CIK: 0001096978 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 10, 2021
Total Value ($000): $49,260 (88.1% shares, 11.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AVAYA HLDGS CORP | 5,640,000 | $5,875 | 11.9% | $0.92 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | WESTERN AST INFL LKD OPP & I | 221,200 | $2,745 | 5.6% | $10.80 | — | COM | 95766R104 |
| — | WESTERN ASSET MANAGED MUNS F | 186,125 | $2,390 | 4.9% | $12.03 | — | COM | 95766M105 |
| — | BNY MELLON STRATEGIC MUN BD | 298,876 | $2,352 | 4.8% | $7.22 | — | COM | 09662E109 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 266,692 | $2,310 | 4.7% | $9.10 | — | COM SHS | 6706EN100 |
| — | GDL FD | 232,302 | $2,026 | 4.1% | $8.47 | — | COM SH BEN IT | 361570104 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 219,093 | $2,013 | 4.1% | $8.41 | — | COM | 09253R105 |
| — | NUVEEN FLOATING RATE INCOME | 227,495 | $1,988 | 4.0% | $9.10 | — | COM | 67072T108 |
| — | EATON VANCE FLTING RATE INC | 150,000 | $1,974 | 4.0% | $12.98 | — | COM | 278279104 |
| — | NUVEEN AMT FREE MUN CR INC F | 110,000 | $1,846 | 3.7% | $14.98 | — | COM | 67071L106 |
| — | DWS MUN INCOME TR | 135,851 | $1,580 | 3.2% | $10.50 | — | COM | 233368109 |
| — | INVESCO CALIF VALUE MUN INCO | 98,173 | $1,299 | 2.6% | $11.33 | — | COM | 46132H106 |
| — | HANCOCK JOHN PFD INCOME FD I | 64,511 | $1,226 | 2.5% | $19.00 | — | COM | 41013X106 |
| — | DOUBLELINE YIELD OPPORTUNITI | 66,000 | $1,222 | 2.5% | $18.52 | — | COM | 25862D105 |
| — | INVESCO CALIF MUN INCOME TR | 75,352 | $1,179 | 2.4% | $14.34 | — | COM | 46132P108 |
| — | FS KKR CAP CORP II | 70,254 | $1,152 | 2.3% | $16.40 | — | COM | 35952V303 |
| XPCKX | PIMCO CALIF MUN INCOME FD II | 115,000 | $1,038 | 2.1% | $9.03 | — | COM | 72200M108 |
| — | GAMCO NAT RES GOLD & INCOME | 195,000 | $996 | 2.0% | $5.11 | — | SH BEN INT | 36465E101 |
| — | BLACKROCK FLOATING RATE INCO | 80,951 | $980 | 2.0% | $12.26 | — | COM | 09255X100 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 45,000 | $871 | 1.8% | $19.36 | — | TR UNIT | 85208R101 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 48,421 | $695 | 1.4% | $12.92 | — | COM | 09253W104 |
| — | PIMCO NEW YORK MUN FD II | 63,000 | $685 | 1.4% | $10.87 | — | COM | 72200Y102 |
| — | PIMCO ENRGY TACTICAL CR OPP | 83,100 | $671 | 1.4% | $8.07 | — | COM SHS BEN INT | 69346N107 |
| — | NUVEEN SHT DUR CR OPP FD | 49,273 | $658 | 1.3% | $14.14 | — | COM | 67074X107 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 50,000 | $633 | 1.3% | $7.22 | 0.0% | COM | 69121K104 |
| — | NUVEEN SR INCOME FD | 117,067 | $608 | 1.2% | $5.90 | — | COM | 67067Y104 |
| — | INVESCO MUN TR | 45,678 | $586 | 1.2% | $11.69 | — | COM | 46131J103 |
| — | BLACKSTONE SENIOR FLOATNG RA | 39,292 | $559 | 1.1% | $14.23 | — | COM | 09256U105 |
| — | RMR MORTGAGE TR | 51,445 | $541 | 1.1% | $10.52 | — | COM | 76970B101 |
| — | RIVERNORTH MANAGED DUR MUN I | 30,000 | $534 | 1.1% | $17.80 | — | COM | 76882H105 |
| — | EATON VANCE FLTG RATE INCOM | 33,565 | $522 | 1.1% | $15.55 | — | COM SHS BEN INT | 278284104 |
| XENWX | EATON VANCE NEW YORK MUN BD | 41,138 | $505 | 1.0% | $12.28 | — | COM | 27827Y109 |
| — | GAMCO GLOBAL GOLD NAT RES & | 140,000 | $491 | 1.0% | $3.51 | — | COM SH BEN INT | 36465A109 |
| — | NUVEEN MUNICIPAL CREDIT INC | 30,000 | $484 | 1.0% | $14.06 | — | COM SH BEN INT | 67070X101 |
| — | EATON VANCE SR FLTNG RTE TR | 36,652 | $467 | 0.9% | $12.74 | — | COM | 27828Q105 |
| — | INVESCO QUALITY MUN INCOME T | 31,725 | $414 | 0.8% | $11.72 | — | COM | 46133G107 |
| — | FIRST TRUST SPECIALTY FINANC | 121,651 | $380 | 0.8% | $2.65 | — | COM BEN INTR | 33733G109 |
| — | INVESCO MUN OPPORTUNITY TR | 27,314 | $350 | 0.7% | $11.46 | — | COM | 46132C107 |
| — | NUVEEN NEW JERSEY QULT MUN F | 24,252 | $349 | 0.7% | $13.52 | — | COM | 67069Y102 |
| — | BLACKROCK MUNIYIELD PA QLTY | 20,071 | $299 | 0.6% | $12.75 | — | COM | 09255G107 |
| — | EATON VANCE CALIF MUN INCOM | 20,600 | $282 | 0.6% | $13.69 | — | SH BEN INT | 27826F101 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 15,478 | $218 | 0.4% | $13.16 | — | COM | 09254P108 |
| — | EATON VANCE NEW YORK MUN INC | 14,619 | $204 | 0.4% | $13.95 | — | SH BEN INT | 27826W104 |
| — | EATON VANCE TAX-ADVANTAGED G | 8,000 | $202 | 0.4% | $25.25 | — | COM | 27828U106 |
| — | EATON VANCE SHORT DURATION D | 14,700 | $182 | 0.4% | $12.38 | — | COM | 27828V104 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 13,630 | $179 | 0.4% | $13.04 | — | COM | 24610V103 |
| — | EATON VANCE SR INCOME TR | 22,276 | $142 | 0.3% | $6.25 | — | SH BEN INT | 27826S103 |
| — | MFS INTER INCOME TR | 29,600 | $113 | 0.2% | $3.72 | — | SH BEN INT | 55273C107 |
| — | PIMCO NEW YORK MUN INCOME FD | 11,691 | $104 | 0.2% | $8.90 | — | COM | 72201E105 |
| — | MFS MUN INCOME TR | 10,900 | $73 | 0.1% | $6.42 | — | SH BEN INT | 552738106 |
| SPY | SPDR S&P 500 ETF TR | 225,700 | $48 | 0.1% | — | — | Put | 78462F103 |
| HYG | ISHARES TR | 150,000 | $20 | 0.0% | — | — | Put | 464288513 |