CIK: 0001511137 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 7, 2014
Total Value: $45.99M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MAA | MID-AMER APT CMNTYS INC | 283,232 | $17.2M | 37.4% | $60.74 * | $40.58 | 0.0% | COM | 59522J103 |
| BDX | BECTON DICKINSON & CO | 95,061 | $10.5M | 22.8% | $110.49 * | $83.92 | +2.2% | COM | 075887109 |
| GILD | GILEAD SCIENCES INC | 60,760 | $4.563M | 9.9% | $75.10 * | $36.21 | +33.6% | COM | 375558103 |
| IWB | ISHARES | 25,671 | $2.65M | 5.8% | $103.23 | $90.20 | — | RUS 1000 ETF | 464287622 |
| EFA | ISHARES | 28,604 | $1.918M | 4.2% | $67.05 | $57.30 | — | MSCI EAFE ETF | 464287465 |
| — | ALEXCO RESOURCE CORP | 861,699 | $1.086M | 2.4% | $1.26 | $1.12 | — | COM | 01535P106 |
| AAPL | APPLE INC | 1,395 | $783K | 1.7% | $561.29 * | $13.28 | +23.2% | COM | 037833100 |
| — | CISCO SYS INC | 26,339 | $592K | 1.3% | $22.48 | $24.37 | — | COM | 17275r102 |
| BA | BOEING CO | 2,268 | $310K | 0.7% | $136.68 * | $80.37 | +38.0% | COM | 097023105 |
| IVV | ISHARES | 1,549 | $287K | 0.6% | $185.28 | $165.11 | — | CORE S&P500 ETF | 464287200 |
| — | REGIONS FINL CORP NEW | 24,157 | $239K | 0.5% | $9.89 | $9.89 | — | COM | 7591ep100 |
| BND | VANGUARD BD INDEX FD INC | 2,851 | $228K | 0.5% | $79.97 | $79.98 | — | TOTAL BND MRKT | 921937835 |
| — | PIMCO ETF TR | 1,941 | $203K | 0.4% | $104.59 | $105.56 | — | TOTL RETN ETF | 72201r775 |
| GILD | GILEAD SCIENCES INC | 58,700 | $152K | 0.3% | $2.59 * | $36.21 | +33.6% | Put | 375558103 |
| IDV | ISHARES | 3,061 | $116K | 0.3% | $37.90 | $37.90 | — | INTL SEL DIV ETF | 464288448 |
| — | DENBURY RES INC | 7,000 | $115K | 0.3% | $16.43 | $17.30 | — | COM NEW | 247916208 |
| SPY | SPDR S&P 500 ETF TR | 606 | $112K | 0.2% | $184.82 | $160.30 | — | TR UNIT | 78462F103 |
| UPS | UNITED PARCEL SERVICE INC | 1,008 | $106K | 0.2% | $105.16 * | $55.56 | +16.0% | CL B | 911312106 |
| JNJ | JOHNSON & JOHNSON | 1,144 | $105K | 0.2% | $91.78 * | $61.87 | +6.3% | COM | 478160104 |
| IWF | ISHARES | 1,219 | $105K | 0.2% | $86.14 | $72.19 | — | RUS 1000 GRW ETF | 464287614 |
| MRK | MERCK & CO INC NEW | 2,020 | $101K | 0.2% | $50.00 * | $31.05 | +0.8% | COM | 58933Y105 |
| — | SILVER BULL RES INC | 277,000 | $97,000 | 0.2% | $0.35 | $0.40 | — | COM | 827458100 |
| — | EATON VANCE NATL MUN OPPORT | 5,288 | $97,000 | 0.2% | $18.34 | $18.31 | — | COM SHS | 27829L105 |
| — | ORACLE CORP | 2,339 | $90,000 | 0.2% | $38.48 | $30.79 | — | COM | 68389x105 |
| HAL | HALLIBURTON CO | 1,724 | $88,000 | 0.2% | $51.04 * | $33.21 | +24.3% | COM | 406216101 |
| — | GOOGLE INC | 76 | $85,000 | 0.2% | $1118.42 | $876.39 | — | CL A | 38259p508 |
| — | BLACKROCK MUNIASSETS FD INC | 7,293 | $85,000 | 0.2% | $11.66 | $11.96 | — | COM | 09254J102 |
| — | UNITED TECHNOLOGIES CORP | 672 | $76,000 | 0.2% | $113.10 | $92.51 | — | COM | 913017109 |
| — | 3M CO | 524 | $74,000 | 0.2% | $141.22 | $108.54 | — | COM | 88579y101 |
| AMZN | AMAZON COM INC | 183 | $73,000 | 0.2% | $398.91 * | $13.32 | +35.0% | COM | 023135106 |
| — | ISHARES | 1,690 | $73,000 | 0.2% | $43.20 | $39.05 | — | TRGT DT 2040 ETF | 464289800 |
| — | ENERGEN CORP | 1,000 | $71,000 | 0.2% | $71.00 | $71.00 | — | COM | 29265N108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 359 | $67,000 | 0.1% | $186.63 * | $118.94 | -10.5% | COM | 459200101 |
| — | WPX ENERGY INC | 3,303 | $67,000 | 0.1% | $20.28 | $20.28 | — | COM | 98212B103 |
| KMB | KIMBERLY CLARK CORP | 630 | $66,000 | 0.1% | $104.76 * | $63.06 | +5.2% | COM | 494368103 |
| MSFT | MICROSOFT CORP | 1,774 | $66,000 | 0.1% | $37.20 * | $26.70 | +12.4% | COM | 594918104 |
| AAPL | APPLE INC | 1,000 | $66,000 | 0.1% | $66.00 * | $13.28 | +23.2% | Call | 037833100 |
| CL | COLGATE PALMOLIVE CO | 960 | $63,000 | 0.1% | $65.63 * | $44.39 | +9.0% | COM | 194162103 |
| — | EXXON MOBIL CORP | 592 | $62,000 | 0.1% | $104.73 | $101.48 | — | COM | 30231g102 |
| — | PENTAIR LTD | 763 | $59,000 | 0.1% | $77.33 | $77.33 | — | SHS | H6169Q108 |
| — | SOLAR SR CAP LTD | 3,141 | $57,000 | 0.1% | $18.15 | $18.47 | — | COM | 83416m105 |
| — | DU PONT E I DE NEMOURS & CO | 862 | $56,000 | 0.1% | $64.97 | $52.63 | — | COM | 263534109 |
| — | HOWARD HUGHES CORP | 465 | $56,000 | 0.1% | $120.43 | $117.32 | — | COM | 44267d107 |
| — | FREEPORT-MCMORAN COPPER & GO | 1,450 | $55,000 | 0.1% | $37.93 | $37.93 | — | COM | 35671d857 |
| KXI | ISHARES | 634 | $55,000 | 0.1% | $86.75 | $80.00 | — | GLB CNSM STP ETF | 464288737 |
| CPB | CAMPBELL SOUP CO | 1,274 | $55,000 | 0.1% | $43.17 * | $30.86 | -7.6% | COM | 134429109 |
| — | CARDICA INC | 56,465 | $55,000 | 0.1% | $0.97 | $1.12 | — | COM | 14141r101 |
| GLW | CORNING INC | 3,059 | $55,000 | 0.1% | $17.98 * | $10.49 | +14.9% | COM | 219350105 |
| EEM | ISHARES | 1,221 | $52,000 | 0.1% | $42.59 | $38.43 | — | MSCI EMG MKT ETF | 464287234 |
| CF | CF INDS HLDGS INC | 220 | $51,000 | 0.1% | $231.82 * | $31.49 | 0.0% | COM | 125269100 |
| — | TE CONNECTIVITY LTD | 920 | $51,000 | 0.1% | $55.43 | $55.43 | — | REG SHS | H84989104 |
| SQM | SOCIEDAD QUIMICA MINERA DE C | 1,930 | $50,000 | 0.1% | $25.91 | $25.91 | — | SPON ADR SER B | 833635105 |
| — | COMPASS MINERALS INTL INC | 630 | $50,000 | 0.1% | $79.37 | $79.37 | — | COM | 20451n101 |
| ALEX | ALEXANDER & BALDWIN INC NEW | 1,190 | $50,000 | 0.1% | $42.02 | $42.02 | — | COM | 014491104 |
| — | COACH INC | 880 | $49,000 | 0.1% | $55.68 | $55.68 | — | COM | 189754104 |
| — | CHENIERE ENERGY INC | 1,124 | $48,000 | 0.1% | $42.70 | $27.47 | — | COM NEW | 16411r208 |
| — | BROOKFIELD OFFICE PPTYS INC | 2,470 | $48,000 | 0.1% | $19.43 | $19.43 | — | COM | 112900105 |
| — | BROOKFIELD RESIDENTIAL PPTYS | 1,970 | $48,000 | 0.1% | $24.37 | $24.37 | — | COM | 11283W104 |
| SSD | SIMPSON MANUFACTURING CO INC | 1,280 | $47,000 | 0.1% | $36.72 * | $29.91 | 0.0% | COM | 829073105 |
| DE | DEERE & CO | 500 | $46,000 | 0.1% | $92.00 * | $67.46 | 0.0% | COM | 244199105 |
| — | XYLEM INC | 1,290 | $45,000 | 0.1% | $34.88 | $34.88 | — | COM | 98419m100 |
| URBN | URBAN OUTFITTERS INC | 1,185 | $44,000 | 0.1% | $37.13 | $37.45 | 0.0% | COM | 917047102 |
| RPM | RPM INTL INC | 1,050 | $44,000 | 0.1% | $41.90 * | $38.93 | 0.0% | COM | 749685103 |
| CAT | CATERPILLAR INC DEL | 470 | $43,000 | 0.1% | $91.49 * | $62.52 | +0.2% | COM | 149123101 |
| — | PLUM CREEK TIMBER CO INC | 915 | $43,000 | 0.1% | $46.99 | $46.99 | — | COM | 729251108 |
| — | ALLEGHANY CORP DEL | 106 | $42,000 | 0.1% | $396.23 | $395.50 | — | COM | 017175100 |
| WMB | WILLIAMS COS INC DEL | 1,090 | $42,000 | 0.1% | $38.53 * | $18.26 | +0.6% | COM | 969457100 |
| — | WHITING PETE CORP NEW | 655 | $41,000 | 0.1% | $62.60 | $62.60 | — | COM | 966387102 |
| APD | AIR PRODS & CHEMS INC | 363 | $41,000 | 0.1% | $112.95 * | $74.84 | 0.0% | COM | 009158106 |
| BAC | BANK OF AMERICA CORPORATION | 2,580 | $40,000 | 0.1% | $15.50 * | $11.68 | 0.0% | COM | 060505104 |
| — | SPX CORP | 395 | $39,000 | 0.1% | $98.73 | $98.73 | — | COM | 784635104 |
| — | ITT CORP NEW | 870 | $38,000 | 0.1% | $43.68 | $43.68 | — | COM NEW | 450911201 |
| — | ACTUANT CORP | 1,010 | $37,000 | 0.1% | $36.63 | $36.63 | — | CL A NEW | 00508X203 |
| — | BARRICK GOLD CORP | 2,040 | $36,000 | 0.1% | $17.65 | $17.65 | — | COM | 067901108 |
| — | HUBBELL INC | 330 | $36,000 | 0.1% | $109.09 | $109.09 | — | CL B | 443510201 |
| — | MCGRAW HILL FINL INC | 454 | $36,000 | 0.1% | $79.30 | $52.86 | — | COM | 580645109 |
| WU | WESTERN UN CO | 2,070 | $36,000 | 0.1% | $17.39 | $17.39 | — | COM | 959802109 |
| EMR | EMERSON ELEC CO | 440 | $31,000 | 0.1% | $70.45 * | $40.02 | +20.4% | COM | 291011104 |
| AKO/B | EMBOTELLADORA ANDINA S A | 1,060 | $30,000 | 0.1% | $28.30 | $28.30 | — | SPON ADR B | 29081P303 |
| — | BARCLAYS BK PLC | 815 | $30,000 | 0.1% | $36.81 | $36.81 | — | DJUBS CMDT ETN36 | 06738c778 |
| LFUS | LITTELFUSE INC | 320 | $30,000 | 0.1% | $93.75 * | $84.10 | 0.0% | COM | 537008104 |
| CVS | CVS CAREMARK CORPORATION | 406 | $29,000 | 0.1% | $71.43 * | $41.44 | +11.8% | COM | 126650100 |
| C | CITIGROUP INC | 560 | $29,000 | 0.1% | $51.79 * | $37.66 | 0.0% | COM NEW | 172967424 |
| — | PUTNAM MUN OPPORTUNITIES TR | 2,564 | $28,000 | 0.1% | $10.92 | $11.04 | — | SH BEN INT | 746922103 |
| VV | VANGUARD INDEX FDS | 323 | $27,000 | 0.1% | $83.59 | $79.85 | — | LARGE CAP ETF | 922908637 |
| — | WALGREEN CO | 477 | $27,000 | 0.1% | $56.60 | $44.03 | — | COM | 931422109 |
| HD | HOME DEPOT INC | 300 | $25,000 | 0.1% | $83.33 * | $58.72 | 0.0% | COM | 437076102 |
| — | EXPRESS SCRIPTS HLDG CO | 350 | $25,000 | 0.1% | $71.43 | $63.16 | — | COM | 30219G108 |
| AJG | GALLAGHER ARTHUR J & CO | 530 | $25,000 | 0.1% | $47.17 * | $36.51 | 0.0% | COM | 363576109 |
| — | GREEN MTN COFFEE ROASTERS IN | 300 | $23,000 | 0.1% | $76.67 | $75.64 | — | COM | 393122106 |
| HMN | HORACE MANN EDUCATORS CORP N | 720 | $23,000 | 0.1% | $31.94 * | $29.58 | 0.0% | COM | 440327104 |
| — | PALL CORP | 275 | $23,000 | 0.1% | $83.64 | $83.64 | — | COM | 696429307 |
| SAN | BANCO SANTANDER SA | 2,459 | $22,000 | 0.0% | $8.95 | $8.35 | — | ADR | 05964H105 |
| — | HIMAX TECHNOLOGIES INC | 1,394 | $21,000 | 0.0% | $15.06 | $15.06 | — | SPONSORED ADR | 43289p106 |
| — | GENERAL MTRS CO | 500 | $20,000 | 0.0% | $40.00 | $40.00 | — | COM | 37045v100 |
| LOW | LOWES COS INC | 400 | $20,000 | 0.0% | $50.00 * | $39.13 | 0.0% | COM | 548661107 |
| — | MOSAIC CO NEW | 400 | $19,000 | 0.0% | $47.50 | $53.89 | — | COM | 61945c103 |
| LEN | LENNAR CORP | 473 | $19,000 | 0.0% | $40.17 * | $30.45 | 0.0% | CL A | 526057104 |
| — | CBRE GROUP INC | 704 | $19,000 | 0.0% | $26.99 | $26.99 | — | CL A | 12504l109 |
| — | POWERSHARES GLOBAL ETF TRUST | 905 | $19,000 | 0.0% | $20.99 | $20.99 | — | EMER MRKT PORT | 73936T763 |
| — | PATTERSON COMPANIES INC | 465 | $19,000 | 0.0% | $40.86 | $40.86 | — | COM | 703395103 |
| AOK | ISHARES | 600 | $18,000 | 0.0% | $30.00 | $30.00 | — | CONSER ALLOC ETF | 464289883 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 237 | $18,000 | 0.0% | $75.95 | $75.95 | — | DIV APP ETF | 921908844 |
| — | VIPSHOP HLDGS LTD | 200 | $17,000 | 0.0% | $85.00 | $55.00 | — | SPONSORED ADR | 92763w103 |
| — | LEGG MASON INC | 396 | $17,000 | 0.0% | $42.93 | $42.93 | — | COM | 524901105 |
| VMC | VULCAN MATLS CO | 278 | $17,000 | 0.0% | $61.15 * | $50.25 | 0.0% | COM | 929160109 |
| — | DOW CHEM CO | 380 | $17,000 | 0.0% | $44.74 | $44.74 | — | COM | 260543103 |
| ADBE | ADOBE SYS INC | 286 | $17,000 | 0.0% | $59.44 * | $55.25 | 0.0% | COM | 00724F101 |
| — | PENNEY J C INC | 1,936 | $17,000 | 0.0% | $8.78 | $8.78 | — | COM | 708160106 |
| GLD | SPDR GOLD TRUST | 150 | $17,000 | 0.0% | $113.33 | $120.42 | — | GOLD SHS | 78463V107 |
| SO | SOUTHERN CO | 400 | $16,000 | 0.0% | $40.00 * | $26.74 | -8.1% | COM | 842587107 |
| — | CHESAPEAKE ENERGY CORP | 606 | $16,000 | 0.0% | $26.40 | $26.40 | — | COM | 165167107 |
| — | ISHARES | 1,006 | $16,000 | 0.0% | $15.90 | $15.90 | — | MSCI ITALCPD ETF | 464286855 |
| — | MARKET VECTORS ETF TR | 180 | $16,000 | 0.0% | $88.89 | $88.89 | — | BIOTECH ETF | 57060U183 |
| — | NABORS INDUSTRIES LTD | 877 | $15,000 | 0.0% | $17.10 | $17.10 | — | SHS | g6359f103 |
| — | QEP RES INC | 484 | $15,000 | 0.0% | $30.99 | $30.99 | — | COM | 74733V100 |
| — | AIRGAS INC | 130 | $15,000 | 0.0% | $115.38 | $115.38 | — | COM | 009363102 |
| — | THE ADT CORPORATION | 368 | $15,000 | 0.0% | $40.76 | $40.76 | — | COM | 00101J106 |
| — | SAFEWAY INC | 472 | $15,000 | 0.0% | $31.78 | $31.78 | — | COM NEW | 786514208 |
| — | QUANTUM FUEL SYS TECH WORLDW | 1,800 | $14,000 | 0.0% | $7.78 | $7.78 | — | COM PAR $0.02 | 74765e307 |
| CRUS | CIRRUS LOGIC INC | 10,000 | $14,000 | 0.0% | $1.40 | — | — | Call | 172755100 |
| — | CONTINENTAL RESOURCES INC | 125 | $14,000 | 0.0% | $112.00 | $89.17 | — | COM | 212015101 |
| — | SENIOR HSG PPTYS TR | 650 | $14,000 | 0.0% | $21.54 | $21.54 | — | SH BEN INT | 81721M109 |
| TJX | TJX COS INC NEW | 219 | $14,000 | 0.0% | $63.93 * | $24.15 | +6.5% | COM | 872540109 |
| — | INGERSOLL-RAND PLC | 231 | $14,000 | 0.0% | $60.61 | $60.61 | — | SHS | G47791101 |
| EOG | EOG RES INC | 76 | $13,000 | 0.0% | $171.05 * | $47.20 | +32.1% | COM | 26875P101 |
| — | ABRAXAS PETE CORP | 4,000 | $13,000 | 0.0% | $3.25 | $2.50 | — | COM | 003830106 |
| — | TRIANGLE PETE CORP | 1,500 | $12,000 | 0.0% | $8.00 | $8.00 | — | COM NEW | 89600b201 |
| MUB | ISHARES | 112 | $12,000 | 0.0% | $107.14 | $107.14 | — | NAT AMT FREE BD | 464288414 |
| XLF | SELECT SECTOR SPDR TR | 502 | $11,000 | 0.0% | $21.91 | $21.91 | — | SBI INT-FINL | 81369Y605 |
| — | CONCHO RES INC | 100 | $11,000 | 0.0% | $110.00 | $113.04 | — | COM | 20605P101 |
| PANW | PALO ALTO NETWORKS INC | 200 | $11,000 | 0.0% | $55.00 * | $7.92 | 0.0% | COM | 697435105 |
| IWD | ISHARES | 99 | $10,000 | 0.0% | $101.01 | $80.81 | — | RUS 1000 VAL ETF | 464287598 |
| — | NATIONAL BK GREECE S A | 1,825 | $10,000 | 0.0% | $5.48 | $5.48 | — | SPN ADR REP 1 SH | 633643705 |
| VO | VANGUARD INDEX FDS | 80 | $9,000 | 0.0% | $112.50 | $112.50 | — | MID CAP ETF | 922908629 |
| VB | VANGUARD INDEX FDS | 80 | $9,000 | 0.0% | $112.50 | $112.50 | — | SMALL CP ETF | 922908751 |
| — | GLAXOSMITHKLINE PLC | 160 | $9,000 | 0.0% | $56.25 | $56.25 | — | SPONSORED ADR | 37733W105 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 80 | $9,000 | 0.0% | $112.50 | $112.50 | — | SPONSORED ADR | 03524A108 |
| — | ALUMINUM CORP CHINA LTD | 1,000 | $9,000 | 0.0% | $9.00 | $8.00 | — | SPON ADR H SHS | 022276109 |
| SPYG | SPDR SERIES TRUST | 100 | $9,000 | 0.0% | $90.00 | $70.00 | — | S&P 500 GROWTH | 78464A409 |
| — | REED ELSEVIER P L C | 145 | $9,000 | 0.0% | $62.07 | $62.07 | — | SPONS ADR NEW | 758205207 |
| SIEGY | SIEMENS A G | 64 | $9,000 | 0.0% | $140.63 | $140.63 | — | SPONSORED ADR | 826197501 |
| — | ANADARKO PETE CORP | 104 | $8,000 | 0.0% | $76.92 | $86.54 | — | COM | 032511107 |
| BIV | VANGUARD BD INDEX FD INC | 100 | $8,000 | 0.0% | $80.00 | $80.00 | — | INTERMED TERM | 921937819 |
| — | MARKET VECTORS ETF TR | 320 | $7,000 | 0.0% | $21.88 | $21.88 | — | GOLD MINER ETF | 57060u100 |
| META | FACEBOOK INC | 135 | $7,000 | 0.0% | $51.85 * | $25.44 | +96.0% | CL A | 30303M102 |
| GWW | GRAINGER W W INC | 25 | $6,000 | 0.0% | $240.00 * | $213.42 | 0.0% | COM | 384802104 |
| — | GENERAL ELECTRIC CO | 168 | $6,000 | 0.0% | $35.71 | $24.16 | — | COM | 369604103 |
| SBUX | STARBUCKS CORP | 71 | $6,000 | 0.0% | $84.51 * | $24.37 | +28.1% | COM | 855244109 |
| DRI | DARDEN RESTAURANTS INC | 70 | $6,000 | 0.0% | $85.71 * | $31.32 | +2.4% | COM | 237194105 |
| — | SEANERGY MARITIME HLDGS CORP | 3,332 | $6,000 | 0.0% | $1.80 | $1.50 | — | SHS | Y73760129 |
| VYM | VANGUARD WHITEHALL FDS INC | 100 | $6,000 | 0.0% | $60.00 | $60.00 | — | HIGH DIV YLD | 921946406 |
| IJJ | ISHARES | 47 | $6,000 | 0.0% | $127.66 | $106.38 | — | S&P MC 400VL ETF | 464287705 |
| IWN | ISHARES | 54 | $6,000 | 0.0% | $111.11 | $74.07 | — | RUS 2000 VAL ETF | 464287630 |
| TRMK | TRUSTMARK CORP | 210 | $6,000 | 0.0% | $28.57 * | $18.35 | 0.0% | COM | 898402102 |
| IWO | ISHARES | 44 | $6,000 | 0.0% | $136.36 | $113.64 | — | RUS 2000 GRW ETF | 464287648 |
| VWO | VANGUARD INTL EQUITY INDEX F | 130 | $6,000 | 0.0% | $46.15 | $38.87 | — | FTSE EMR MKT ETF | 922042858 |
| IJK | ISHARES | 37 | $6,000 | 0.0% | $162.16 | $135.14 | — | S&P MC 400GR ETF | 464287606 |
| LQD | ISHARES | 42 | $5,000 | 0.0% | $119.05 | $119.05 | — | IBOXX INV CP ETF | 464287242 |
| — | TUMI HLDGS INC | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | COM | 89969q104 |
| HOG | HARLEY DAVIDSON INC | 69 | $5,000 | 0.0% | $72.46 * | $62.24 | +6.4% | COM | 412822108 |
| — | ENTEROMEDICS INC | 2,600 | $5,000 | 0.0% | $1.92 | $1.92 | — | COM NEW | 29365M208 |
| — | CHINA HOUSING & LAND DEV INC | 2,264 | $5,000 | 0.0% | $2.21 | $2.21 | — | COM | 16939V103 |
| — | SENOMYX INC | 1,000 | $5,000 | 0.0% | $5.00 | $2.18 | — | COM | 81724q107 |
| AMG | AFFILIATED MANAGERS GROUP | 23 | $5,000 | 0.0% | $217.39 * | $193.15 | 0.0% | COM | 008252108 |
| AMD | ADVANCED MICRO DEVICES INC | 1,000 | $4,000 | 0.0% | $4.00 * | $3.46 | +3.7% | COM | 007903107 |
| DIS | DISNEY WALT CO | 38 | $4,000 | 0.0% | $105.26 * | $56.53 | +9.1% | COM DISNEY | 254687106 |
| — | TESORO CORP | 1,200 | $4,000 | 0.0% | $3.33 | — | — | Call | 881609101 |
| — | SPDR SERIES TRUST | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | NUVN BR SHT MUNI | 78464A425 |
| VNQ | VANGUARD INDEX FDS | 67 | $4,000 | 0.0% | $59.70 | $74.63 | — | REIT ETF | 922908553 |
| VEA | VANGUARD TAX MANAGED INTL FD | 103 | $4,000 | 0.0% | $38.83 | $38.83 | — | FTSE DEV MKT ETF | 921943858 |
| ICF | ISHARES | 55 | $4,000 | 0.0% | $72.73 | $72.73 | — | COHEN&STEER REIT | 464287564 |
| — | FUSION-IO INC | 400 | $4,000 | 0.0% | $10.00 | $10.00 | — | COM | 36112J107 |
| INTC | INTEL CORP | 130 | $4,000 | 0.0% | $30.77 * | $17.18 | +4.4% | COM | 458140100 |
| — | HEALTH CARE REIT INC | 56 | $3,000 | 0.0% | $53.57 | $53.57 | — | COM | 42217K106 |
| — | HCP INC | 72 | $3,000 | 0.0% | $41.67 | $41.67 | — | COM | 40414L109 |
| — | GREENHAVEN CONT CMDTY INDEX | 114 | $3,000 | 0.0% | $26.32 | $26.32 | — | UNIT BEN INT | 395258106 |
| SHY | ISHARES | 41 | $3,000 | 0.0% | $73.17 | $73.17 | — | 1-3 YR TR BD ETF | 464287457 |
| — | TIME WARNER CABLE INC | 200 | $3,000 | 0.0% | $15.00 | — | — | Call | 88732J207 |
| ALLE | ALLEGION PUB LTD CO | 77 | $3,000 | 0.0% | $38.96 | $38.52 | 0.0% | ORD SHS | G0176J109 |
| — | CHINA GERUI ADV MAT GR LTD | 2,000 | $3,000 | 0.0% | $1.50 | $2.00 | — | SHS | G21101103 |
| — | CHINA PHARMA HLDGS INC | 8,720 | $3,000 | 0.0% | $0.34 | $0.34 | — | COM | 16941t104 |
| DAL | DELTA AIR LINES INC DEL | 100 | $3,000 | 0.0% | $30.00 * | $14.99 | +55.6% | COM NEW | 247361702 |
| PFE | PFIZER INC | 102 | $3,000 | 0.0% | $29.41 * | $16.46 | +7.1% | COM | 717081103 |
| IWR | ISHARES | 23 | $3,000 | 0.0% | $130.43 | $130.43 | — | RUS MID-CAP ETF | 464287499 |
| NKE | NIKE INC | 40 | $3,000 | 0.0% | $75.00 * | $27.16 | +21.0% | CL B | 654106103 |
| AGG | ISHARES | 24 | $3,000 | 0.0% | $125.00 | $125.00 | — | CORE TOTUSBD ETF | 464287226 |
| GSG | ISHARES S&P GSCI COMMODITY I | 110 | $3,000 | 0.0% | $27.27 | $27.27 | — | UNIT BEN INT | 46428R107 |
| AOR | ISHARES | 80 | $3,000 | 0.0% | $37.50 | $37.50 | — | GRWT ALLOCAT ETF | 464289867 |
| — | NQ MOBILE INC | 1,100 | $2,000 | 0.0% | $1.82 | — | — | Call | 64118U108 |
| VCSH | VANGUARD SCOTTSDALE FDS | 30 | $2,000 | 0.0% | $66.67 | $66.67 | — | SHRT TRM CORP BD | 92206C409 |
| CCRN | CROSS CTRY HEALTHCARE INC | 200 | $2,000 | 0.0% | $10.00 * | $5.12 | +35.3% | COM | 227483104 |
| — | PIONEER NAT RES CO | 200 | $1,000 | 0.0% | $5.00 | — | — | Call | 723787107 |
| — | AVAGO TECHNOLOGIES LTD | 25 | $1,000 | 0.0% | $40.00 | $40.00 | — | SHS | Y0486S104 |
| BWEN | BROADWIND ENERGY INC | 100 | $1,000 | 0.0% | $10.00 * | $4.37 | +77.8% | COM NEW | 11161T207 |
| — | BPZ RESOURCES INC | 500 | $1,000 | 0.0% | $2.00 | $2.00 | — | COM | 055639108 |
| TXN | TEXAS INSTRS INC | 25 | $1,000 | 0.0% | $40.00 * | $25.31 | +18.8% | COM | 882508104 |
| BAC | BANK OF AMERICA CORPORATION | 1,000 | $1,000 | 0.0% | $1.00 * | $11.68 | 0.0% | Call | 060505104 |
| — | HERCULES OFFSHORE INC | 2,000 | $1,000 | 0.0% | $0.50 | — | — | Call | 427093109 |
| MAT | MATTEL INC | 20 | $1,000 | 0.0% | $50.00 * | $44.76 | -0.4% | COM | 577081102 |
| TIP | ISHARES | 13 | $1,000 | 0.0% | $76.92 | $106.80 | — | TIPS BD ETF | 464287176 |
| — | WESTERN REFNG INC | 400 | $1,000 | 0.0% | $2.50 | — | — | Call | 959319104 |
| ITUB | ITAU UNIBANCO HLDG SA | 3,500 | $0 | 0.0% | $0.00 | — | — | Call | 465562106 |
| — | MARKET VECTORS ETF TR | 1,500 | $0 | 0.0% | $0.00 | — | — | Call | 57060U191 |
| — | YAMANA GOLD INC | 70 | $0 | 0.0% | $0.00 | — | — | COM | 98462Y100 |
| HAS | HASBRO INC | 5 | $0 | 0.0% | $0.00 | $30.22 | +14.1% | COM | 418056107 |
| F | FORD MTR CO DEL | 150 | $0 | 0.0% | $0.00 | $7.61 | +18.4% | COM PAR $0.01 | 345370860 |
| HLF | HERBALIFE LTD | 700 | $0 | 0.0% | $0.00 | — | — | Put | G4412G101 |
| GIS | GENERAL MLS INC | 20 | $0 | 0.0% | $0.00 | $31.98 | +2.8% | COM | 370334104 |
| — | DDR CORP | 11 | $0 | 0.0% | $0.00 | — | — | COM | 23317H102 |
| PG | PROCTER & GAMBLE CO | 5 | $0 | 0.0% | $0.00 | $55.00 | +5.5% | COM | 742718109 |
| — | TIME WARNER CABLE INC | 1 | $0 | 0.0% | $0.00 | — | — | COM | 88732J207 |
| — | RENREN INC | 70 | $0 | 0.0% | $0.00 | — | — | SPONSORED ADR | 759892102 |