Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q1 2025 (← Previous) (Next →)

Filing Date: Apr 28, 2025

Total Value: $54.89M (100.0% shares, 0.0% debt)

Holdings (5)

PGX INVESCO EXCH TRADED FD TR II 74.3%

Value $40.79M Shares 3,635,591 Share Price $11.22 Est. Cost/Share $11.97 Unrealized @ Report Date -6.3%

PFF ISHARES TR 12.5%

Value $6.845M Shares 222,761 Share Price $30.73 Est. Cost/Share $31.24 Unrealized @ Report Date -1.6%

— WELLS FARGO CO NEW 7.7%

Value $4.241M Shares 3,532 Share Price $1200.80 Est. Cost/Share $1320.55 Unrealized @ Report Date —

VRP INVESCO EXCH TRADED FD TR II 3.5%

Value $1.902M Shares 78,451 Share Price $24.24 Est. Cost/Share $24.36 Unrealized @ Report Date -0.5%

— BANK AMERICA CORP 2.0%

Value $1.107M Shares 897 Share Price $1234.57 Est. Cost/Share $1308.36 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
PGX	INVESCO EXCH TRADED FD TR II	3,635,591	$40.79M	74.3%	$11.22	$11.97	-6.3%	PFD ETF	46138E511
PFF	ISHARES TR	222,761	$6.845M	12.5%	$30.73	$31.24	-1.6%	PFD AND INCM SEC	464288687
—	WELLS FARGO CO NEW	3,532	$4.241M	7.7%	$1200.80	$1320.55	—	PERP PFD CNV A	949746804
VRP	INVESCO EXCH TRADED FD TR II	78,451	$1.902M	3.5%	$24.24	$24.36	-0.5%	VAR RATE PFD	46138G870
—	BANK AMERICA CORP	897	$1.107M	2.0%	$1234.57	$1308.36	—	7.25%CNV PFD L	060505682