Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q1 2025 (← Previous) (Next →)

Filing Date: Apr 28, 2025

Total Value: $54.89M (100.0% shares, 0.0% debt)

Holdings (5)

PGX INVESCO EXCH TRADED FD TR II 74.3%

Value $40.79M Shares 3,635,591 Est. Cost $12.00 Unrealized —

PFF ISHARES TR 12.5%

Value $6.845M Shares 222,761 Est. Cost $31.21 Unrealized —

— WELLS FARGO CO NEW 7.7%

Value $4.241M Shares 3,532 Est. Cost $1320.55 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 3.5%

Value $1.902M Shares 78,451 Est. Cost $24.15 Unrealized —

— BANK AMERICA CORP 2.0%

Value $1.107M Shares 897 Est. Cost $1308.36 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
PGX	INVESCO EXCH TRADED FD TR II	3,635,591	$40.79M	74.3%	$12.00	—	PFD ETF	46138E511
PFF	ISHARES TR	222,761	$6.845M	12.5%	$31.21	—	PFD AND INCM SEC	464288687
—	WELLS FARGO CO NEW	3,532	$4.241M	7.7%	$1320.55	—	PERP PFD CNV A	949746804
VRP	INVESCO EXCH TRADED FD TR II	78,451	$1.902M	3.5%	$24.15	—	VAR RATE PFD	46138G870
—	BANK AMERICA CORP	897	$1.107M	2.0%	$1308.36	—	7.25%CNV PFD L	060505682