CIK: 0001076809 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 15, 2014
Total Value ($000): $389,196 (92.7% shares, 7.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BEAM INC | 659,160 | $54,908 | 14.1% | $83.30 | — | COM | 073730103 |
| — | LSI CORPORATION | 3,305,969 | $36,597 | 9.4% | $11.05 | — | COM | 502161102 |
| — | EPL OIL & GAS INC | 810,000 | $31,266 | 8.0% | $38.60 | — | COM | 26883D108 |
| — | JOS A BANK CLOTHIERS INC | 438,469 | $28,194 | 7.2% | $64.30 | — | COM | 480838101 |
| — | PACER INTL INC TENN | 2,582,799 | $23,222 | 6.0% | $8.99 | — | COM | 69373H106 |
| — | HI-TECH PHARMACAL INC | 502,853 | $21,789 | 5.6% | $43.36 | — | COM | 42840B101 |
| — | FOREST LABS INC | 178,121 | $16,435 | 4.2% | $92.27 | — | COM | 345838106 |
| — | CAPITALSOURCE INC COM | 1,000,000 | $14,590 | 3.7% | $14.59 | — | COM | 14055X102 |
| — | LEAP WIRELESS INTL INC | 14,056,000 | $14,197 | 3.6% | $1.02 | — | NOTE 4.500% 7/1 | 521863AL4 |
| — | ZALE CORP NEW | 650,589 | $13,604 | 3.5% | $20.91 | — | COM | 988858106 |
| — | INTERNATIONAL GAME TECHNOLOG | 13,000,000 | $13,016 | 3.3% | $1.00 | — | NOTE 3.250% 5/0 | 459902AQ5 |
| — | JONES GROUP INC | 778,013 | $11,647 | 3.0% | $14.97 | — | COM | 48020T101 |
| — | SUPERTEX INC | 344,352 | $11,357 | 2.9% | $32.98 | — | COM | 868532102 |
| — | BOULEVARD ACQUISITION CORP | 934,209 | $9,389 | 2.4% | $10.05 | — | UNIT 99/99/9999 | 10157P203 |
| — | COMMONWEALTH REIT | 359,298 | $9,022 | 2.3% | $25.11 | — | 6.50% PFD CUM CO | 203233408 |
| — | ACCELRYS INC | 706,172 | $8,799 | 2.3% | $12.46 | — | COM | 00430U103 |
| — | LEVY ACQUISITION CORP | 711,595 | $6,895 | 1.8% | $9.69 | — | COM | 52748T104 |
| — | CAMBRIDGE CAP ACQUISITION CO | 688,724 | $6,632 | 1.7% | $9.63 | — | COM | 13215Q106 |
| — | HF2 FINL MGMT INC | 617,727 | $6,338 | 1.6% | $10.14 | — | CL A | 40421A104 |
| — | COASTAL CONTACTS INC | 538,100 | $6,032 | 1.5% | $11.21 | — | COM NEW | 19044R207 |
| — | EMERITUS CORP | 175,320 | $5,512 | 1.4% | $31.44 | — | COM | 291005106 |
| — | PACTERA TECHNOLOGY INTL LTD | 601,235 | $4,359 | 1.1% | $7.25 | — | SPONSORED ADR | 695255109 |
| — | QUARTET MERGER CORP | 429,089 | $4,205 | 1.1% | $9.80 | — | COM | 747717106 |
| — | ATMI INC | 121,807 | $4,143 | 1.1% | $34.01 | — | COM | 00207R101 |
| — | GLOBAL DEFENSE & NATL SEC SY | 390,649 | $3,953 | 1.0% | $10.05 | — | COM | 37953N108 |
| — | NORDION INC | 300,000 | $3,456 | 0.9% | $11.52 | — | COM | 65563C105 |
| — | FOSTER WHEELER AG | 102,000 | $3,307 | 0.8% | $32.42 | — | COM | H27178104 |
| — | XYRATEX LTD | 222,438 | $2,947 | 0.8% | $13.29 | — | COM | G98268108 |
| — | HUDSON CITY BANCORP | 283,019 | $2,782 | 0.7% | $9.10 | — | COM | 443683107 |
| — | CAPITOL ACQUISITION CORP II COM | 212,347 | $2,092 | 0.5% | $9.64 | — | COM | 14056V105 |
| — | NICHOLAS FINANCIAL INC | 114,653 | $1,803 | 0.5% | $15.74 | — | COM NEW | 65373J209 |
| — | AMCOL INTL CORP | 26,904 | $1,232 | 0.3% | $45.79 | — | COM | 02341W103 |
| — | TOWER GROUP INC | 1,224,000 | $1,157 | 0.3% | $0.95 | — | NOTE 5.000% 9/1 | 891777AC8 |
| — | HENNESSY CAP ACQUISITION COR | 90,716 | $913 | 0.2% | $10.06 | — | UNIT 99/99/9999 | 425886207 |
| — | TIME WARNER CABLE INC | 4,136 | $567 | 0.1% | $137.09 | — | COM | 88732J207 |
| — | TIME WARNER CABLE INC | 500 | $543 | 0.1% | $137.09 | — | Call | 88732J207 |
| — | SAFEWAY INC | 4,470 | $503 | 0.1% | $37.00 | — | Call | 786514208 |
| — | LCA-VISION INC COM | 85,043 | $455 | 0.1% | $5.35 | — | PAR $.001 | 501803308 |
| — | SCHAWK INC | 20,500 | $410 | 0.1% | $20.00 | — | CL A | 806373106 |
| — | CAMBRIDGE CAP ACQUISITION CO | 672,786 | $283 | 0.1% | $0.42 | — | W EXP 12/23/201 | 13215Q114 |
| — | JOS A BANK CLOTHIERS INC | 550 | $255 | 0.1% | $64.30 | — | Call | 480838101 |
| — | LEVY ACQUISITION CORP | 347,530 | $167 | 0.0% | $0.48 | — | W EXP 11/19/201 | 52748T112 |
| — | QUARTET MERGER CORP | 301,126 | $123 | 0.0% | $0.41 | — | RIGHT 99/99/9999 | 747717205 |
| — | SAFEWAY INC | 1,000 | $37 | 0.0% | $37.00 | — | COM NEW | 786514208 |
| — | CAPITOL ACQUISITION CORP II | 83,545 | $34 | 0.0% | $0.60 | — | W EXP 05/15/201 | 14056V113 |
| XPO | XPO LOGISTICS INC | 1,268 | $18 | 0.0% | — | — | Put | 983793100 |
| — | COMMUNITY HEALTH SYS INC | 148,921 | $9 | 0.0% | $0.06 | — | NEW RIGHT 01/27/2016 | 203668116 |
| — | RDA MICROELECTRONICS INC | 100 | $2 | 0.0% | $20.00 | — | SPONSORED ADR | 749394102 |