCI MALAYSIA | 934,970 | $24.51M | 1.8% | $26.21 | $26.77 | -2.2% | MSCI MLYETF NEW | 46434G814 |
| EWZ | ISHARES MSCI BRAZIL- US | 803,189 | $22.17M | 1.6% | $27.60 | $37.27 | -25.8% | MSCI BRAZIL ETF | 464286400 |
| — | VOYA ASIA PACIFIC HIGH DIV FUND | 2,163,755 | $17.17M | 1.3% | $7.93 | $8.51 | — | COM | 92912J102 |
| — | NEW GERMANY | 963,699 | $16.21M | 1.2% | $16.82 | $16.13 | — | COM | 644465106 |
| VEU | VANGUARD FTSE ALL WORLD EX-US | 295,000 | $14.89M | 1.1% | $50.46 | $50.62 | -0.3% | ALLWRLD EX US | 922042775 |
| EWT | ISHARES MSCI TAIWAN | 318,161 | $14.3M | 1.1% | $44.94 | $43.03 | +4.3% | MSCI TAIWAN ETF | 46434G772 |
| XFDEX | FIRST TRUST DYNAMIC EUROPEAN EQUITY INC | 1,408,036 | $14.17M | 1.1% | $10.07 | $11.02 | — | COM SHS | 33740D107 |
| MCHI | ISHARES MSCI CHINA ETF | 188,228 | $13.97M | 1.0% | $74.21 | $73.24 | +1.3% | MSCI CHINA ETF | 46429B671 |
| — | WESTERN ASSET HIGH INCOME OPPORTUNITY | 2,640,881 | $12.94M | 1.0% | $4.90 | $4.85 | — | COM | 95766K109 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 1,131,997 | $12.74M | 0.9% | $11.26 | $10.70 | — | COM | 95766R104 |
| — | VANECK VECTORS RUSSIA ETF | 601,728 | $12.62M | 0.9% | $20.96 | $16.75 | — | RUSSIA ETF | 92189F403 |
| — | VOYA PRIME RATE TRUST | 2,602,536 | $11.49M | 0.9% | $4.41 | $4.45 | — | SH BEN INT | 92913A100 |
| — | NEUBERGER BERMAN MLP AND ENERGY INCOME | 4,682,466 | $11.17M | 0.8% | $2.39 | $6.73 | — | COM | 64129H104 |
| — | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | 777,414 | $11.15M | 0.8% | $14.34 | $13.32 | — | COM | 670657105 |
| — | MORGAN STANLEY EMERGING MARKETS DOMESTIC | 1,645,127 | $9.139M | 0.7% | $5.56 | $5.78 | — | COM | 617477104 |
| — | BRANDYWINE GLOBAL GLOBAL INCOME | 773,668 | $8.913M | 0.7% | $11.52 | $11.54 | — | COM | 10537L104 |
| — | ABERDEEN TOTAL DYNAMIC DIVIDEND | 1,089,049 | $8.652M | 0.6% | $7.94 | $7.98 | — | COM SH BEN INT | 00326L100 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 786,752 | $6.53M | 0.5% | $8.30 | $7.90 | — | COM | 00306J109 |
| — | ISHARES MSCI FRONTIER 100 ETF | 237,306 | $6.064M | 0.4% | $25.55 | $27.03 | — | MSCI FRNTR100ETF | 464286145 |
| — | NUVEEN QUALITY MUNICIPAL INCOME | 399,675 | $5.805M | 0.4% | $14.52 | $13.52 | — | COM | 67066V101 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 412,170 | $5.801M | 0.4% | $14.07 | $13.64 | — | COM | 95768B107 |
| — | WESTERN ASSET GLOBAL CORPORATE | 340,862 | $5.667M | 0.4% | $16.63 | $16.24 | — | COM | 95790C107 |
| THD | ISHARES MSCI THAILAND | 89,511 | $5.605M | 0.4% | $62.62 | $69.55 | -9.8% | MSCI THAILND ETF | 464286624 |
| — | VOYA EMERGING MARKETS HIGH INC | 805,757 | $5.338M | 0.4% | $6.62 | $6.26 | — | COM | 92912P108 |
| — | TEKLA HEALTHCARE INVESTORS | 241,973 | $4.988M | 0.4% | $20.61 | $21.29 | — | SH BEN INT | 87911J103 |
| FXI | ISHARES FTSE/XINHUA CHINA 25 INDEX FUND | 112,790 | $4.731M | 0.4% | $41.95 | $40.75 | +3.1% | CHINA LG CAP ETF | 464287184 |
| — | CBRE CLARION GLOBAL REAL ESTATE INCOME F | 773,332 | $4.617M | 0.3% | $5.97 | $5.97 | — | COM | 12504G100 |
| — | CALAMOS LONG/SHORT EQUITY & DYNAMIC | 308,076 | $4.483M | 0.3% | $14.55 | $14.87 | — | COM | 12812C106 |
| — | PGIM GLOBAL HIGH YIELD FUND | 331,989 | $4.414M | 0.3% | $13.30 | $12.09 | — | COM | 69346J106 |
| — | SPROTT FOCUS TRUST | 725,746 | $4.311M | 0.3% | $5.94 | $6.96 | — | COM | 85208J109 |
| — | IPATH S&P 500 VIX S/T FU ETN | 170,915 | $4.254M | 0.3% | $24.89 | $30.23 | — | IPTH SR B S&P | 06746P621 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 249,248 | $4.034M | 0.3% | $16.18 | $14.23 | — | COM | 006212104 |
| — | SWISS HELVETIA FUND INC | 481,896 | $3.973M | 0.3% | $8.24 | $8.01 | — | COM | 870875101 |
| XAWPX | ABERDEEN GLOBAL PREMIER PROPER | 844,470 | $3.885M | 0.3% | $4.60 | $4.65 | — | COM | 00302L108 |
| — | ASA GOLD AND PRECIOUS METALS LTD | 180,964 | $3.854M | 0.3% | $21.30 | $10.41 | — | SHS | G3156P103 |
| — | BLACKROCK MUNIYIELD QUALITY FUND III | 279,678 | $3.76M | 0.3% | $13.44 | $12.77 | — | COM | 09254E103 |
| KKR | KKR & CO INC | 93,345 | $3.205M | 0.2% | $34.33 * | $27.09 | +20.9% | CL A | 48251W104 |
| — | TORTOISE MIDSTREAM ENERGY FUND INC | 210,309 | $3.058M | 0.2% | $14.54 | $16.48 | — | COM | 89148B200 |
| — | PGIM HIGH YIELD BOND FUND INC | 202,976 | $2.806M | 0.2% | $13.82 | $13.88 | — | COM | 69346H100 |
| — | GABELLI DIV & INCOME TRUST | 151,036 | $2.77M | 0.2% | $18.34 | $21.93 | — | COM | 36242H104 |
| — | COHEN & STEERS QUALITY INCOME REALTY FUN | 239,664 | $2.66M | 0.2% | $11.10 | $9.03 | — | COM | 19247L106 |
| IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | 50,416 | $2.66M | 0.2% | $52.76 | $48.72 | +8.4% | CORE MSCI EMKT | 46434G103 |
| — | CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | 298,825 | $2.622M | 0.2% | $8.77 | $8.77 | — | COM | 18469P209 |
| ILF | ISHARES S&P LATIN AMERICA | 122,720 | $2.581M | 0.2% | $21.03 | $32.28 | -34.8% | LATN AMER 40 ETF | 464287390 |
| BX | THE BLACKSTONE GROUP INC | 48,121 | $2.511M | 0.2% | $52.18 * | $45.26 | -3.9% | COM CL A | 09260D107 |
| — | APOLLO GLOBAL MANAGEMENT INC | 53,806 | $2.408M | 0.2% | $44.75 | $33.51 | — | COM CL A | 03768E105 |
| CG | THE CARLYLE GROUP INC | 95,745 | $2.361M | 0.2% | $24.66 * | $23.69 | -12.4% | COM | 14316J108 |
| — | NUVEEN NEW YORK AMT FREE QUALI | 178,068 | $2.289M | 0.2% | $12.85 | $12.24 | — | COM | 670656107 |
| XFEOX | FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND | 190,275 | $2.289M | 0.2% | $12.03 | $12.58 | — | COM | 33731K102 |
| — | BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT | 170,089 | $2.277M | 0.2% | $13.39 | $12.98 | — | COM | 09254P108 |
| — | INVESCO ADVANTAGE MUNICIPAL INCOME | 209,246 | $2.257M | 0.2% | $10.79 | $10.48 | — | SHS BEN INT | 46132E103 |
| — | ALLIANZGI ARTIFICIAL INTELLIGENCE & TECH | 103,482 | $2.232M | 0.2% | $21.57 | $18.54 | — | COM | 01883M101 |
| AAXJ | ISHARES MSCI ALL COUNTRY ASIA EX-JAPAN I | 27,500 | $2.123M | 0.2% | $77.20 | $76.21 | +1.3% | MSCI AC ASIA ETF | 464288182 |
| — | WESTERN ASSET MUNICIPAL DEFINED OPP | 92,437 | $1.873M | 0.1% | $20.26 | $18.96 | — | COM | 95768A109 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME | 132,750 | $1.542M | 0.1% | $11.62 | $11.59 | — | COM SHS | 723763108 |
| — | ROYCE VALUE TRUST | 121,535 | $1.537M | 0.1% | $12.65 | $13.54 | — | COM | 780910105 |
| — | BLACKROCK INTERNATIONAL GROWTH | 284,366 | $1.5M | 0.1% | $5.27 | $5.18 | — | COM BENE INTER | 092524107 |
| — | ALLIANCEBERNSTEIN NATIONAL MUNI | 107,292 | $1.491M | 0.1% | $13.90 | $12.80 | — | COM | 01864U106 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL | 107,222 | $1.414M | 0.1% | $13.19 | $12.74 | — | COM SH BEN INT | 09248E102 |
| — | IRSA INVERSIONES Y REPRESENTAC ADR | 475,141 | $1.335M | 0.1% | $2.81 | $10.75 | — | GLOBAL DEP RCPT | 450047204 |
| — | EATON VANCE TX-MANAGED GLOBAL BUY-WRITE | 144,773 | $1.239M | 0.1% | $8.56 | $7.65 | — | COM | 27829C105 |
| — | DWS MUNICIPAL INCOME TRUST | 108,402 | $1.199M | 0.1% | $11.06 | $10.90 | — | COM | 233368109 |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | 50,000 | $1.162M | 0.1% | $23.24 | $22.05 | +5.6% | GB MSCI AR ETF | 37950E259 |
| — | FIRST TRUST SENIOR FLOATING RA | 137,328 | $1.162M | 0.1% | $8.46 | $8.26 | — | COM SHS | 33740K101 |
| — | INVESCO QUALITY MUNICIPAL INCOME TRUST | 90,061 | $1.109M | 0.1% | $12.31 | $12.01 | — | COM | 46133G107 |
| — | NUVEEN INTERMEDIATE DURATION MUNICIPAL T | 82,439 | $1.102M | 0.1% | $13.37 | $12.72 | — | COM | 670671106 |
| XHIEX | MILLER/HOWARD HIGH DIVIDEND FUND | 175,850 | $1.078M | 0.1% | $6.13 | $6.02 | — | COM SHS BEN IN | 600379101 |
| — | CENTRAL SECS CORP | 34,679 | $1.007M | 0.1% | $29.04 | $29.59 | — | COM | 155123102 |
| BRK/B | BERKSHIRE HATHAWAY INC. B-SHARES | 4,650 | $990K | 0.1% | $212.90 | $182.62 | +16.6% | CL B NEW | 084670702 |
| — | ALLIANZGI DIVIDEND INTEREST | 74,098 | $875K | 0.1% | $11.81 | $12.66 | — | COM | 01883A107 |
| — | GLOBAL X NIGERIA INDEX ETF | 90,000 | $843K | 0.1% | $9.37 | $15.83 | — | GBL X MSCI NGR | 37954Y665 |
| — | BLACKROCK MUNICIPAL INCOME QUA | 53,694 | $764K | 0.1% | $14.23 | $13.30 | — | COM | 092479104 |
| — | BLACKROCK MUNIENHANCED FUND | 66,883 | $756K | 0.1% | $11.30 | $10.92 | — | COM | 09253Y100 |
| — | NUVEEN MD QUAL INC FD | 57,148 | $751K | 0.1% | $13.14 | $12.72 | — | COM | 67061Q107 |
| — | VANECK VECTORS EGYPT INDEX ETF | 30,000 | $749K | 0.1% | $24.97 | $30.74 | — | EGYPT INDX ETF | 92189F775 |
| — | BLACKROCK MUNIYIELD CALIFORNIA QUALITY F | 51,545 | $739K | 0.1% | $14.34 | $13.35 | — | COM | 09254N103 |
| — | NUVEEN PENNSYLVANIA QUALITY MUNI | 54,207 | $728K | 0.1% | $13.43 | $13.10 | — | COM | 670972108 |
| — | NUVEEN MUNICIPAL CREDIT INCOME | 49,000 | $721K | 0.1% | $14.71 | $14.40 | — | COM SH BEN INT | 67070X101 |
| XEVMX | EATON VANCE CALIFORNIA MUNICIPAL | 62,785 | $713K | 0.1% | $11.36 | $10.56 | — | COM | 27828A100 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 95,313 | $697K | 0.1% | $7.31 | $7.29 | — | COM | 09251A104 |
| — | HIGHLAND INCOME FUND | 80,959 | $693K | 0.1% | $8.56 | $13.29 | — | HIGHLAND INCOME | 43010E404 |
| — | BLACKROCK HEALTH SCIENCES TRUST II | 27,007 | $645K | 0.0% | $23.88 | $20.85 | — | COM SHS | 09260E105 |
| — | BLACKROCK SCIENCE & TECHNOLOGY TUST II | 24,853 | $638K | 0.0% | $25.67 | $20.08 | — | SHS BEN INT | 09260K101 |
| — | HERZFELD CARIBBEAN BASIN FUND | 175,000 | $629K | 0.0% | $3.59 | $6.81 | — | COM | 42804T106 |
| — | BLACKROCK MUNIYIELD CALIFORNIA FUND | 41,844 | $578K | 0.0% | $13.81 | $13.01 | — | COM | 09254M105 |
| — | BLACKROCK MUNIYIELD PA | 40,476 | $562K | 0.0% | $13.88 | $13.73 | — | COM | 09255G107 |
| — | NUVEEN AZ QUAL MUNI INC FD | 37,646 | $552K | 0.0% | $14.66 | $12.96 | — | COM | 67061W104 |
| — | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | 36,164 | $538K | 0.0% | $14.88 | $14.65 | — | COM | 27828S101 |
| — | DTF TAX FREE INCOME INC | 35,910 | $517K | 0.0% | $14.40 | $13.52 | — | COM | 23334J107 |
| — | BLACKROCK MUNIYIELD NY QUAL | 40,412 | $513K | 0.0% | $12.69 | $12.32 | — | COM | 09255E102 |
| — | BLACKROCK MUNIHOLDINGS NEW YORK | 37,846 | $510K | 0.0% | $13.48 | $12.92 | — | COM | 09255C106 |
| — | NEW IRELAND FUND | 57,092 | $481K | 0.0% | $8.42 | $9.33 | — | COM | 645673104 |
| — | EATON VANCE TAX-MANAGED GLOB | 64,261 | $473K | 0.0% | $7.36 | $6.42 | — | COM | 27829F108 |
| — | JOHN HANCOCK INVESTORS TRUST | 29,532 | $467K | 0.0% | $15.81 | $16.39 | — | COM | 410142103 |
| — | MADISON COVERED CALL & EQUITY FUND | 77,945 | $466K | 0.0% | $5.98 | $6.53 | — | COM | 557437100 |
| — | NEUBERGER BERMAN HIGH YIELD STRATEGIES F | 40,366 | $448K | 0.0% | $11.10 | $11.77 | — | COM | 64128C106 |
| — | EATON VANCE SHORT DURATION DIVERSIFIED I | 36,929 | $422K | 0.0% | $11.43 | $13.35 | — | COM | 27828V104 |
| — | GENERAL AMERICAN INVESTORS | 12,386 | $420K | 0.0% | $33.91 | $37.11 | — | COM | 368802104 |
| EPHE | ISHARES MSCI PHILIPPINES INVESTABLE MARK | 15,300 | $407K | 0.0% | $26.60 | $26.79 | -0.8% | MSCI PHILIPS ETF | 46429B408 |
| — | INVESCO CALIFORNIA VALUE MUNICIPAL INCOM | 32,181 | $401K | 0.0% | $12.46 | $12.17 | — | COM | 46132H106 |
| — | BLACKROCK MUNIHOLDINGS QUALITY FUND II I | 28,686 | $364K | 0.0% | $12.69 | $12.40 | — | COM | 09254C107 |
| — | BLACKROCK MUNICIPAL TARGET TERM TRUST | 14,300 | $357K | 0.0% | $24.97 | $21.08 | — | COM SHS BEN INT | 09257P105 |
| — | NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN | 44,562 | $356K | 0.0% | $7.99 | $8.03 | — | COM | 67090H102 |
| — | NUVEEN DIVERSIFIED DIVIDEND AND INCOME F | 45,581 | $354K | 0.0% | $7.77 | $9.29 | — | COM | 6706EP105 |
| CRESY | CRESUD ADR | 113,011 | $317K | 0.0% | $2.81 * | $11.71 | -77.8% | SPONSORED ADR | 226406106 |
| — | ADAMS NATURAL RESOURCES FUND I | 32,364 | $316K | 0.0% | $9.76 | $11.91 | — | COM | 00548F105 |
| — | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | 14,691 | $305K | 0.0% | $20.76 | $20.76 | — | COM | 27828U106 |
| PAM | PAMPA ENERGIA SA-SPON ADR | 27,800 | $288K | 0.0% | $10.36 | $33.18 | -68.9% | SPONS ADR LVL I | 697660207 |
| — | BLACKROCK RESOURCES AND COMMODITIES | 48,000 | $286K | 0.0% | $5.96 | $7.52 | — | SHS | 09257A108 |
| — | EATON VANCE LIMITED DURATION INCOME FUND | 21,624 | $245K | 0.0% | $11.33 | $12.64 | — | COM | 27828H105 |
| — | WESTERN ASSET MANAGED MUNICIPALS FUND | 20,175 | $245K | 0.0% | $12.14 | $13.23 | — | COM | 95766M105 |
| — | TEKLA LIFE SCIENCES INVESTORS | 13,100 | $231K | 0.0% | $17.63 | $17.89 | — | SH BEN INT | 87911K100 |
| — | BOULDER GROWTH AND INCOME FUND | 21,382 | $214K | 0.0% | $10.01 | $11.01 | — | COM | 101507101 |
| — | ISHARES MSCI ARGENTINA AND GLO | 10,000 | $199K | 0.0% | $19.90 | $19.90 | — | MSCI ARGENTINA | 46435G276 |
| — | MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE | 10,900 | $191K | 0.0% | $17.52 | $15.67 | — | COM | 55608D101 |
| — | BROOKFIELD REAL ASSETS INCOME | 11,352 | $188K | 0.0% | $16.56 | $15.01 | — | SHS BEN INT | 112830104 |
| — | GABELLI HEALTHCARE AND WELLNESSRX TRUST | 16,756 | $173K | 0.0% | $10.32 | $10.32 | — | SHS | 36246K103 |
| — | BNY MELLON STRATEGIC MUNICIPAL | 18,792 | $156K | 0.0% | $8.30 | $7.48 | — | COM | 05588W108 |
| — | HIGHLAND GLOBAL ALLOCATION FUND | 23,950 | $148K | 0.0% | $6.18 | $11.54 | — | COM | 43010T104 |
| — | WESTERN ASSET MUNICIPAL PARTNERS FUND | 10,048 | $144K | 0.0% | $14.33 | $14.45 | — | COM | 95766P108 |
| XPMQX | PIMCO MUNICIPAL INCOME FUND III | 11,080 | $126K | 0.0% | $11.37 | $10.56 | — | COM | 72201A103 |