Location: New York, NY
CIK: 0001076809 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 12, 2016
Total Value: $675M (87.2% shares, 12.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PRECISION CASTPARTS CORP | 403,410 | $93.59M | 13.9% | $230.19 | — | COM | 740189105 |
| — | UTI WORLDWIDE INC | 64,679,000 | $64.01M | 9.5% | $0.99 | — | NOTE 4.500% 3/0 | 90349LAB0 |
| — | PMC-SIERRA INC | 5,389,886 | $62.63M | 9.3% | $11.62 | — | COM | 69344F106 |
| — | KEURIG GREEN MTN INC | 554,572 | $49.9M | 7.4% | $89.98 | — | COM | 49271M100 |
| — | BIOMED REALTY TRUST INC | 2,087,498 | $49.45M | 7.3% | $23.69 | — | COM | 09063H107 |
| — | MEDASSETS INC | 1,210,722 | $37.46M | 5.5% | $30.94 | — | COM | 584045108 |
| — | CAMERON INTERNATIONAL CORP | 540,333 | $34.15M | 5.1% | $63.20 | — | COM | 13342B105 |
| — | SOLARWINDS INC | 510,356 | $30.06M | 4.5% | $58.90 | — | COM | 83416B109 |
| — | AR CAP ACQUISITION CORP | 2,283,074 | $22.21M | 3.3% | $9.82 | — | UNIT 10/06/2019 | 00191R208 |
| — | UTI WORLDWIDE INC | 2,621,377 | $18.43M | 2.7% | $7.03 | — | ORD | G87210103 |
| — | YOUKU TUDOU INC | 506,154 | $13.73M | 2.0% | $27.13 | — | SPONSORED ADR | 98742U100 |
| — | BLOUNT INTL INC NEW | 1,332,375 | $13.07M | 1.9% | $9.81 | — | COM | 095180105 |
| — | PEP BOYS MANNY MOE & JACK | 670,875 | $12.35M | 1.8% | $18.41 | — | COM | 713278109 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 12,500,000 | $12.31M | 1.8% | $0.99 | — | NOTE 2.500% 9/1 | 74734MAB5 |
| — | HEARTLAND PMT SYS INC | 115,600 | $10.96M | 1.6% | $94.82 | — | COM | 42235N108 |
| — | BOULEVARD ACQUISITION | 1,097,131 | $10.86M | 1.6% | $9.94 | — | UNIT 99/99/9999 | 10157Q201 |
| — | SYMETRA FINL CORP | 289,320 | $9.192M | 1.4% | $31.73 | — | COM | 87151Q106 |
| — | DYAX CORP | 221,471 | $8.332M | 1.2% | $37.62 | — | COM | 26746E103 |
| — | TERRAPIN 3 ACQUISITION CORP | 810,085 | $8.141M | 1.2% | $10.03 | — | UNIT 06/27/2019 | 88104P203 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 8,000,000 | $7.735M | 1.1% | $0.97 | — | NOTE 1.750% 8/1 | 74734MAF6 |
| — | AMERICAN RESIDENTIAL PPTYS I | 404,349 | $7.642M | 1.1% | $18.90 | — | COM | 02927E303 |
| — | CONSTANT CONTACT INC | 255,294 | $7.465M | 1.1% | $29.24 | — | COM | 210313102 |
| — | QUINPARIO ACQUISITION CORP 2 | 649,123 | $6.361M | 0.9% | $10.09 | — | UNIT 01/01/2023 | 74874U200 |
| — | QUINPARIO ACQUISITION CORP 2 | 626,285 | $6.075M | 0.9% | $9.70 | — | COM | 74874U101 |
| — | KING DIGITAL ENTMT PLC | 308,782 | $5.521M | 0.8% | $17.88 | — | ORD SHS | G5258J109 |
| — | GARNERO GROUP ACQUISITION CO | 544,107 | $5.338M | 0.8% | $9.86 | — | SHS | G5866L108 |
| — | CABLEVISION SYS CORP | 147,900 | $4.718M | 0.7% | $32.47 | — | CL A NY CABLVS | 12686C109 |
| — | AR CAP ACQUISITION CORP | 463,357 | $4.508M | 0.7% | $9.73 | — | COM | 00191R109 |
| — | INLAND REAL ESTATE CORP | 392,895 | $4.173M | 0.6% | $10.62 | — | COM NEW | 457461200 |
| — | GARNERO GROUP ACQUISITION CO | 355,716 | $3.575M | 0.5% | $10.02 | — | UNIT 06/25/2016 | G5866L124 |
| — | BOULDER BRANDS INC | 323,238 | $3.549M | 0.5% | $10.98 | — | COM | 101405108 |
| — | CAPITOL ACQUISITION CORP III | 316,433 | $3.149M | 0.5% | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | AIRGAS INC | 21,745 | $3.008M | 0.4% | $138.33 | — | COM | 009363102 |
| — | GLOBAL PARTNER ACQUISITION C | 271,272 | $2.713M | 0.4% | $10.00 | — | UNIT 07/01/2020 | 37954X204 |
| — | EASTERLY ACQUISITION CORP | 264,601 | $2.686M | 0.4% | $10.10 | — | UNIT 99/99/9999 | 27616L201 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 2,640,000 | $2.541M | 0.4% | $0.96 | — | NOTE 0.500% 8/1 | 74734MAE9 |
| — | ELECTRUM SPL ACQUISITION COR | 235,000 | $2.265M | 0.3% | $9.64 | — | SHS | G3105C104 |
| — | OCATA THERAPEUTICS INC | 262,813 | $2.213M | 0.3% | $8.42 | — | COM | 67457L100 |
| — | C B PHARMA ACQUISITION CORP | 213,056 | $2.12M | 0.3% | $9.91 | — | UNIT 12/17/2021 | G2029P100 |
| — | GP INVTS ACQUISITION COR | 203,080 | $2.021M | 0.3% | $10.01 | — | UNIT 99/99/9999 | G40357116 |
| — | JM GLOBAL HLDG CO | 210,476 | $2.016M | 0.3% | $9.74 | — | UNIT 99/99/9999 | 46590H200 |
| — | HENNESSY CAP ACQUISITION COR | 201,552 | $1.943M | 0.3% | $9.64 | — | COM | 42588J100 |
| — | E M C CORP MASS | 75,000 | $1.926M | 0.3% | $25.68 | — | COM | 268648102 |
| — | 1347 CAP CORP | 190,947 | $1.881M | 0.3% | $9.56 | — | COM | 68245V103 |
| — | BREEZE EASTERN CORP | 90,493 | $1.775M | 0.3% | $19.61 | — | COM | 106764103 |
| — | KEURIG GREEN MTN INC | 2,595 | $1.771M | 0.3% | — | — | Call | 49271M900 |
| — | SOLERA HOLDINGS INC | 30,894 | $1.694M | 0.3% | $54.00 | — | COM | 83421A104 |
| — | TELECOMMUNICATION SYS INC | 269,115 | $1.338M | 0.2% | $4.97 | — | CL A | 87929J103 |
| — | HYDRA INDS ACQUISITION CORP | 125,101 | $1.216M | 0.2% | $9.70 | — | COM | 448740100 |
| — | AROWANA INC | 115,049 | $1.156M | 0.2% | $10.13 | — | UNIT 99/99/9999 | G05011138 |
| — | DOUBLE EAGLE ACQUISITION COR | 101,835 | $1.018M | 0.2% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | HENNESSY CAP ACQUISITION COR | 96,368 | $944K | 0.1% | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| — | BARINGTON HILCO ACQUISITION | 78,031 | $787K | 0.1% | $9.96 | — | UNIT 99/99/9999T | 06759V200 |
| — | LIBERATOR MEDICAL HLDGS INC | 217,844 | $728K | 0.1% | $3.34 | — | COM | 53012L108 |
| — | E COMPASS ACQUISITION CORP | 70,209 | $702K | 0.1% | $10.08 | — | UNIT 99/99/9999 | G2920Y200 |
| — | HARMONY MERGER CORP | 67,307 | $677K | 0.1% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | ELECTRUM SPL ACQUISITION COR | 66,734 | $664K | 0.1% | $9.96 | — | UNIT 99/99/9999 | G3105C120 |
| — | PACIFIC SPL ACQUISITION CORP | 61,759 | $621K | 0.1% | $10.06 | — | UNIT 99/99/9999 | G68588139 |
| — | EZCHIP SEMICONDUCTOR LIMITED | 18,500 | $457K | 0.1% | $25.16 | — | ORD | M4146Y108 |
| — | ATLANTIC ALLIANCE PARTNER CO | 38,037 | $385K | 0.1% | $10.17 | — | SHS | G04897107 |
| — | 1347 CAP CORP | 25,693 | $262K | 0.0% | $10.11 | — | UNIT 07/18/2016 | 68245V202 |
| — | C B PHARMA ACQUISITION CORP | 21,824 | $224K | 0.0% | $9.82 | — | SHS | G2029P126 |
| — | FINTECH ACQUISITION CORP | 17,941 | $183K | 0.0% | $10.36 | — | UNIT 99/99/9999 | 31809H209 |
| — | CLECO CORP NEW | 3,100 | $162K | 0.0% | $54.35 | — | COM | 12561W105 |
| — | PRECISION CASTPARTS CORP | 200 | $91,000 | 0.0% | — | — | Call | 740189905 |
| — | GARNERO GROUP ACQUISITION CO | 415,894 | $54,000 | 0.0% | $0.13 | — | W EXP 06/24/201 | G5866L116 |
| — | GARNERO GROUP ACQUISITION CO | 180,483 | $43,000 | 0.0% | $0.24 | — | RIGHT 06/25/2016 | G5866L132 |
| — | 1347 CAP CORP | 194,813 | $32,000 | 0.0% | $0.36 | — | RIGHT 07/21/2016 | 68245V111 |
| — | 1347 CAP CORP | 140,738 | $31,000 | 0.0% | $0.25 | — | W EXP 07/15/202 | 68245V129 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 900 | $19,000 | 0.0% | $21.11 | — | COM | 303726103 |
| — | HENNESSY CAP ACQUISITION COR | 69,698 | $13,000 | 0.0% | $0.19 | — | W EXP 07/28/202 | 42588J118 |
| — | RITE AID CORP | 1,000 | $8,000 | 0.0% | $8.00 | — | COM | 767754104 |
| — | HYDRA INDS ACQUISITION CORP | 24,401 | $6,000 | 0.0% | $0.29 | — | W EXP 10/20/202 | 448740118 |
| — | HYDRA INDS ACQUISITION CORP | 24,401 | $5,000 | 0.0% | $0.37 | — | RIGHT 99/99/9999 | 448740126 |
| — | AR CAP ACQUISITION CORP | 29,708 | $5,000 | 0.0% | $0.27 | — | W EXP 10/06/201 | 00191R117 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 20 | $4,000 | 0.0% | — | — | Call | 303726903 |
| — | LORAL SPACE & COMMUNICATNS I | 100 | $4,000 | 0.0% | $80.00 | — | COM | 543881106 |
| — | QUINPARIO ACQUISITION CORP 2 | 9,132 | $2,000 | 0.0% | $0.22 | — | W EXP 01/01/202 | 74874U119 |
| — | COMMUNITY HEALTH SYS INC NEW | 76,569 | $1,000 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | NTELOS HLDGS CORP | 114 | $0 | 0.0% | — | — | Call | 67020Q905 |