OPPENHEIMER ASSET MANAGEMENT INC. Diversified Active

Location: New York, NY

CIK: 0001269119 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 5, 2015

Total Value: $133K (61.7% shares, 38.3% debt)

Holdings (4)

TIP ISHARES TR 52.6%

Value $70,000 Shares 625 Est. Cost $112.00 Unrealized —

— COLONY FINL INC 33.8%

Value $45,000 Shares 44 Est. Cost $1022.73 Unrealized —

BAC BANK AMER CORP 9.0%

Value $12,000 Shares 669 Est. Cost $10.03 Unrealized +35.2%

— FLUIDIGM CORP DEL 4.5%

Value $6,000 Shares 7 Est. Cost $857.14 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
TIP	ISHARES TR	625	$70,000	52.6%	$112.00	—	TIPS BD ETF	464287176
—	COLONY FINL INC	44	$45,000	33.8%	$1022.73	—	NOTE 3.875% 1/1	19624RAB2
BAC	BANK AMER CORP	669	$12,000	9.0%	$10.03	+35.2%	COM	060505104
—	FLUIDIGM CORP DEL	7	$6,000	4.5%	$857.14	—	NOTE 2.750% 2/0	34385PAA6