CIK: 0001885066 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 12, 2024
Total Value ($000): $67,813 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ABRDN HEALTHCARE INVESTORS | 382,486 | $6,338 | 9.3% | $16.57 | — | SH BEN INT | 87911J103 |
| — | NUVEEN PFD & INCOME OPPORTUN | 687,473 | $4,647 | 6.9% | $6.49 | — | COM | 67073B106 |
| — | ABRDN LIFE SCIENCES INVESTOR | 338,542 | $4,557 | 6.7% | $13.09 | — | SH BEN INT | 87911K100 |
| — | FLAHERTY & CRUMRINE PFD SECS | 325,548 | $4,525 | 6.7% | $12.98 | — | COM | 338478100 |
| — | BLACKROCK SCIENCE & TECHNOLO | 261,568 | $4,371 | 6.4% | $16.76 | — | SHS BEN INT | 09260K101 |
| — | FLAHERTY & CRUMRINE DYNAMIC | 223,283 | $3,963 | 5.8% | $17.37 | — | SHS | 33848W106 |
| — | GABELLI DIVID & INCOME TR | 173,461 | $3,754 | 5.5% | $20.40 | — | COM | 36242H104 |
| — | SPLUNK INC | 23,000 | $3,504 | 5.2% | $152.35 | — | Put | 848637104 |
| — | SPLUNK INC | 23,000 | $3,504 | 5.2% | $152.35 | — | COM | 848637104 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 220,864 | $2,381 | 3.5% | $10.05 | — | COM | 09253W104 |
| — | CALAMOS GBL DYN INCOME FUND | 411,449 | $2,374 | 3.5% | $5.97 | — | COM | 12811L107 |
| — | DUFF & PHELPS UTLITY AND INF | 228,189 | $2,092 | 3.1% | $8.90 | — | COM | 26433C105 |
| — | ROYCE VALUE TR INC | 137,362 | $2,000 | 2.9% | $13.80 | — | COM | 780910105 |
| XMVTX | BLACKROCK MUNIVEST FD II INC | 147,482 | $1,588 | 2.3% | $10.13 | — | COM | 09253T101 |
| — | SRH TOTAL RETURN FUND INC | 112,893 | $1,566 | 2.3% | $13.28 | — | COM | 101507101 |
| — | LAZARD GLOBAL TOTAL RETURN & | 86,209 | $1,321 | 1.9% | $15.29 | — | COM | 52106W103 |
| — | GABELLI HLTHCARE & WELLNESS | 136,169 | $1,270 | 1.9% | $9.13 | — | SHS | 36246K103 |
| — | BLACKROCK ENHANCED GLOBAL DI | 116,890 | $1,160 | 1.7% | $9.78 | — | COM | 092501105 |
| — | SOVOS BRANDS INC | 50,000 | $1,102 | 1.6% | $22.03 | — | COM | 84612U107 |
| — | NEUBERGER BERMAN REAL ESTATE | 336,685 | $1,074 | 1.6% | $3.04 | — | COM | 64190A103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 198,561 | $933 | 1.4% | $4.98 | — | SH BEN INT | 18914E106 |
| IRBTQ | IROBOT CORP | 20,000 | $774 | 1.1% | $35.58 | 0.0% | COM | 462726100 |
| CPRI | CAPRI HOLDINGS LIMITED | 15,000 | $754 | 1.1% | $49.89 | 0.0% | SHS | G1890L107 |
| CPRI | CAPRI HOLDINGS LIMITED | 14,900 | $749 | 1.1% | $49.89 | 0.0% | Put | G1890L107 |
| — | CLOUGH GLOBAL EQUITY FD | 92,327 | $547 | 0.8% | $6.00 | — | COM | 18914C100 |
| — | CLOUGH GLOBAL DIVID & INCOME | 97,345 | $501 | 0.7% | $5.23 | — | COM | 18913Y103 |
| — | MEXICO FD INC | 24,654 | $470 | 0.7% | $16.76 | — | COM | 592835102 |
| — | NEUBERGER BERMAN MUN FD INC | 38,594 | $399 | 0.6% | $9.53 | — | COM | 64124P101 |
| — | VOYA ASIA PAC HIGH DIV EQT I | 61,839 | $372 | 0.5% | $5.84 | — | COM | 92912J102 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 33,055 | $356 | 0.5% | $9.50 | — | COM | 67064R102 |
| — | SPECIAL OPPORTUNITIES FD INC | 17,158 | $203 | 0.3% | $10.93 | — | COM | 84741T104 |
| — | SCREAMING EAGLE ACQUISITN CO | 419,800 | $189 | 0.3% | $0.45 | — | *W EXP 01/05/202 | G79407121 |
| LVWR/WS | LIVEWIRE GROUP INC | 462,822 | $188 | 0.3% | $0.39 | — | *W EXP 09/26/202 | 53838J113 |
| VFS | VINFAST AUTO LTD | 20,000 | $167 | 0.2% | — | — | Put | Y9390M103 |
| — | BNY MELLON STRATEGIC MUN BD | 23,502 | $134 | 0.2% | $4.97 | — | COM | 09662E109 |
| OPTU | ALTICE USA INC | 33,467 | $109 | 0.2% | $2.62 | 0.0% | CL A | 02156K103 |
| — | FLAHERTY & CRUMRINE PFD INCO | 10,912 | $108 | 0.2% | $9.88 | — | COM | 338480106 |
| — | FLAHERTY & CRUMRINE PFD INCO | 12,287 | $98 | 0.1% | $7.96 | — | COM | 33848E106 |
| — | DISH NETWORK CORPORATION | 16,666 | $96 | 0.1% | $5.77 | — | CL A | 25470M109 |
| VISN | COMMSCOPE HLDG CO INC | 32,653 | $92 | 0.1% | $2.16 | 0.0% | COM | 20337X109 |
| IHRT | IHEARTMEDIA INC | 34,187 | $91 | 0.1% | $2.53 | 0.0% | COM CL A | 45174J509 |
| — | LIVEPERSON INC | 23,600 | $89 | 0.1% | $3.79 | — | COM | 538146101 |
| — | WESTERN AST INFL LKD OPP & I | 10,091 | $87 | 0.1% | $8.67 | — | COM | 95766R104 |
| — | HANESBRANDS INC | 19,613 | $87 | 0.1% | $4.46 | — | COM | 410345102 |
| — | FUELCELL ENERGY INC | 54,095 | $87 | 0.1% | $1.60 | — | COM | 35952H601 |
| OPITQ | OFFICE PPTYS INCOME TR | 11,800 | $86 | 0.1% | $7.32 | — | COM SHS BEN INT | 67623C109 |
| FNKO | FUNKO INC | 11,132 | $86 | 0.1% | $7.23 | 0.0% | COM CL A | 361008105 |
| SSP | SCRIPPS E W CO OHIO | 10,751 | $86 | 0.1% | $5.06 | 0.0% | CL A NEW | 811054402 |
| — | WIDEOPENWEST INC | 21,203 | $86 | 0.1% | $4.05 | — | COM | 96758W101 |
| — | AMERICAN WELL CORP | 57,356 | $85 | 0.1% | $1.49 | — | CL A | 03044L105 |
| — | GRAFTECH INTL LTD | 38,596 | $85 | 0.1% | $2.19 | — | COM | 384313508 |
| ADTN | ADTRAN HOLDINGS INC | 11,503 | $84 | 0.1% | $6.59 | 0.0% | COM | 00486H105 |
| WOOF | PETCO HEALTH & WELLNESS CO I | 26,667 | $84 | 0.1% | $3.45 | 0.0% | COM | 71601V105 |
| CLNE | CLEAN ENERGY FUELS CORP | 21,973 | $84 | 0.1% | $3.64 | 0.0% | COM | 184499101 |
| LUMN | LUMEN TECHNOLOGIES INC | 45,973 | $84 | 0.1% | $1.42 | 0.0% | COM | 550241103 |
| — | LESLIES INC | 12,168 | $84 | 0.1% | $6.91 | — | COM | 527064109 |
| ANGO | ANGIODYNAMICS INC | 10,600 | $83 | 0.1% | $6.94 | 0.0% | COM | 03475V101 |
| — | TELLURIAN INC NEW | 109,587 | $83 | 0.1% | $0.76 | — | COM | 87968A104 |
| PLUG | PLUG POWER INC | 18,347 | $83 | 0.1% | $5.24 | 0.0% | COM NEW | 72919P202 |
| — | INFINERA CORP | 17,205 | $82 | 0.1% | $4.75 | — | COM | 45667G103 |
| SABR | SABRE CORP | 18,520 | $81 | 0.1% | $3.86 | 0.0% | COM | 78573M104 |
| WTI | W & T OFFSHORE INC | 24,773 | $81 | 0.1% | $3.69 | 0.0% | COM | 92922P106 |
| — | PERIMETER SOLUTIONS SA | 17,514 | $81 | 0.1% | $4.60 | — | COMMON STOCK | L7579L106 |
| MPT | MEDICAL PPTYS TRUST INC | 16,374 | $80 | 0.1% | $4.91 | — | COM | 58463J304 |
| APPS | DIGITAL TURBINE INC | 11,613 | $80 | 0.1% | $5.58 | 0.0% | COM NEW | 25400W102 |
| — | QURATE RETAIL INC | 90,907 | $80 | 0.1% | $0.88 | — | COM SER A | 74915M100 |
| CERS | CERUS CORP | 36,452 | $79 | 0.1% | $1.65 | 0.0% | COM | 157085101 |
| ADPT | ADAPTIVE BIOTECHNOLOGIES COR | 16,016 | $78 | 0.1% | $4.56 | 0.0% | COM | 00650F109 |
| SJT | SAN JUAN BASIN RTY TR | 15,332 | $78 | 0.1% | $5.08 | — | UNIT BEN INT | 798241105 |
| GEVO | GEVO INC | 66,668 | $77 | 0.1% | $1.14 | 0.0% | COM PAR | 374396406 |
| GTE | GRAN TIERRA ENERGY INC | 13,693 | $77 | 0.1% | $6.22 | 0.0% | COM | 38500T200 |
| REI | RING ENERGY INC | 52,520 | $77 | 0.1% | $1.65 | 0.0% | COM | 76680V108 |
| — | OUTSET MED INC | 13,987 | $76 | 0.1% | $5.41 | — | COM | 690145107 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 23,955 | $75 | 0.1% | $2.70 | 0.0% | COM | 203668108 |
| EVEX/WS | EVE HLDG INC | 76,283 | $75 | 0.1% | $0.88 | — | *W EXP 05/09/202 | 29970N112 |
| — | VERTEX ENERGY INC | 22,004 | $75 | 0.1% | $3.39 | — | COM | 92534K107 |
| CHRS | COHERUS BIOSCIENCES INC | 19,587 | $65 | 0.1% | $2.68 | 0.0% | COM | 19249H103 |
| ONL | ORION OFFICE REIT INC | 10,559 | $60 | 0.1% | $5.72 | — | COM | 68629Y103 |
| LXRX | LEXICON PHARMACEUTICALS INC | 32,000 | $49 | 0.1% | $1.19 | 0.0% | COM NEW | 528872302 |
| FATE | FATE THERAPEUTICS INC | 12,307 | $46 | 0.1% | $2.36 | 0.0% | COM | 31189P102 |
| ALLO | ALLOGENE THERAPEUTICS INC | 14,333 | $46 | 0.1% | $2.84 | 0.0% | COM | 019770106 |
| ERAS | ERASCA INC | 20,854 | $44 | 0.1% | $2.11 | 0.0% | COM | 29479A108 |
| — | AGENUS INC | 51,408 | $43 | 0.1% | $0.83 | — | COM NEW | 00847G705 |
| AVIR | ATEA PHARMACEUTICALS INC | 12,947 | $39 | 0.1% | $3.03 | 0.0% | COM | 04683R106 |
| — | LYELL IMMUNOPHARMA INC | 19,739 | $38 | 0.1% | $1.94 | — | COM | 55083R104 |
| — | SENSEONICS HLDGS INC | 65,573 | $37 | 0.1% | $0.57 | — | COM | 81727U105 |
| — | TILRAY BRANDS INC | 12,000 | $28 | 0.0% | $2.30 | — | COM | 88688T100 |
| AIIOW | NWTN INC | 95,559 | $16 | 0.0% | $0.29 | — | *W EXP 12/31/202 | G6693P114 |
| — | BURTECH ACQUISITION CORP | 45,520 | $4 | 0.0% | $0.01 | — | *W EXP 12/18/202 | 123013112 |
| SBCWW | PONO CAP TWO INC | 99,855 | $3 | 0.0% | $0.05 | — | *W EXP 07/31/202 | 73245B115 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 123,328 | $2 | 0.0% | $0.08 | — | *W EXP 11/30/202 | 13767K119 |
| — | AETHERIUM ACQUISITION CORP | 40,800 | $2 | 0.0% | $0.01 | — | *W EXP 12/21/202 | 00809J119 |
| — | BLUE WORLD ACQUISITION CORP | 21,100 | $1 | 0.0% | $0.05 | — | *W EXP 01/10/202 | G1263E136 |
| IVCPW | SWIFTMERGE ACQUISITION CORP | 13,996 | $1 | 0.0% | $0.07 | — | *W EXP 12/13/202 | G63836111 |
| — | NORTHVIEW ACQUISITION CORP | 25,914 | $0 | 0.0% | $0.19 | — | *W EXP 08/02/202 | 66718N111 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 40,929 | $0 | 0.0% | $0.05 | — | *W EXP 12/13/202 | G0230C116 |
| — | FAZE HOLDINGS INC | 62,837 | $0 | 0.0% | $0.55 | — | *W EXP 03/01/202 | 31423J110 |
| — | KAIROUS ACQUISITION CORP LTD | 11,126 | $0 | 0.0% | $0.08 | — | *W EXP 09/15/202 | G52131128 |
| SLNWF | SELINA HOSPITALITY PLC | 20,000 | $0 | 0.0% | $0.08 | — | *W EXP 10/27/202 | G8059B119 |