Delta Investment Management, LLC Diversified Active

CIK: 0001757043 · Show all filings

Period: Q4 2018 (Next →)

Filing Date: Jan 18, 2019

Total Value ($000): $105,801 (100.0% shares, 0.0% debt)

Holdings (35)

IVV ISHARES TR 64.9%

Value ($000) $68,669 Shares 272,921 Est. Cost $251.61 Unrealized —

TDG TRANSDIGM GROUP INC 6.7%

Value ($000) $7,122 Shares 20,944 Est. Cost $254.69 Unrealized 0.0%

DMLP DORCHESTER MINERALS LP 5.1%

Value ($000) $5,442 Shares 371,762 Est. Cost $14.64 Unrealized —

VGSH VANGUARD SCOTTSDALE FDS 3.3%

Value ($000) $3,472 Shares 57,753 Est. Cost $60.12 Unrealized —

KMI KINDER MORGAN INC DEL 3.1%

Value ($000) $3,260 Shares 212,024 Est. Cost $11.20 Unrealized 0.0%

— MAGELLAN MIDSTREAM PRTNRS LP 1.6%

Value ($000) $1,693 Shares 29,683 Est. Cost $57.04 Unrealized —

CHTR CHARTER COMMUNICATIONS INC N 1.4%

Value ($000) $1,517 Shares 5,326 Est. Cost $313.65 Unrealized 0.0%

SHY ISHARES TR 1.4%

Value ($000) $1,440 Shares 17,232 Est. Cost $83.57 Unrealized —

POST POST HLDGS INC 1.2%

Value ($000) $1,239 Shares 13,904 Est. Cost $60.24 Unrealized 0.0%

— BROOKFIELD ASSET MGMT INC 1.1%

Value ($000) $1,201 Shares 31,337 Est. Cost $38.33 Unrealized —

— DISH NETWORK CORP 0.8%

Value ($000) $834 Shares 33,417 Est. Cost $24.96 Unrealized —

META FACEBOOK INC 0.8%

Value ($000) $800 Shares 6,107 Est. Cost $143.86 Unrealized 0.0%

SHV ISHARES TR 0.7%

Value ($000) $777 Shares 7,047 Est. Cost $110.26 Unrealized —

NXST NEXSTAR MEDIA GROUP INC 0.7%

Value ($000) $740 Shares 9,415 Est. Cost $64.15 Unrealized 0.0%

OZK BANK OZK 0.6%

Value ($000) $588 Shares 25,790 Est. Cost $21.29 Unrealized 0.0%

— LIBERTY GLOBAL PLC 0.5%

Value ($000) $566 Shares 27,463 Est. Cost $20.61 Unrealized —

FTNT FORTINET INC 0.5%

Value ($000) $563 Shares 8,000 Est. Cost $15.23 Unrealized 0.0%

SU SUNCOR ENERGY INC NEW 0.5%

Value ($000) $560 Shares 20,030 Est. Cost $25.07 Unrealized 0.0%

LILAK LIBERTY LATIN AMERICA LTD 0.5%

Value ($000) $526 Shares 36,143 Est. Cost $16.97 Unrealized 0.0%

IWB ISHARES TR 0.5%

Value ($000) $519 Shares 3,748 Est. Cost $138.47 Unrealized —

XOM EXXON MOBIL CORP 0.5%

Value ($000) $497 Shares 7,303 Est. Cost $56.39 Unrealized 0.0%

IVW ISHARES TR 0.4%

Value ($000) $447 Shares 2,973 Est. Cost $150.35 Unrealized —

IWO ISHARES TR 0.4%

Value ($000) $413 Shares 2,459 Est. Cost $167.95 Unrealized —

SATS ECHOSTAR CORP 0.4%

Value ($000) $374 Shares 10,193 Est. Cost $32.97 Unrealized 0.0%

PNC PNC FINL SVCS GROUP INC 0.3%

Value ($000) $350 Shares 3,000 Est. Cost $98.99 Unrealized 0.0%

SPY SPDR S&P 500 ETF TR 0.3%

Value ($000) $293 Shares 1,176 Est. Cost $249.15 Unrealized —

VZ VERIZON COMMUNICATIONS INC 0.2%

Value ($000) $252 Shares 4,484 Est. Cost $38.62 Unrealized 0.0%

EFA ISHARES TR 0.2%

Value ($000) $231 Shares 3,933 Est. Cost $58.73 Unrealized —

MRK MERCK & CO INC 0.2%

Value ($000) $228 Shares 2,986 Est. Cost $56.50 Unrealized 0.0%

VXUS VANGUARD STAR FD 0.2%

Value ($000) $225 Shares 4,769 Est. Cost $47.18 Unrealized —

— DOWDUPONT INC 0.2%

Value ($000) $208 Shares 3,898 Est. Cost $53.36 Unrealized —

XLK SELECT SECTOR SPDR TR 0.2%

Value ($000) $207 Shares 3,345 Est. Cost $61.88 Unrealized —

VCSH VANGUARD SCOTTSDALE FDS 0.2%

Value ($000) $201 Shares 2,581 Est. Cost $77.88 Unrealized —

AXTI AXT INC 0.2%

Value ($000) $190 Shares 43,900 Est. Cost $5.55 Unrealized 0.0%

— TEAM INC 0.1%

Value ($000) $157 Shares 10,750 Est. Cost $14.60 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IVV	ISHARES TR	272,921	$68,669	64.9%	$251.61	—	CORE S&P500 ETF	464287200
TDG	TRANSDIGM GROUP INC	20,944	$7,122	6.7%	$254.69	0.0%	COM	893641100
DMLP	DORCHESTER MINERALS LP	371,762	$5,442	5.1%	$14.64	—	COM UNIT	25820R105
VGSH	VANGUARD SCOTTSDALE FDS	57,753	$3,472	3.3%	$60.12	—	SHORT TERM TREAS	92206C102
KMI	KINDER MORGAN INC DEL	212,024	$3,260	3.1%	$11.20	0.0%	COM	49456B101
—	MAGELLAN MIDSTREAM PRTNRS LP	29,683	$1,693	1.6%	$57.04	—	COM UNIT RP LP	559080106
CHTR	CHARTER COMMUNICATIONS INC N	5,326	$1,517	1.4%	$313.65	0.0%	CL A	16119P108
SHY	ISHARES TR	17,232	$1,440	1.4%	$83.57	—	1 3 YR TREAS BD	464287457
POST	POST HLDGS INC	13,904	$1,239	1.2%	$60.24	0.0%	COM	737446104
—	BROOKFIELD ASSET MGMT INC	31,337	$1,201	1.1%	$38.33	—	CL A LTD VT SH	112585104
—	DISH NETWORK CORP	33,417	$834	0.8%	$24.96	—	CL A	25470M109
META	FACEBOOK INC	6,107	$800	0.8%	$143.86	0.0%	CL A	30303M102
SHV	ISHARES TR	7,047	$777	0.7%	$110.26	—	SHORT TREAS BD	464288679
NXST	NEXSTAR MEDIA GROUP INC	9,415	$740	0.7%	$64.15	0.0%	CL A	65336K103
OZK	BANK OZK	25,790	$588	0.6%	$21.29	0.0%	COM	06417N103
—	LIBERTY GLOBAL PLC	27,463	$566	0.5%	$20.61	—	SHS CL C	G5480U120
FTNT	FORTINET INC	8,000	$563	0.5%	$15.23	0.0%	COM	34959E109
SU	SUNCOR ENERGY INC NEW	20,030	$560	0.5%	$25.07	0.0%	COM	867224107
LILAK	LIBERTY LATIN AMERICA LTD	36,143	$526	0.5%	$16.97	0.0%	COM CL C	G9001E128
IWB	ISHARES TR	3,748	$519	0.5%	$138.47	—	RUS 1000 ETF	464287622
XOM	EXXON MOBIL CORP	7,303	$497	0.5%	$56.39	0.0%	COM	30231G102
IVW	ISHARES TR	2,973	$447	0.4%	$150.35	—	S&P 500 GRWT ETF	464287309
IWO	ISHARES TR	2,459	$413	0.4%	$167.95	—	RUS 2000 GRW ETF	464287648
SATS	ECHOSTAR CORP	10,193	$374	0.4%	$32.97	0.0%	CL A	278768106
PNC	PNC FINL SVCS GROUP INC	3,000	$350	0.3%	$98.99	0.0%	COM	693475105
SPY	SPDR S&P 500 ETF TR	1,176	$293	0.3%	$249.15	—	TR UNIT	78462F103
VZ	VERIZON COMMUNICATIONS INC	4,484	$252	0.2%	$38.62	0.0%	COM	92343V104
EFA	ISHARES TR	3,933	$231	0.2%	$58.73	—	MSCI EAFE ETF	464287465
MRK	MERCK & CO INC	2,986	$228	0.2%	$56.50	0.0%	COM	58933Y105
VXUS	VANGUARD STAR FD	4,769	$225	0.2%	$47.18	—	VG TL INTL STK F	921909768
—	DOWDUPONT INC	3,898	$208	0.2%	$53.36	—	COM	26078J100
XLK	SELECT SECTOR SPDR TR	3,345	$207	0.2%	$61.88	—	TECHNOLOGY	81369Y803
VCSH	VANGUARD SCOTTSDALE FDS	2,581	$201	0.2%	$77.88	—	SHRT TRM CORP BD	92206C409
AXTI	AXT INC	43,900	$190	0.2%	$5.55	0.0%	COM	00246W103
—	TEAM INC	10,750	$157	0.1%	$14.60	—	COM	878155100