Convergence Financial, LLC Diversified Active

Location: Columbia, MO

CIK: 0002034001 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 23, 2024

Total Value: $168M (100.0% shares, 0.0% debt)

Holdings (31)

SPYG SPDR SER TR 11.0%

Value $18.55M Shares 312,900 Share Price $59.28 Est. Cost/Share $63.92 Unrealized @ Report Date -7.3%

SPYV SPDR SER TR 11.0%

Value $18.52M Shares 448,847 Share Price $41.26 Est. Cost/Share $40.55 Unrealized @ Report Date +1.8%

SPSB SPDR SER TR 10.3%

Value $17.41M Shares 593,915 Share Price $29.32 Est. Cost/Share $29.50 Unrealized @ Report Date -0.6%

MDYG SPDR SER TR 9.5%

Value $16.03M Shares 231,913 Share Price $69.14 Est. Cost/Share $76.80 Unrealized @ Report Date -10.0%

MDYV SPDR SER TR 9.5%

Value $16.03M Shares 247,168 Share Price $64.86 Est. Cost/Share $69.16 Unrealized @ Report Date -6.2%

SLYG SPDR SER TR 9.5%

Value $15.99M Shares 218,219 Share Price $73.27 Est. Cost/Share $86.03 Unrealized @ Report Date -14.8%

SLYV SPDR SER TR 9.2%

Value $15.56M Shares 214,975 Share Price $72.37 Est. Cost/Share $82.84 Unrealized @ Report Date -12.6%

BIL SPDR SER TR 6.9%

Value $11.65M Shares 126,926 Share Price $91.82 Est. Cost/Share $91.62 Unrealized @ Report Date +0.2%

SPAB SPDR SER TR 6.5%

Value $10.94M Shares 449,485 Share Price $24.34 Est. Cost/Share $25.77 Unrealized @ Report Date -5.5%

XLK SELECT SECTOR SPDR TR 4.4%

Value $7.446M Shares 45,421 Share Price $163.93 * Est. Cost/Share $70.04 Unrealized @ Report Date +17.0%

BILS SPDR SER TR 2.8%

Value $4.66M Shares 46,863 Share Price $99.43 Est. Cost/Share $99.29 Unrealized @ Report Date +0.1%

SPY SPDR S&P 500 ETF TR 2.4%

Value $4.061M Shares 9,501 Share Price $427.48 Est. Cost/Share $407.13 Unrealized @ Report Date +5.0%

TSLA TESLA INC 1.8%

Value $3.094M Shares 12,366 Share Price $250.22 Est. Cost/Share $227.76 Unrealized @ Report Date +9.9%

VUSB VANGUARD BD INDEX FDS 0.8%

Value $1.322M Shares 26,883 Share Price $49.19 Est. Cost/Share $49.12 Unrealized @ Report Date +0.1%

SPYM SPDR SER TR 0.7%

Value $1.112M Shares 22,129 Share Price $50.26 Est. Cost/Share $49.84 Unrealized @ Report Date +0.8%

VGT VANGUARD WORLD FDS 0.6%

Value $1.088M Shares 2,623 Share Price $414.90 * Est. Cost/Share $51.48 Unrealized @ Report Date +0.7%

IVV ISHARES TR 0.3%

Value $508K Shares 1,184 Share Price $429.43 Est. Cost/Share $459.17 Unrealized @ Report Date -6.5%

AAPL APPLE INC 0.3%

Value $475K Shares 2,774 Share Price $171.23 Est. Cost/Share $151.77 Unrealized @ Report Date +11.6%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%

Value $450K Shares 1,284 Share Price $350.30 Est. Cost/Share $297.93 Unrealized @ Report Date +17.6%

ARKK ARK ETF TR 0.2%

Value $412K Shares 10,384 Share Price $39.67 Est. Cost/Share $62.48 Unrealized @ Report Date -36.5%

AMZN AMAZON COM INC 0.2%

Value $411K Shares 3,235 Share Price $127.12 Est. Cost/Share $101.25 Unrealized @ Report Date +25.6%

SPDW SPDR INDEX SHS FDS 0.2%

Value $386K Shares 12,457 Share Price $31.01 Est. Cost/Share $29.02 Unrealized @ Report Date +6.8%

CMDY ISHARES U S ETF TR 0.2%

Value $296K Shares 5,739 Share Price $51.51 Est. Cost/Share $52.08 Unrealized @ Report Date -1.1%

GOOGL ALPHABET INC 0.2%

Value $287K Shares 2,196 Share Price $130.86 Est. Cost/Share $94.40 Unrealized @ Report Date +37.6%

IJH ISHARES TR 0.2%

Value $287K Shares 1,149 Share Price $249.35 * Est. Cost/Share $55.22 Unrealized @ Report Date -9.7%

VIG VANGUARD SPECIALIZED FUNDS 0.2%

Value $270K Shares 1,740 Share Price $155.34 Est. Cost/Share $164.01 Unrealized @ Report Date -5.3%

CAT CATERPILLAR INC 0.2%

Value $260K Shares 953 Share Price $273.00 * Est. Cost/Share $261.47 Unrealized @ Report Date +0.7%

HD HOME DEPOT INC 0.1%

Value $236K Shares 780 Share Price $302.16 * Est. Cost/Share $270.93 Unrealized @ Report Date +5.5%

— PIMCO DYNAMIC INCOME FD 0.1%

Value $231K Shares 13,357 Share Price $17.28 Est. Cost/Share $17.28 Unrealized @ Report Date —

SDOG ALPS ETF TR 0.1%

Value $230K Shares 4,889 Share Price $47.03 Est. Cost/Share $52.62 Unrealized @ Report Date -10.6%

SPEM SPDR INDEX SHS FDS 0.1%

Value $229K Shares 6,813 Share Price $33.57 Est. Cost/Share $33.03 Unrealized @ Report Date +1.6%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPYG	SPDR SER TR	312,900	$18.55M	11.0%	$59.28	$63.92	-7.3%	PRTFLO S&P500 GW	78464A409
SPYV	SPDR SER TR	448,847	$18.52M	11.0%	$41.26	$40.55	+1.8%	PRTFLO S&P500 VL	78464A508
SPSB	SPDR SER TR	593,915	$17.41M	10.3%	$29.32	$29.50	-0.6%	PORTFOLIO SHORT	78464A474
MDYG	SPDR SER TR	231,913	$16.03M	9.5%	$69.14	$76.80	-10.0%	S&P 400 MDCP GRW	78464A821
MDYV	SPDR SER TR	247,168	$16.03M	9.5%	$64.86	$69.16	-6.2%	S&P 400 MDCP VAL	78464A839
SLYG	SPDR SER TR	218,219	$15.99M	9.5%	$73.27	$86.03	-14.8%	S&P 600 SMCP GRW	78464A201
SLYV	SPDR SER TR	214,975	$15.56M	9.2%	$72.37	$82.84	-12.6%	S&P 600 SMCP VAL	78464A300
BIL	SPDR SER TR	126,926	$11.65M	6.9%	$91.82	$91.62	+0.2%	BLOOMBERG 1-3 MO	78468R663
SPAB	SPDR SER TR	449,485	$10.94M	6.5%	$24.34	$25.77	-5.5%	PORTFOLIO AGRGTE	78464A649
XLK	SELECT SECTOR SPDR TR	45,421	$7.446M	4.4%	$163.93 *	$70.04	+17.0%	TECHNOLOGY	81369Y803
BILS	SPDR SER TR	46,863	$4.66M	2.8%	$99.43	$99.29	+0.1%	BLOOMBERG 3-12 M	78468R523
SPY	SPDR S&P 500 ETF TR	9,501	$4.061M	2.4%	$427.48	$407.13	+5.0%	TR UNIT	78462F103
TSLA	TESLA INC	12,366	$3.094M	1.8%	$250.22	$227.76	+9.9%	COM	88160R101
VUSB	VANGUARD BD INDEX FDS	26,883	$1.322M	0.8%	$49.19	$49.12	+0.1%	VANGUARD ULTRA	92203C303
SPYM	SPDR SER TR	22,129	$1.112M	0.7%	$50.26	$49.84	+0.8%	PORTFOLIO S&P500	78464A854
VGT	VANGUARD WORLD FDS	2,623	$1.088M	0.6%	$414.90 *	$51.48	+0.7%	INF TECH ETF	92204A702
IVV	ISHARES TR	1,184	$508K	0.3%	$429.43	$459.17	-6.5%	CORE S&P500 ETF	464287200
AAPL	APPLE INC	2,774	$475K	0.3%	$171.23	$151.77	+11.6%	COM	037833100
BRK/B	BERKSHIRE HATHAWAY INC DEL	1,284	$450K	0.3%	$350.30	$297.93	+17.6%	CL B NEW	084670702
ARKK	ARK ETF TR	10,384	$412K	0.2%	$39.67	$62.48	-36.5%	INNOVATION ETF	00214Q104
AMZN	AMAZON COM INC	3,235	$411K	0.2%	$127.12	$101.25	+25.6%	COM	023135106
SPDW	SPDR INDEX SHS FDS	12,457	$386K	0.2%	$31.01	$29.02	+6.8%	PORTFOLIO DEVLPD	78463X889
CMDY	ISHARES U S ETF TR	5,739	$296K	0.2%	$51.51	$52.08	-1.1%	BLOOMBERG ROLL	46431W598
GOOGL	ALPHABET INC	2,196	$287K	0.2%	$130.86	$94.40	+37.6%	CAP STK CL A	02079K305
IJH	ISHARES TR	1,149	$287K	0.2%	$249.35 *	$55.22	-9.7%	CORE S&P MCP ETF	464287507
VIG	VANGUARD SPECIALIZED FUNDS	1,740	$270K	0.2%	$155.34	$164.01	-5.3%	DIV APP ETF	921908844
CAT	CATERPILLAR INC	953	$260K	0.2%	$273.00 *	$261.47	+0.7%	COM	149123101
HD	HOME DEPOT INC	780	$236K	0.1%	$302.16 *	$270.93	+5.5%	COM	437076102
—	PIMCO DYNAMIC INCOME FD	13,357	$231K	0.1%	$17.28	$17.28	—	SHS	72201Y101
SDOG	ALPS ETF TR	4,889	$230K	0.1%	$47.03	$52.62	-10.6%	SECTR DIV DOGS	00162Q858
SPEM	SPDR INDEX SHS FDS	6,813	$229K	0.1%	$33.57	$33.03	+1.6%	PORTFOLIO EMG MK	78463X509