CIK: 0001096978 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value ($000): $29,361 (97.2% shares, 2.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK MUNIHLDS INVSTM QL | 254,062 | $3,324 | 11.3% | $13.16 | — | COM | 09254P108 |
| — | DWS MUN INCOME TR | 243,451 | $2,624 | 8.9% | $10.50 | — | COM | 233368109 |
| — | AVAYA HLDGS CORP | 246,789 | $1,997 | 6.8% | $11.88 | — | COM | 05351X101 |
| — | GDL FD | 217,277 | $1,703 | 5.8% | $8.46 | — | COM SH BEN IT | 361570104 |
| — | INVESCO CALIF VALUE MUN INCO | 98,173 | $1,112 | 3.8% | $11.33 | — | COM | 46132H106 |
| — | BNY MELLON STRATEGIC MUN BD | 148,329 | $1,064 | 3.6% | $7.17 | — | COM | 09662E109 |
| — | NUVEEN AMT FREE MUN CR INC F | 65,000 | $954 | 3.2% | $14.68 | — | COM | 67071L106 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 111,835 | $906 | 3.1% | $8.32 | — | COM | 09253R105 |
| — | NUVEEN MUN VALUE FD INC | 88,700 | $866 | 2.9% | $9.76 | — | COM | 670928100 |
| — | AVAYA HLDGS CORP | 1,040,000 | $832 | 2.8% | $0.85 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | BLACKROCK FLOATING RATE INCO | 82,259 | $823 | 2.8% | $12.26 | — | COM | 09255X100 |
| — | WESTERN ASSET MANAGED MUNS F | 64,396 | $770 | 2.6% | $11.96 | — | COM | 95766M105 |
| — | NUVEEN FLOATING RATE INCOME | 101,306 | $765 | 2.6% | $9.64 | — | COM | 67072T108 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 96,692 | $718 | 2.4% | $9.88 | — | COM SHS | 6706EN100 |
| XPMAX | PIONEER MUN HIGH INCOME ADVA | 70,000 | $713 | 2.4% | $10.81 | — | COM | 723762100 |
| — | WESTERN AST INFL LKD OPP & I | 70,000 | $669 | 2.3% | $9.56 | — | COM | 95766R104 |
| — | BLACKROCK MUNIYIELD QLTY FD | 49,447 | $632 | 2.2% | $12.71 | — | COM | 09254E103 |
| — | EATON VANCE SR INCOME TR | 118,681 | $547 | 1.9% | $6.25 | — | SH BEN INT | 27826S103 |
| — | INVESCO MUN TR | 45,678 | $534 | 1.8% | $11.69 | — | COM | 46131J103 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 66,711 | $533 | 1.8% | $10.02 | — | COM | 46132R104 |
| — | INVESCO VALUE MUN INCOME TR | 35,000 | $495 | 1.7% | $14.14 | — | COM | 46132P108 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 39,854 | $493 | 1.7% | $13.04 | — | COM | 24610V103 |
| — | EATON VANCE FLTING RATE INC | 47,741 | $489 | 1.7% | $12.91 | — | COM | 278279104 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 37,048 | $471 | 1.6% | $12.71 | — | COM | 09253W104 |
| — | NUVEEN SR INCOME FD | 102,467 | $452 | 1.5% | $6.01 | — | COM | 67067Y104 |
| — | NUVEEN MUNICIPAL CREDIT INC | 31,938 | $449 | 1.5% | $14.06 | — | COM SH BEN INT | 67070X101 |
| — | BLACKROCK MUNIHOLDINGS QUALI | 35,675 | $428 | 1.5% | $12.34 | — | COM | 09254C107 |
| — | BLACKROCK FLOATING RATE INCO | 41,795 | $410 | 1.4% | $12.08 | — | COM | 091941104 |
| — | NUVEEN TAXABLE MUNICIPAL INC | 20,000 | $383 | 1.3% | $19.15 | — | COM | 67074C103 |
| — | HIGHLAND INCOME FD | 40,000 | $341 | 1.2% | $12.43 | — | HIGHLAND INCOME | 43010E404 |
| — | INVESCO QUALITY MUNI INC TRS | 28,625 | $335 | 1.1% | $11.70 | — | COM | 46133G107 |
| — | INVESCO MUN OPPORTUNITY TR | 28,003 | $321 | 1.1% | $11.46 | — | COM | 46132C107 |
| — | EATON VANCE MUN BD FD | 25,000 | $312 | 1.1% | $12.48 | — | COM | 27827X101 |
| — | BLACKROCK MUNIYIELD PA QLTY | 23,160 | $311 | 1.1% | $12.75 | — | COM | 09255G107 |
| — | NUVEEN SHT DUR CR OPP FD | 25,402 | $276 | 0.9% | $15.16 | — | COM | 67074X107 |
| — | WESTERN ASSET CORPORATE LN F | 28,966 | $206 | 0.7% | $9.79 | — | COM | 95790J102 |
| — | NUVEEN ARIZONA QLTY MUN INC | 14,699 | $182 | 0.6% | $12.82 | — | COM | 67061W104 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 13,399 | $179 | 0.6% | $13.09 | — | COM | 09254L107 |
| — | GARRISON CAP INC | 103,735 | $176 | 0.6% | $1.70 | — | COM | 366554103 |
| — | BLACKROCK MUNIYIELD INVT FD | 10,399 | $138 | 0.5% | $13.27 | — | COM | 09254R104 |
| — | BNY MELLON MUN BD INFRASTRUC | 10,961 | $136 | 0.5% | $12.41 | — | COM SHS | 09662W109 |
| MS | MORGAN STANLEY | 17,000 | $80 | 0.3% | — | — | Call | 617446448 |
| — | MFS MUN INCOME TR | 10,900 | $70 | 0.2% | $6.42 | — | SH BEN INT | 552738106 |
| — | CIT GROUP INC | 21,200 | $60 | 0.2% | — | — | Call | 125581801 |
| HYG | ISHARES TR | 350,800 | $57 | 0.2% | — | — | Call | 464288513 |
| GS | GOLDMAN SACHS GROUP INC | 21,200 | $11 | 0.0% | — | — | Put | 38141G104 |
| SPY | SPDR S&P 500 ETF TR | 67,700 | $7 | 0.0% | — | — | Call | 78462F103 |
| — | ALPS ETF TR | 298,700 | $7 | 0.0% | $8.51 | — | Call | 00162Q866 |