NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

Location: New York, NY

CIK: 0001133639 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 14, 2018

Total Value: $1.623B (100.0% shares, 0.0% debt)

Holdings (27)

HFXI INDEXIQ ETF TR 29.6%

Value $481M Shares 22,838,379 Share Price $21.05 Est. Cost/Share $20.03 Unrealized @ Report Date —

— INDEXIQ ETF TR 16.8%

Value $273M Shares 10,892,375 Share Price $25.07 Est. Cost/Share $25.09 Unrealized @ Report Date —

— INDEXIQ ETF TR 14.8%

Value $240M Shares 8,792,570 Share Price $27.28 Est. Cost/Share $26.89 Unrealized @ Report Date —

— INDEXIQ ETF TR 8.1%

Value $132M Shares 6,845,612 Share Price $19.29 Est. Cost/Share $20.27 Unrealized @ Report Date —

— INDEXIQ ETF TR 7.9%

Value $128M Shares 4,653,828 Share Price $27.55 Est. Cost/Share $25.94 Unrealized @ Report Date —

— INDEXIQ ETF TR 7.7%

Value $126M Shares 6,395,407 Share Price $19.64 Est. Cost/Share $18.82 Unrealized @ Report Date —

— INDEXIQ ETF TR 3.1%

Value $50.53M Shares 2,058,107 Share Price $24.55 Est. Cost/Share $25.42 Unrealized @ Report Date —

— INDEXIQ ETF TR 1.7%

Value $28.12M Shares 1,491,985 Share Price $18.85 Est. Cost/Share $20.21 Unrealized @ Report Date —

SCZ ISHARES TR 1.6%

Value $26.01M Shares 398,963 Share Price $65.19 Est. Cost/Share $65.19 Unrealized @ Report Date —

AAXJ ISHARES TR 1.4%

Value $22.9M Shares 295,392 Share Price $77.53 Est. Cost/Share $63.08 Unrealized @ Report Date —

IWD ISHARES TR 1.1%

Value $18.14M Shares 151,189 Share Price $119.96 Est. Cost/Share $116.76 Unrealized @ Report Date —

VOE VANGUARD INDEX FDS 0.8%

Value $12.44M Shares 113,693 Share Price $109.39 Est. Cost/Share $98.67 Unrealized @ Report Date —

EWX SPDR INDEX SHS FDS 0.8%

Value $12.41M Shares 236,418 Share Price $52.49 Est. Cost/Share $45.32 Unrealized @ Report Date —

— VANECK VECTORS ETF TR 0.7%

Value $12.02M Shares 613,121 Share Price $19.60 Est. Cost/Share $18.83 Unrealized @ Report Date —

IWM ISHARES TR 0.7%

Value $11.03M Shares 72,621 Share Price $151.83 Est. Cost/Share $118.68 Unrealized @ Report Date —

VTIP VANGUARD MALVERN FDS 0.6%

Value $9.835M Shares 201,083 Share Price $48.91 Est. Cost/Share $48.43 Unrealized @ Report Date —

EWL ISHARES INC 0.3%

Value $5.119M Shares 148,946 Share Price $34.37 Est. Cost/Share $34.37 Unrealized @ Report Date —

XLP SELECT SECTOR SPDR TR 0.3%

Value $5.068M Shares 96,290 Share Price $52.63 Est. Cost/Share $52.63 Unrealized @ Report Date —

INDA ISHARES TR 0.3%

Value $5.046M Shares 147,845 Share Price $34.13 Est. Cost/Share $31.92 Unrealized @ Report Date —

GVI ISHARES TR 0.3%

Value $4.951M Shares 45,727 Share Price $108.27 Est. Cost/Share $111.07 Unrealized @ Report Date —

TIP ISHARES TR 0.3%

Value $4.196M Shares 37,120 Share Price $113.04 Est. Cost/Share $111.37 Unrealized @ Report Date —

— ISHARES INC 0.2%

Value $3.356M Shares 95,596 Share Price $35.11 Est. Cost/Share $31.91 Unrealized @ Report Date —

EIDO ISHARES TR 0.2%

Value $3.304M Shares 122,552 Share Price $26.96 Est. Cost/Share $26.96 Unrealized @ Report Date —

EPHE ISHARES TR 0.2%

Value $2.826M Shares 80,885 Share Price $34.94 Est. Cost/Share $37.03 Unrealized @ Report Date —

GLIN VANECK VECTORS ETF TR 0.2%

Value $2.566M Shares 44,860 Share Price $57.20 Est. Cost/Share $47.07 Unrealized @ Report Date —

AFK VANECK VECTORS ETF TR 0.1%

Value $1.773M Shares 69,207 Share Price $25.62 Est. Cost/Share $21.10 Unrealized @ Report Date —

EPOL ISHARES TR 0.1%

Value $1.469M Shares 58,526 Share Price $25.10 Est. Cost/Share $22.15 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
HFXI	INDEXIQ ETF TR	22,838,379	$481M	29.6%	$21.05	$20.03	—	HDGD FTSE INTL	45409B560
—	INDEXIQ ETF TR	10,892,375	$273M	16.8%	$25.07	$25.09	—	IQ CHAIKIN US	45409B388
—	INDEXIQ ETF TR	8,792,570	$240M	14.8%	$27.28	$26.89	—	IQ CHAIKIN US	45409B396
—	INDEXIQ ETF TR	6,845,612	$132M	8.1%	$19.29	$20.27	—	IQ ENCH COR PL	45409B479
—	INDEXIQ ETF TR	4,653,828	$128M	7.9%	$27.55	$25.94	—	IQ GLB RES ETF	45409B883
—	INDEXIQ ETF TR	6,395,407	$126M	7.7%	$19.64	$18.82	—	HDGD FTSE EURO	45409B552
—	INDEXIQ ETF TR	2,058,107	$50.53M	3.1%	$24.55	$25.42	—	IQ S&P HGH YLD	45409B412
—	INDEXIQ ETF TR	1,491,985	$28.12M	1.7%	$18.85	$20.21	—	IQ ENCH BD US	45409B487
SCZ	ISHARES TR	398,963	$26.01M	1.6%	$65.19	$65.19	—	EAFE SML CP ETF	464288273
AAXJ	ISHARES TR	295,392	$22.9M	1.4%	$77.53	$63.08	—	MSCI AC ASIA ETF	464288182
IWD	ISHARES TR	151,189	$18.14M	1.1%	$119.96	$116.76	—	RUS 1000 VAL ETF	464287598
VOE	VANGUARD INDEX FDS	113,693	$12.44M	0.8%	$109.39	$98.67	—	MCAP VL IDXVIP	922908512
EWX	SPDR INDEX SHS FDS	236,418	$12.41M	0.8%	$52.49	$45.32	—	S&P EMKTSC ETF	78463X756
—	VANECK VECTORS ETF TR	613,121	$12.02M	0.7%	$19.60	$18.83	—	JP MORGAN MKTS	92189F494
IWM	ISHARES TR	72,621	$11.03M	0.7%	$151.83	$118.68	—	RUSSELL 2000 ETF	464287655
VTIP	VANGUARD MALVERN FDS	201,083	$9.835M	0.6%	$48.91	$48.43	—	STRM INFPROIDX	922020805
EWL	ISHARES INC	148,946	$5.119M	0.3%	$34.37	$34.37	—	MSCI SWITZERLAND	464286749
XLP	SELECT SECTOR SPDR TR	96,290	$5.068M	0.3%	$52.63	$52.63	—	SBI CONS STPLS	81369Y308
INDA	ISHARES TR	147,845	$5.046M	0.3%	$34.13	$31.92	—	MSCI INDIA ETF	46429B598
GVI	ISHARES TR	45,727	$4.951M	0.3%	$108.27	$111.07	—	INTRM GOV CR ETF	464288612
TIP	ISHARES TR	37,120	$4.196M	0.3%	$113.04	$111.37	—	TIPS BD ETF	464287176
—	ISHARES INC	95,596	$3.356M	0.2%	$35.11	$31.91	—	MSCI FRNTR100ETF	464286145
EIDO	ISHARES TR	122,552	$3.304M	0.2%	$26.96	$26.96	—	MSCI INDONIA ETF	46429B309
EPHE	ISHARES TR	80,885	$2.826M	0.2%	$34.94	$37.03	—	MSCI PHILIPS ETF	46429B408
GLIN	VANECK VECTORS ETF TR	44,860	$2.566M	0.2%	$57.20	$47.07	—	INDIA SMALL CAP	92189F767
AFK	VANECK VECTORS ETF TR	69,207	$1.773M	0.1%	$25.62	$21.10	—	AFRICA INDEX ETF	92189F866
EPOL	ISHARES TR	58,526	$1.469M	0.1%	$25.10	$22.15	—	MSCI POLAND ETF	46429B606