GLAZER CAPITAL, LLC Quant / Systematic

CIK: 0001076809 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $336,566 (91.4% shares, 8.6% debt)

Holdings (45)

— LIFE TECHNOLOGIES CORP 13.2%

Value ($000) $44,341 Shares 592,558 Est. Cost $74.26 Unrealized —

— ONYX PHARMACEUTICALS INC 8.8%

Value ($000) $29,571 Shares 236,571 Est. Cost $125.00 Unrealized —

— MAKO SURGICAL CORP 7.8%

Value ($000) $26,087 Shares 884,000 Est. Cost $29.51 Unrealized —

— ONYX PHARMACEUTICALS INC 6.5%

Value ($000) $21,895 Shares 6,785,000 Est. Cost $3.23 Unrealized —

— SAKS INC 6.3%

Value ($000) $21,145 Shares 1,326,534 Est. Cost $15.94 Unrealized —

— ELAN PLC 6.0%

Value ($000) $20,278 Shares 1,301,522 Est. Cost $15.44 Unrealized —

— DELL INC 5.7%

Value ($000) $19,323 Shares 1,405,220 Est. Cost $13.75 Unrealized —

— VOLTERRA SEMICONDUCTOR CORP 5.7%

Value ($000) $19,149 Shares 832,572 Est. Cost $23.00 Unrealized —

— SOURCEFIRE INC 4.8%

Value ($000) $16,012 Shares 210,905 Est. Cost $75.92 Unrealized —

— STEWART ENTERPRISES INC 4.0%

Value ($000) $13,310 Shares 1,012,131 Est. Cost $13.13 Unrealized —

— LENDER PROCESSING SVCS INC 3.3%

Value ($000) $11,076 Shares 332,926 Est. Cost $32.38 Unrealized —

— HARRIS TEETER SUPERMARKETS I 2.6%

Value ($000) $8,904 Shares 181,008 Est. Cost $49.19 Unrealized —

— ACTIVE NETWORK INC 2.4%

Value ($000) $8,177 Shares 571,400 Est. Cost $14.31 Unrealized —

OPK OPKO HEALTH INC 2.3%

Value ($000) $7,714 Shares 875,645 Est. Cost $8.02 Unrealized 0.0%

— LEAP WIRELESS INTL INC 2.1%

Value ($000) $7,140 Shares 7,000,000 Est. Cost $1.02 Unrealized —

— COLONIAL PPTYS TR 1.9%

Value ($000) $6,269 Shares 278,728 Est. Cost $22.49 Unrealized —

— BAKER MICHAEL CORP 1.5%

Value ($000) $5,122 Shares 126,556 Est. Cost $40.47 Unrealized —

— AMERICAN SAFETY INS HOLDINGS 1.5%

Value ($000) $4,884 Shares 161,729 Est. Cost $30.04 Unrealized —

— BOISE INC 1.4%

Value ($000) $4,589 Shares 364,198 Est. Cost $12.60 Unrealized —

— HUDSON CITY BANCORP 1.3%

Value ($000) $4,311 Shares 476,857 Est. Cost $9.10 Unrealized —

— HF2 FINL MGMT INC 1.3%

Value ($000) $4,293 Shares 424,220 Est. Cost $10.11 Unrealized —

— HEALTH MGMT ASSOC INC NEW 1.1%

Value ($000) $3,640 Shares 284,396 Est. Cost $12.80 Unrealized —

— MPG OFFICE TR INC 1.1%

Value ($000) $3,615 Shares 1,155,091 Est. Cost $3.14 Unrealized —

— EDWARDS GROUP LTD 1.0%

Value ($000) $3,511 Shares 356,428 Est. Cost $9.85 Unrealized —

— SHFL ENTMT INC 1.0%

Value ($000) $3,309 Shares 144,075 Est. Cost $22.97 Unrealized —

— ASIAINFO-LINKAGE INC 0.9%

Value ($000) $3,065 Shares 265,625 Est. Cost $11.54 Unrealized —

— ROCHESTER MED CORP 0.8%

Value ($000) $2,800 Shares 140,260 Est. Cost $19.96 Unrealized —

— WARNER CHILCOTT PLC IRELAND 0.7%

Value ($000) $2,293 Shares 100,000 Est. Cost $19.91 Unrealized —

— CAPITOL ACQUISITION CORP II 0.6%

Value ($000) $2,094 Shares 204,452 Est. Cost $10.12 Unrealized —

— ASTEX PHARMACEUTICALS INC 0.5%

Value ($000) $1,791 Shares 211,000 Est. Cost $8.49 Unrealized —

— SPREADTRUM COMMUNICATIONS IN 0.5%

Value ($000) $1,788 Shares 58,694 Est. Cost $30.46 Unrealized —

— EASTERN INS HLDGS INC 0.4%

Value ($000) $1,405 Shares 57,552 Est. Cost $24.41 Unrealized —

— CRIMSON EXPLORATION INC 0.4%

Value ($000) $1,294 Shares 429,799 Est. Cost $2.82 Unrealized —

— NASH FINCH CO 0.2%

Value ($000) $787 Shares 29,798 Est. Cost $26.41 Unrealized —

— MAKO 01/18/14 C15 0.2%

Value ($000) $622 Shares 661 Est. Cost $29.51 Unrealized —

— NV ENERGY INC 0.1%

Value ($000) $329 Shares 13,915 Est. Cost $23.46 Unrealized —

— LIFE TECHNOLOGIES CORP 0.1%

Value ($000) $258 Shares 250 Est. Cost $74.26 Unrealized —

— TMS INTL CORP 0.1%

Value ($000) $172 Shares 9,870 Est. Cost $17.43 Unrealized —

— ACTAVIS INC 0.0%

Value ($000) $79 Shares 107 Est. Cost — Unrealized —

— DOLE FOOD CO INC 0.0%

Value ($000) $56 Shares 4,100 Est. Cost $13.66 Unrealized —

— MAIDENFORM BRANDS INC 0.0%

Value ($000) $52 Shares 2,200 Est. Cost $23.64 Unrealized —

— LEAP WIRELESS INTL INC 0.0%

Value ($000) $12 Shares 2,300 Est. Cost — Unrealized —

— BELO CORP 0.0%

Value ($000) $3 Shares 200 Est. Cost $13.95 Unrealized —

— DIGITAL GENERATION INC 0.0%

Value ($000) $1 Shares 100 Est. Cost $10.00 Unrealized —

— LEAP WIRELESS INTL INC 0.0%

Value ($000) $0 Shares 827 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	LIFE TECHNOLOGIES CORP	592,558	$44,341	13.2%	$74.26	—	COM	53217V109
—	ONYX PHARMACEUTICALS INC	236,571	$29,571	8.8%	$125.00	—	COM	683399109
—	MAKO SURGICAL CORP	884,000	$26,087	7.8%	$29.51	—	COM	560879108
—	ONYX PHARMACEUTICALS INC	6,785,000	$21,895	6.5%	$3.23	—	NOTE 4.000% 8/1	683399AB5
—	SAKS INC	1,326,534	$21,145	6.3%	$15.94	—	COM	79377W108
—	ELAN PLC	1,301,522	$20,278	6.0%	$15.44	—	ADR	284131208
—	DELL INC	1,405,220	$19,323	5.7%	$13.75	—	COM	24702R101
—	VOLTERRA SEMICONDUCTOR CORP	832,572	$19,149	5.7%	$23.00	—	COM	928708106
—	SOURCEFIRE INC	210,905	$16,012	4.8%	$75.92	—	COM	83616T108
—	STEWART ENTERPRISES INC	1,012,131	$13,310	4.0%	$13.13	—	CL A	860370105
—	LENDER PROCESSING SVCS INC	332,926	$11,076	3.3%	$32.38	—	COM	52602E102
—	HARRIS TEETER SUPERMARKETS I	181,008	$8,904	2.6%	$49.19	—	COM	414585109
—	ACTIVE NETWORK INC	571,400	$8,177	2.4%	$14.31	—	COM	00506D100
OPK	OPKO HEALTH INC	875,645	$7,714	2.3%	$8.02	0.0%	COM	68375N103
—	LEAP WIRELESS INTL INC	7,000,000	$7,140	2.1%	$1.02	—	NOTE 4.500% 7/1	521863AL4
—	COLONIAL PPTYS TR	278,728	$6,269	1.9%	$22.49	—	COM SH BEN INT	195872106
—	BAKER MICHAEL CORP	126,556	$5,122	1.5%	$40.47	—	COM	057149106
—	AMERICAN SAFETY INS HOLDINGS	161,729	$4,884	1.5%	$30.04	—	COM	G02995101
—	BOISE INC	364,198	$4,589	1.4%	$12.60	—	COM	09746Y105
—	HUDSON CITY BANCORP	476,857	$4,311	1.3%	$9.10	—	COM	443683107
—	HF2 FINL MGMT INC	424,220	$4,293	1.3%	$10.11	—	CL A	40421A104
—	HEALTH MGMT ASSOC INC NEW	284,396	$3,640	1.1%	$12.80	—	CL A	421933102
—	MPG OFFICE TR INC	1,155,091	$3,615	1.1%	$3.14	—	COM	553274101
—	EDWARDS GROUP LTD	356,428	$3,511	1.0%	$9.85	—	SPONSORED ADR	281736108
—	SHFL ENTMT INC	144,075	$3,309	1.0%	$22.97	—	COM	78423R105
—	ASIAINFO-LINKAGE INC	265,625	$3,065	0.9%	$11.54	—	COM	04518A104
—	ROCHESTER MED CORP	140,260	$2,800	0.8%	$19.96	—	COM	771497104
—	WARNER CHILCOTT PLC IRELAND	100,000	$2,293	0.7%	$19.91	—	SHS A	G94368100
—	CAPITOL ACQUISITION CORP II	204,452	$2,094	0.6%	$10.12	—	UNIT 99/99/9999	14056V204
—	ASTEX PHARMACEUTICALS INC	211,000	$1,791	0.5%	$8.49	—	COM	04624B103
—	SPREADTRUM COMMUNICATIONS IN	58,694	$1,788	0.5%	$30.46	—	ADR	849415203
—	EASTERN INS HLDGS INC	57,552	$1,405	0.4%	$24.41	—	COM	276534104
—	CRIMSON EXPLORATION INC	429,799	$1,294	0.4%	$2.82	—	COM NEW	22662K207
—	NASH FINCH CO	29,798	$787	0.2%	$26.41	—	COM	631158102
—	MAKO 01/18/14 C15	661	$622	0.2%	$29.51	—	Call	560879108
—	NV ENERGY INC	13,915	$329	0.1%	$23.46	—	COM	67073Y106
—	LIFE TECHNOLOGIES CORP	250	$258	0.1%	$74.26	—	Call	53217V109
—	TMS INTL CORP	9,870	$172	0.1%	$17.43	—	CL A	87261Q103
—	ACTAVIS INC	107	$79	0.0%	—	—	Call	00507K103
—	DOLE FOOD CO INC	4,100	$56	0.0%	$13.66	—	COM	256603101
—	MAIDENFORM BRANDS INC	2,200	$52	0.0%	$23.64	—	COM	560305104
—	LEAP WIRELESS INTL INC	2,300	$12	0.0%	—	—	Call	521863308
—	BELO CORP	200	$3	0.0%	$13.95	—	COM SER A	080555105
—	DIGITAL GENERATION INC	100	$1	0.0%	$10.00	—	COM	25400B108
—	LEAP WIRELESS INTL INC	827	$0	0.0%	—	—	Put	521863308