Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value: $1.672B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 9,889,179 | $178M | 10.6% | $17.98 | $22.98 | — | COM | 88018T101 |
| — | ABERDEEN EMERGING MARKETS EQUI | 15,730,984 | $131M | 7.8% | $8.31 | $6.96 | — | COM | 00301W105 |
| — | MS CHINA A SHARE | 5,607,285 | $118M | 7.0% | $20.96 | $21.25 | — | COM | 617468103 |
| MCHI | ISHARES MSCI CHINA ETF | 1,680,042 | $113M | 6.8% | $67.54 | $79.51 | -15.1% | MSCI CHINA ETF | 46429B671 |
| — | MS INDIA INVESTMENT | 3,901,307 | $108M | 6.5% | $27.65 | $19.38 | — | COM | 61745C105 |
| — | TAIWAN FUND | 2,853,532 | $100M | 6.0% | $35.13 | $16.75 | — | COM | 874036106 |
| XXCHNXX | CHINA FUND INC. | 3,632,799 | $92.25M | 5.5% | $25.40 | $18.79 | — | COM | 169373107 |
| FXI | ISHARES FTSE/XINHUA CHINA 25 INDEX FUND | 1,942,737 | $75.68M | 4.5% | $38.95 | $45.93 | -15.2% | CHINA LG CAP ETF | 464287184 |
| — | KOREA FUND | 1,843,805 | $75.38M | 4.5% | $40.89 | $35.60 | — | COM NEW | 500634209 |
| — | MEXICO FUND | 5,016,287 | $74.79M | 4.5% | $14.91 | $14.99 | — | COM | 592835102 |
| EWT | ISHARES MSCI TAIWAN | 770,051 | $47.77M | 2.9% | $62.03 | $53.45 | +16.0% | MSCI TAIWAN ETF | 46434G772 |
| — | CENTRAL AND EASTERN EUROPE FUND | 1,632,573 | $47.07M | 2.8% | $28.83 | $27.23 | — | COM | 153436100 |
| — | TEMPLETON EMERGING MARKETS FD | 2,404,764 | $40.75M | 2.4% | $16.95 | $14.29 | — | COM | 880191101 |
| EWY | ISHARES MSCI KOREA | 400,025 | $32.25M | 1.9% | $80.61 | $65.37 | +23.4% | MSCI STH KOR ETF | 464286772 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 3,438,544 | $31.1M | 1.9% | $9.05 | $9.99 | — | COM | 47109U104 |
| — | NEUBERGER BERMAN MLP AND ENERGY INCOME | 6,203,756 | $30.71M | 1.8% | $4.95 | $6.20 | — | COM | 64129H104 |
| EZA | I-SHARES MSCI SOUTH AFRICA | 596,134 | $28.02M | 1.7% | $47.00 | $46.94 | +0.2% | MSCI STH AFR ETF | 464286780 |
| — | INDIA FUND INC | 1,114,628 | $25.77M | 1.5% | $23.12 | $17.50 | — | COM | 454089103 |
| XFDEX | FIRST TRUST DYNAMIC EUROPE EQUITY INC | 1,736,807 | $22.33M | 1.3% | $12.86 | $11.23 | — | COM SHS | 33740D107 |
| IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | 320,970 | $19.82M | 1.2% | $61.76 | $63.70 | -3.0% | CORE MSCI EMKT | 46434G103 |
| IXC | ISHARES GLOBAL ENERGY ETF | 678,157 | $18.19M | 1.1% | $26.82 | $25.08 | +7.1% | GLOBAL ENERG ETF | 464287341 |
| — | NEW GERMANY | 917,068 | $18.09M | 1.1% | $19.72 | $16.37 | — | COM | 644465106 |
| — | ASA GOLD AND PRECIOUS METALS LTD | 906,573 | $17.1M | 1.0% | $18.86 | $17.93 | — | SHS | G3156P103 |
| EWM | ISHARES MSCI MALAYSIA | 456,103 | $11.57M | 0.7% | $25.36 | $26.77 | -5.3% | MSCI MLY ETF NEW | 46434G814 |
| — | SABA CAPITAL INCOME AND OPPORTUNITIES | 2,444,239 | $11.13M | 0.7% | $4.56 | $4.70 | — | SHARES | 78518H103 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 788,283 | $10.47M | 0.6% | $13.28 | $10.81 | — | COM | 95766R104 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 1,046,052 | $10.19M | 0.6% | $9.74 | $8.22 | — | COM | 00306J109 |
| BX | THE BLACKSTONE GROUP INC | 61,121 | $7.111M | 0.4% | $116.34 * | $46.02 | +118.9% | COM CL A | 09260D107 |
| ASHR | XTRACKERS HARVEST CSI 300 CHINA A SHARES | 184,300 | $7.015M | 0.4% | $38.06 | $38.61 | -1.3% | XTRACK HRVST CSI | 233051879 |
| KKR | KKR & CO INC | 112,345 | $6.84M | 0.4% | $60.88 * | $28.61 | +105.2% | CL A | 48251W104 |
| — | BRANDYWINE GLOBAL GLOBAL INCOME | 531,550 | $6.682M | 0.4% | $12.57 | $11.54 | — | COM | 10537L104 |
| — | SWISS HELVETIA FUND INC | 688,009 | $6.306M | 0.4% | $9.17 | $8.29 | — | COM | 870875101 |
| — | PGIM GLOBAL HIGH YIELD FUND | 401,989 | $6.203M | 0.4% | $15.43 | $12.59 | — | COM | 69346J106 |
| — | INVESCO SENIOR INCOME TRUST | 1,361,073 | $6.05M | 0.4% | $4.45 | $4.45 | — | COM | 46131H107 |
| CG | THE CARLYLE GROUP INC | 122,045 | $5.77M | 0.3% | $47.28 * | $23.71 | +72.2% | COM | 14316J108 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 263,939 | $5.222M | 0.3% | $19.78 | $14.58 | — | COM | 006212104 |
| — | PERSHING SQUARE TONTINE HOLDINGS | 263,586 | $5.194M | 0.3% | $19.71 | $19.71 | — | COM CL A | 71531R109 |
| — | PGIM HIGH YIELD BOND FUND INC | 314,976 | $5.122M | 0.3% | $16.26 | $14.43 | — | COM | 69346H100 |
| XHIEX | MILLER/HOWARD HIGH DIVIDEND FUND | 490,037 | $4.805M | 0.3% | $9.81 | $7.74 | — | COM SHS BEN IN | 600379101 |
| — | LIBERTY ALL-STAR GROWTH FUND | 549,834 | $4.748M | 0.3% | $8.64 | $8.65 | — | COM | 529900102 |
| — | CBRE CLARION GLOBAL REAL ESTATE INCOME F | 566,946 | $4.743M | 0.3% | $8.37 | $6.78 | — | COM | 12504G100 |
| — | BLACKROCK SCIENCE AND TECHNOLOGY | 85,947 | $4.483M | 0.3% | $52.16 | $53.35 | — | SHS | 09258G104 |
| — | FIRST TRUST HIGH INCOME LONG/SHORT FUND | 268,733 | $4.28M | 0.3% | $15.93 | $14.81 | — | COM | 33738E109 |
| VEA | VANGUARD FTSE DEVELOPED MARKET | 80,000 | $4.039M | 0.2% | $50.49 | $52.01 | -2.9% | FTSE DEV MKT ETF | 921943858 |
| — | ANGEL OAK FINANCIAL STRATEGIES | 234,697 | $3.995M | 0.2% | $17.02 | $17.02 | — | COM BEN INT | 03464A100 |
| — | SPROTT FOCUS TRUST | 455,991 | $3.769M | 0.2% | $8.27 | $6.98 | — | COM | 85208J109 |
| — | BLACKROCK MUNIYIELD QUALITY FUND III | 250,206 | $3.684M | 0.2% | $14.72 | $12.93 | — | COM | 09254E103 |
| — | NUVEEN QUALITY MUNICIPAL INCOME | 230,549 | $3.602M | 0.2% | $15.62 | $13.52 | — | COM | 67066V101 |
| — | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | 207,935 | $3.157M | 0.2% | $15.18 | $13.32 | — | COM | 670657105 |
| — | WESTERN ASSET GLOBAL CORPORATE | 166,243 | $3.037M | 0.2% | $18.27 | $16.24 | — | COM | 95790C107 |
| — | BLACKROCK HEALTH SCIENCES TRUST II | 100,933 | $2.722M | 0.2% | $26.97 | $26.14 | — | COM SHS | 09260E105 |
| — | VOYA ASIA PACIFIC HIGH DIV FUND | 316,398 | $2.719M | 0.2% | $8.59 | $8.52 | — | COM | 92912J102 |
| — | PGIM SHORT DURATION HIGH YIELD | 144,370 | $2.708M | 0.2% | $18.76 | $18.76 | — | COM | 69355J104 |
| — | MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE | 107,788 | $2.516M | 0.2% | $23.34 | $20.72 | — | COM | 55608D101 |
| — | BLACKROCK MUNICIPAL TARGET TERM TRUST | 92,521 | $2.369M | 0.1% | $25.60 | $24.88 | — | COM SHS BEN INT | 09257P105 |
| — | NUVEEN GLOBAL HIGH INCOME FUND | 131,842 | $2.12M | 0.1% | $16.08 | $15.97 | — | SHS | 67075G103 |
| — | NUVEEN MUNICIPAL CREDIT INCOME | 125,000 | $2.094M | 0.1% | $16.75 | $15.46 | — | COM SH BEN INT | 67070X101 |
| VWO | VANGUARD EMERGING MARKETS ETF | 40,311 | $2.017M | 0.1% | $50.04 | $53.25 | -6.1% | FTSE EMR MKT ETF | 922042858 |
| — | EATON VANCE MUNICIPAL BOND FUND | 140,000 | $1.877M | 0.1% | $13.41 | $13.29 | — | COM | 27827X101 |
| — | BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT | 124,982 | $1.818M | 0.1% | $14.55 | $13.06 | — | COM | 09254P108 |
| — | BLACKSTON/GSO STRATEGIC CREDIT FUND | 121,129 | $1.679M | 0.1% | $13.86 | $13.86 | — | COM SHS BEN IN | 09257R101 |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | 50,000 | $1.666M | 0.1% | $33.32 | $22.05 | +51.3% | GB MSCI AR ETF | 37950E259 |
| — | TEMPLETON GLOBAL INCOME FUND | 286,680 | $1.544M | 0.1% | $5.39 | $5.37 | — | COM | 880198106 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL | 101,157 | $1.489M | 0.1% | $14.72 | $14.29 | — | COM SH BEN INT | 09248E102 |
| — | LIBERTY ALL STAR EQUITY FUND | 172,078 | $1.477M | 0.1% | $8.58 | $8.58 | — | SH BEN INT | 530158104 |
| — | CENTRAL SECS CORP | 34,436 | $1.46M | 0.1% | $42.40 | $30.10 | — | COM | 155123102 |
| — | BLDRS EMERGING MARKETS 50 ADR | 30,008 | $1.446M | 0.1% | $48.19 | $58.09 | — | EMGRING MKTS50 | 46090C305 |
| — | IRSA INVERSIONES Y REPRESENTAC ADR | 348,923 | $1.427M | 0.1% | $4.09 | $10.75 | — | GLOBAL DEP RCPT | 450047204 |
| INDA | ISHARES MSCI INDIA ETF | 28,200 | $1.373M | 0.1% | $48.69 | $41.97 | +16.0% | MSCI INDIA ETF | 46429B598 |
| — | DWS MUNICIPAL INCOME TRUST | 112,695 | $1.342M | 0.1% | $11.91 | $11.08 | — | COM | 233368109 |
| — | FIRST TRUST SENIOR FLOATING RA | 124,879 | $1.204M | 0.1% | $9.64 | $9.17 | — | COM SHS | 33740K101 |
| — | MEXICO EQUITY & INCOME FUND INC | 100,432 | $1.084M | 0.1% | $10.79 | $11.80 | — | COM | 592834105 |
| — | INVESCO QUALITY MUNICIPAL INCOME TRUST | 81,858 | $1.08M | 0.1% | $13.19 | $12.14 | — | COM | 46133G107 |
| — | VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE | 39,873 | $1.063M | 0.1% | $26.66 | $26.53 | — | COM | 92838Y100 |
| — | ROYCE VALUE TRUST | 57,535 | $1.038M | 0.1% | $18.04 | $13.54 | — | COM | 780910105 |
| — | NUVEEN CALIFORNIA QUALITY MUNI | 65,000 | $1.019M | 0.1% | $15.68 | $14.86 | — | COM | 67066Y105 |
| — | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | 44,616 | $949K | 0.1% | $21.27 | $17.91 | — | COM | 27828S101 |
| — | ALLIANCEBERNSTEIN NATIONAL MUNI | 61,770 | $923K | 0.1% | $14.94 | $13.32 | — | COM | 01864U106 |
| — | VIRTUS DIVIDEND INTEREST | 56,477 | $837K | 0.1% | $14.82 | $13.78 | — | COM | 92840R101 |
| — | NUVEEN NEW YORK AMT FREE QUALI | 60,377 | $836K | 0.0% | $13.85 | $12.91 | — | COM | 670656107 |
| — | ISHARES MSCI FRONTIER 100 ETF | 23,889 | $810K | 0.0% | $33.91 | $33.91 | — | MSCI FRONTIER | 464286145 |
| — | GENERAL AMERICAN INVESTORS | 17,496 | $753K | 0.0% | $43.04 | $38.49 | — | COM | 368802104 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 74,987 | $737K | 0.0% | $9.83 | $7.29 | — | COM | 09251A104 |
| VGK | VANGUARD EUROPEAN ETF | 11,000 | $722K | 0.0% | $65.64 | $68.50 | -4.2% | FTSE EUROPE ETF | 922042874 |
| — | CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | 30,912 | $677K | 0.0% | $21.90 | $10.90 | — | COM | 18469P209 |
| XPMAX | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | 57,873 | $673K | 0.0% | $11.63 | $11.63 | — | COM | 723762100 |
| XEVMX | EATON VANCE CALIFORNIA MUNICIPAL | 55,599 | $664K | 0.0% | $11.94 | $10.92 | — | COM | 27828A100 |
| — | GLOBAL X NIGERIA INDEX ETF | 62,874 | $656K | 0.0% | $10.43 | $15.83 | — | GBL X MSCI NGR | 37954Y665 |
| — | FIRST TRUST HIGH YIELD OPPORTUNITY | 30,733 | $632K | 0.0% | $20.56 | $20.56 | — | COM | 33741Q107 |
| XMYDX | BLACKROCK MUNIYIELD FUND INC | 42,274 | $631K | 0.0% | $14.93 | $14.34 | — | COM | 09253W104 |
| XMUIX | BLACKROCK MUNI INTERMEDIATE DURATION FUN | 40,704 | $622K | 0.0% | $15.28 | $15.04 | — | COM | 09253X102 |
| — | INVESCO TRUST FOR INVESTMENT G | 45,000 | $618K | 0.0% | $13.73 | $13.49 | — | COM | 46131M106 |
| — | GLOBAL X MSCI PAKISTAN ETF | 25,000 | $610K | 0.0% | $24.40 | $29.66 | — | MSCI PAKISTAN | 37954Y335 |
| — | INVESCO MUNICIPAL TRUST | 45,000 | $605K | 0.0% | $13.44 | $13.22 | — | COM | 46131J103 |
| — | NEUBERGER BERMAN NEXT GEN | 31,416 | $598K | 0.0% | $19.03 | $19.03 | — | COMMON STOCK | 64133Q108 |
| — | HERZFELD CARIBBEAN BASIN FUND | 104,110 | $594K | 0.0% | $5.71 | $6.81 | — | COM | 42804T106 |
| — | BLACKROCK ENHANCED INTERNATIONAL | 92,340 | $567K | 0.0% | $6.14 | $5.18 | — | COM BENE INTER | 092524107 |
| — | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | 18,591 | $560K | 0.0% | $30.12 | $24.16 | — | COM | 27828U106 |
| — | EATON VANCE MUNICIPAL INCOME TRUST | 40,000 | $556K | 0.0% | $13.90 | $13.78 | — | COM | 27826U108 |
| — | TEKLA HEALTHCARE INVESTORS | 21,300 | $545K | 0.0% | $25.59 | $21.39 | — | SH BEN INT | 87911J103 |
| — | CALAMOS LONG/SHORT EQUITY & DYNAMIC | 24,800 | $505K | 0.0% | $20.36 | $15.78 | — | COM | 12812C106 |
| — | NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN | 44,562 | $494K | 0.0% | $11.09 | $8.03 | — | COM | 67090H102 |
| — | BLACKROCK SCIENCE & TECHNOLOGY TUST II | 12,700 | $490K | 0.0% | $38.58 | $30.50 | — | SHS BEN INT | 09260K101 |
| VEU | VANGUARD FTSE ALL WORLD EX-US | 8,000 | $488K | 0.0% | $61.00 | $51.07 | +19.4% | ALLWRLD EX US | 922042775 |
| — | VANECK VECTORS RUSSIA ETF | 14,800 | $449K | 0.0% | $30.34 | $30.34 | — | VANECK RUSSIA ET | 92189F403 |
| — | NUVEEN CALIFORNIA AMT FREE QUA | 26,152 | $429K | 0.0% | $16.40 | $15.45 | — | COM | 670651108 |
| — | WESTERN ASSET MANAGED MUNICIPALS FUND | 30,601 | $408K | 0.0% | $13.33 | $13.08 | — | COM | 95766M105 |
| — | NUVEEN PENNSYLVANIA QUALITY MUNI | 23,164 | $342K | 0.0% | $14.76 | $13.10 | — | COM | 670972108 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 18,616 | $297K | 0.0% | $15.95 | $13.64 | — | COM | 95768B107 |
| — | BLACKROCK MUNIYIELD CALIFORNIA QUALITY F | 18,270 | $290K | 0.0% | $15.87 | $13.35 | — | COM | 09254N103 |
| — | BLACKROCK MUNICIPAL INCOME QUA | 18,780 | $288K | 0.0% | $15.34 | $13.30 | — | COM | 092479104 |
| — | ISHARES MSCI ARGENTINA AND GLO | 10,000 | $285K | 0.0% | $28.50 | $19.90 | — | MSCI ARGENTINA | 46435G276 |
| — | ADAMS NATURAL RESOURCES FUND I | 17,921 | $281K | 0.0% | $15.68 | $11.72 | — | COM | 00548F105 |
| — | ABERDEEN TOTAL DYNAMIC DIVIDEND | 26,000 | $253K | 0.0% | $9.73 | $7.98 | — | COM SH BEN INT | 00326L100 |
| — | GABELLI DIV & INCOME TRUST | 9,794 | $252K | 0.0% | $25.73 | $21.93 | — | COM | 36242H104 |
| — | GABELLI HEALTHCARE AND WELLNESSRX TRUST | 18,240 | $242K | 0.0% | $13.27 | $11.63 | — | SHS | 36246K103 |
| — | INVESCO MUNICIPAL OPPORTUNITY TRUST | 16,805 | $231K | 0.0% | $13.75 | $13.18 | — | COM | 46132C107 |
| — | BLACKROCK MUNIYIELD NY QUAL | 15,198 | $210K | 0.0% | $13.82 | $12.32 | — | COM | 09255E102 |
| — | BLACKROCK MUNIHOLDINGS NEW YORK | 13,961 | $203K | 0.0% | $14.54 | $12.92 | — | COM | 09255C106 |
| — | NUVEEN DIVERSIFIED DIVIDEND AND INCOME F | 18,198 | $188K | 0.0% | $10.33 | $9.29 | — | COM | 6706EP105 |
| — | BLACKROCK MUNIHOLDINGS QUALITY FUND II I | 13,111 | $182K | 0.0% | $13.88 | $12.40 | — | COM | 09254C107 |
| — | GUGGENHEIM ENHANCED EQUITY INCOME FUND | 19,205 | $178K | 0.0% | $9.27 | $8.64 | — | COM | 40167B100 |
| — | BLACKROCK MUNIYIELD PA | 10,237 | $164K | 0.0% | $16.02 | $13.73 | — | COM | 09255G107 |
| — | GABELLI EQUITY TRUST | 23,949 | $159K | 0.0% | $6.64 | $6.89 | — | COM | 362397101 |
| IRS/WS | IRSA INVERSIONES Y REPRESENTAC WARRANT | 482,370 | $111K | 0.0% | $0.23 | $0.16 | — | *W EXP 05/25/202 | P5880C134 |
| — | ANGEL OAK FINANCIAL STRATEGIES RTS | 240,582 | $52,000 | 0.0% | $0.22 | $0.22 | — | RIGHT 10/14/2021 | 03464A118 |