Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q3 2024 (← Previous) (Next →)

Filing Date: Oct 31, 2024

Total Value: $61.08M (100.0% shares, 0.0% debt)

Holdings (5)

PGX INVESCO EXCH TRADED FD TR II 70.9%

Value $43.29M Shares 3,505,019 Est. Cost $12.30 Unrealized —

PFF ISHARES TR 17.4%

Value $10.61M Shares 319,263 Est. Cost $31.21 Unrealized —

— WELLS FARGO CO NEW 7.4%

Value $4.529M Shares 3,532 Est. Cost $1320.55 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 2.5%

Value $1.515M Shares 61,948 Est. Cost $23.65 Unrealized —

— BANK AMERICA CORP 1.9%

Value $1.142M Shares 897 Est. Cost $1308.36 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
PGX	INVESCO EXCH TRADED FD TR II	3,505,019	$43.29M	70.9%	$12.30	—	PFD ETF	46138E511
PFF	ISHARES TR	319,263	$10.61M	17.4%	$31.21	—	PFD AND INCM SEC	464288687
—	WELLS FARGO CO NEW	3,532	$4.529M	7.4%	$1320.55	—	PERP PFD CNV A	949746804
VRP	INVESCO EXCH TRADED FD TR II	61,948	$1.515M	2.5%	$23.65	—	VAR RATE PFD	46138G870
—	BANK AMERICA CORP	897	$1.142M	1.9%	$1308.36	—	7.25%CNV PFD L	060505682