Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q1 2022 (← Previous) (Next →)
Filing Date: May 16, 2022
Total Value: $670M (74.3% shares, 25.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ION GEOPHYSICAL CORP | 3,150,000 | $172M | 25.7% | $101.54 | — | NOTE | 462044AJ7 |
| — | SPDR S&P 500 ETF TR | 2,214 | $99.99M | 14.9% | — | — | Call | 78462F903 |
| — | DIGITAL WORLD ACQUISITION CO | 10,311 | $66.52M | 9.9% | — | — | Put | 25400Q955 |
| — | ISHARES RUSSELL 2000 | 3,076 | $63.14M | 9.4% | — | — | Call | 464287905 |
| — | ISHARES RUSSELL 2000 | 2,740 | $56.24M | 8.4% | — | — | Put | 464287955 |
| — | SPDR S&P 500 ETF TR | 1,642 | $50.93M | 7.6% | — | — | Put | 78464F950 |
| — | DIGITAL WORLD ACQUISITION CO | 5,312 | $34.27M | 5.1% | — | — | Call | 25400Q905 |
| — | VIRPAX PHARMACEUTICALS INC | 1,005,156 | $18.34M | 2.7% | $6.50 | — | COM | 928251107 |
| — | BARCLAYS BANK PLC | 4,195 | $10.78M | 1.6% | — | — | Call | 06747R907 |
| — | BRIACELL THERAPEUTICS CORP | 6,519 | $6.61M | 1.0% | — | — | Put | 10778Y952 |
| — | PERSHING SQUARE TONTINE HLDG | 2,007 | $3.992M | 0.6% | — | — | Call | 71531R909 |
| — | COCRYSTAL PHARMA INC | 5,612,037 | $3.087M | 0.5% | $1.19 | — | COM | 19188J300 |
| PMCB | PHARMACYTE BIOTECH INC | 1,275,468 | $2.934M | 0.4% | $6.17 | -64.0% | COM | 71715X203 |
| — | BIOVIE INC | 612,914 | $2.893M | 0.4% | $6.21 | — | CL A | 09074F207 |
| — | NISUN INTL ENT DVPMT GP CO LTD | 2,876,526 | $2.814M | 0.4% | $3.21 | — | COM | G6593L106 |
| — | PROSHARES TR | 964 | $2.753M | 0.4% | — | — | Put | 74347G950 |
| CNTX | CONTEXT THERAPEUTICS INC | 1,165,100 | $2.528M | 0.4% | $4.98 | -57.8% | COM | 21077P108 |
| — | AGM GROUP HOLDINGS INC | 1,178,012 | $2.45M | 0.4% | $2.40 | — | COM | G0132V105 |
| — | HUMANCO ACQUISITION CORP | 244,684 | $2.403M | 0.4% | $9.92 | — | CL A | 44487N109 |
| — | CANAAN INC | 4,420 | $2.4M | 0.4% | — | — | Put | 134748952 |
| — | NEWAGE INC | 3,956,726 | $2.299M | 0.3% | $1.70 | — | COM | 650194103 |
| OGBLY | ONION GLOBAL LIMITED | 1,320,750 | $2.14M | 0.3% | $2.52 | — | ADS | 68277G107 |
| — | NRX PHARMACEUTICALS INC | 782,473 | $1.917M | 0.3% | $2.45 | — | COM | 629444100 |
| — | KEMPHARM INC | 3,651 | $1.836M | 0.3% | — | — | Put | 488445956 |
| — | RECON TECHNOLOGY LTD | 1,681,766 | $1.816M | 0.3% | $2.55 | — | CL A | G7415M124 |
| GLBS | GLOBUS MARITIME LIMITED | 714,163 | $1.65M | 0.2% | $4.13 | -49.5% | COM | Y27265126 |
| PULM | PULMATRIX INC | 237,958 | $1.625M | 0.2% | $7.26 | 0.0% | COM | 74584P301 |
| — | CINGULATE INC | 754,130 | $1.486M | 0.2% | $2.76 | — | COM | 17248W105 |
| — | CALADRIUS BIOSCIENCES INC | 2,371,525 | $1.483M | 0.2% | $0.92 | — | COM | 128058203 |
| — | REWALK ROBOTICS LIMITED | 1,271,062 | $1.474M | 0.2% | $1.93 | — | SHS | M8216Q200 |
| — | ATOSSA THERAPEUTICS INC | 11,448 | $1.431M | 0.2% | — | — | Put | 04962H956 |
| AFIB | ACUTUS MEDICAL INC | 1,018,950 | $1.416M | 0.2% | $6.92 | -69.1% | COM | 005111109 |
| — | SPHERE 3D CORP | 6,379 | $1.34M | 0.2% | — | — | Put | 84841L958 |
| — | VINCERX PHARMA INC | 327,236 | $1.309M | 0.2% | $11.79 | — | COM | 92731L106 |
| ZVRA | KEMPHARM INC | 258,780 | $1.302M | 0.2% | $6.70 | -5.1% | COM | 488445206 |
| — | BIT DIGITAL INC | 3,422 | $1.232M | 0.2% | — | — | Put | G1144A955 |
| — | EKSO BIONICS HOLDINGS INC | 398,800 | $1.153M | 0.2% | $5.56 | — | COM | 282644301 |
| — | KANDI TECHNOLGIES INC | 3,524 | $1.128M | 0.2% | — | — | Put | 483709951 |
| — | US WELL SERVICES INC | 974,275 | $1.072M | 0.2% | $1.10 | — | CL A | 91274U200 |
| — | CORE SCIENTIFIC INC | 1,296 | $1.067M | 0.2% | — | — | Call | 21873J908 |
| — | APPLIED GENETIC TECHNOLOGIES | 970,057 | $1.038M | 0.2% | $1.07 | — | COM | 03820J100 |
| — | BIT MINING LIMITED | 347,299 | $969K | 0.1% | $2.79 | — | ADR | 055474100 |
| — | SPHERE 3D CORP | 432,840 | $909K | 0.1% | $2.60 | — | COM | 84841L308 |
| — | CATALYST BIOSCIENCES INC | 1,320,000 | $871K | 0.1% | $1.14 | — | COM | 14888D208 |
| — | ACTINIUM PHARMACEUTICALS INC | 1,699 | $868K | 0.1% | — | — | Call | 00507W906 |
| — | KANDI TECHNOLGIES INC | 268,052 | $858K | 0.1% | $4.25 | — | COM | 483709101 |
| — | ASLAN PHARMACEUTICALS LIMITED | 932,399 | $839K | 0.1% | $2.76 | — | ADS | 04522R101 |
| — | CURIS INC | 345,905 | $823K | 0.1% | $4.83 | — | COM | 231269200 |
| — | ATHERSYS INC | 291,444 | $816K | 0.1% | $2.26 | — | COM | 04744L106 |
| — | SPI ENERGY CO LTD | 2,774 | $796K | 0.1% | — | — | Put | G8651P950 |
| BEAT | HEARTBEAM INC | 413,089 | $762K | 0.1% | $3.80 | -42.8% | COM | 42238H108 |
| — | ACTINIUM PHARMACEUTICALS INC | 1,471 | $752K | 0.1% | — | — | Put | 00507W956 |
| — | TANTECH HOLDINGS LTD | 1,541,060 | $734K | 0.1% | $0.48 | — | SHS | G8675X123 |
| — | SPLASH BEVERAGE GROUP INC | 2,581 | $733K | 0.1% | — | — | Put | 84862C953 |
| — | HARBOR CUSTOM DEV INC | 1,973,494 | $730K | 0.1% | $0.76 | — | *W | 41150T124 |
| — | 9 METERS BIOPHARMA INC | 1,573 | $687K | 0.1% | — | — | Call | 654405909 |
| — | IMPERIAL PETE INC | 4,168 | $604K | 0.1% | — | — | Put | Y3894J954 |
| — | PROGENITY INC | 5,161 | $599K | 0.1% | — | — | Put | 74319F957 |
| — | PROGENITY INC | 499,357 | $579K | 0.1% | $2.09 | — | COM | 74319F107 |
| — | XPRESSPA GROUP INC | 4,928 | $557K | 0.1% | — | — | Put | 98420U953 |
| SPIEF | SPI ENERGY CO LTD | 191,624 | $550K | 0.1% | $3.20 | 0.0% | SHS | G8651P110 |
| — | OLB GROUP INC | 284,600 | $498K | 0.1% | $2.65 | — | COM | 67086U307 |
| — | REWALK ROBOTICS LIMITED | 4,254 | $493K | 0.1% | — | — | Put | M8216Q950 |
| — | ATOSSA THERAPEUTICS INC | 362,072 | $453K | 0.1% | $1.25 | — | COM | 04962H506 |
| — | NRX PHARMACEUTICALS INC | 1,813 | $444K | 0.1% | — | — | Put | 629444950 |
| GFAIW | GUARDFORCE AI CO LTD | 1,163,566 | $443K | 0.1% | $0.75 | — | *W | G4236L120 |
| — | AMPLITECH GROUP INC | 455,920 | $438K | 0.1% | $3.57 | — | *W | 03211Q119 |
| — | DIGITAL ALLY INC | 398,187 | $434K | 0.1% | $1.30 | — | COM | 25382P208 |
| — | CONTRAFECT CORP | 1,135 | $414K | 0.1% | — | — | Call | 212326900 |
| AMPG | AMPLITECH GROUP INC | 122,400 | $411K | 0.1% | $5.28 | -38.0% | COM | 03211Q200 |
| — | VISTAGEN THERAPEUTICS INC | 3,135 | $389K | 0.1% | — | — | Put | 92840H952 |
| — | LEXARIA BIOSCIENCE CORP | 425,883 | $383K | 0.1% | $2.20 | — | *W | 52886N117 |
| — | TWIN VEE POWERCATS CO | 90,656 | $378K | 0.1% | $3.60 | — | COM | 90177C101 |
| — | SMART FOR LIFE INC | 329,537 | $369K | 0.1% | $1.12 | — | COM | 83204U103 |
| — | DIGITAL ALLY INC | 3,277 | $357K | 0.1% | — | — | Put | 25382P958 |
| — | SPLASH BEVERAGE GROUP INC | 122,698 | $348K | 0.1% | $2.84 | — | COM | 84862C203 |
| — | CONTRAFECT CORP | 94,020 | $343K | 0.1% | $4.51 | — | COM | 212326300 |
| — | CHECK CAP LTD | 875,057 | $340K | 0.1% | $0.39 | — | SHS | M2361E203 |
| — | NEUROBO PHARMACEUTICALS INC | 373,111 | $337K | 0.1% | $1.22 | — | COM | 64132R107 |
| — | CEA INDUSTRIES INC | 133,081 | $334K | 0.0% | $2.51 | — | COM | 86887P200 |
| — | BIT MINING LIMITED | 1,152 | $321K | 0.0% | — | — | Put | 055474950 |
| — | CBAK ENERGY TECHNOLOGY INC | 2,492 | $319K | 0.0% | — | — | Put | 14986C952 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 317,185 | $317K | 0.0% | $1.10 | — | *W | 84862C112 |
| — | BRIACELL THERAPEUTICS CORP | 29,962 | $304K | 0.0% | $10.15 | — | COM | 10778Y302 |
| — | APPLIED GENETIC TECHNOLOGIES | 2,737 | $293K | 0.0% | — | — | Put | 03820J950 |
| CYRNQ | CYREN LTD | 57,493 | $290K | 0.0% | $5.42 | 0.0% | COM | M26895132 |
| GMBLZ | ESPORTS ENTERTAINMENT GROUP | 1,000,000 | $270K | 0.0% | $0.27 | — | *W | 29667K132 |
| — | ION GEOPHYSICAL | 3,059 | $267K | 0.0% | — | — | Put | 462044957 |
| CAN | CANAAN INC | 49,058 | $266K | 0.0% | $5.59 | — | ADS | 134748102 |
| — | ADITXT INC | 577,727 | $264K | 0.0% | $0.74 | — | COM | 007025109 |
| CBAT | CBAK ENERGY TECHNOLOGY INC | 200,025 | $256K | 0.0% | $2.14 | -41.9% | COM | 14986C102 |
| — | BIO-KEY INTERNATIONAL INC | 1,056 | $253K | 0.0% | — | — | Put | 09060C958 |
| — | THE9 LIMITED | 79,653 | $237K | 0.0% | $10.50 | — | ADS | 88337K302 |
| — | PROGENITY INC | 2,027 | $235K | 0.0% | — | — | Call | 74319F907 |
| — | TRICIDA INC | 4,738 | $226K | 0.0% | — | — | Call | 89610F901 |
| FLUX | FLUX POWER HOLDINGS INC | 77,833 | $208K | 0.0% | $8.45 | -64.0% | COM | 344057302 |
| — | MOGO INC | 67,651 | $197K | 0.0% | $2.91 | — | COM | 60800C109 |
| — | BIOPHYTIS SA | 77,819 | $196K | 0.0% | $12.09 | — | ADS | 09076G104 |
| — | OCEAN POWER TECHNOLOGIES INC | 1,382 | $195K | 0.0% | — | — | Put | 674870956 |
| — | THE9 LIMITED | 652 | $194K | 0.0% | — | — | Put | 88337K952 |
| — | GLOBUS MARITIME LIMITED | 819 | $189K | 0.0% | — | — | Put | Y27265956 |
| — | BIT BROTHER LIMITED | 500,000 | $170K | 0.0% | $0.34 | — | CL A | G1144D109 |
| — | PHARMACYTE BIOTECH INC | 687 | $158K | 0.0% | — | — | Put | 71715X953 |
| CINGW | CINGULATE INC | 555,754 | $156K | 0.0% | $0.67 | — | *W | 17248W113 |
| — | CASTOR MARITIME INC | 824 | $152K | 0.0% | — | — | Put | Y1146L955 |
| — | INHIBIKASE THERAPEUTICS INC | 99,000 | $147K | 0.0% | $2.80 | — | COM | 45719W106 |
| — | MOGO INC | 497 | $145K | 0.0% | — | — | Put | 60800C959 |
| — | PURPLE BIOTECH LTD | 352 | $138K | 0.0% | — | — | Put | 74638P959 |
| BEATW | HEARTBEAM INC | 360,458 | $133K | 0.0% | $0.75 | — | *W | 42238H116 |
| MODD | MODULAR MEDICAL INC | 30,285 | $133K | 0.0% | $3.90 | 0.0% | COM | 60785L207 |
| — | CASTOR MARITIME INC | 68,419 | $126K | 0.0% | $2.36 | — | SHS | Y1146L125 |
| — | IMPERIAL PETE INC | 86,466 | $125K | 0.0% | $1.45 | — | COM | Y3894J104 |
| — | ATOSSA THERAPEUTICS INC | 958 | $120K | 0.0% | — | — | Call | 04962H906 |
| — | NOVAN INC | 28,838 | $114K | 0.0% | $7.99 | — | COM | 66988N205 |
| — | MMTEC INC | 184,633 | $114K | 0.0% | $2.43 | — | COM | G6181K106 |
| — | PURPLE BIOTECH LTD | 26,672 | $105K | 0.0% | $3.94 | — | ADS | 74638P109 |
| — | BIO-KEY INTERNATIONAL INC | 43,652 | $105K | 0.0% | $2.83 | — | COM | 09060C408 |
| — | KIROMIC BIOPHARMA INC | 106,758 | $91,000 | 0.0% | $4.04 | — | COM | 497634105 |
| — | WIMI HOLOGRAM CLOUD INC | 33,400 | $89,000 | 0.0% | $4.34 | — | ADS | 97264L100 |
| — | WIMI HOLOGRAM CLOUD INC | 334 | $89,000 | 0.0% | — | — | Put | 97264L950 |
| — | ATHERSYS INC | 307 | $86,000 | 0.0% | — | — | Put | 04744L956 |
| — | ADITXT INC | 1,890 | $86,000 | 0.0% | — | — | Put | 007025959 |
| — | ARCADIA BIOSCIENCES INC | 553 | $77,000 | 0.0% | — | — | Put | 039014954 |
| — | ALPINE 4 HOLDINGS INC | 735 | $77,000 | 0.0% | — | — | Put | 02083E955 |
| 616A | EQONEX LTD | 33,887 | $76,000 | 0.0% | $2.86 | — | SHS | Y2074E109 |
| — | BIOCEPT INC | 30,502 | $71,000 | 0.0% | $3.13 | — | COM | 09072V501 |
| — | HUMANCO ACQUISITION CORP | 200,314 | $64,000 | 0.0% | $1.26 | — | *W | 44487N117 |
| — | TRICIDA INC | 1,229 | $59,000 | 0.0% | — | — | Put | 89610F951 |
| — | 9 METERS BIOPHARMA INC | 115 | $50,000 | 0.0% | — | — | Put | 654405959 |
| — | ESPERION THERAPEUTICS INC | 100 | $46,000 | 0.0% | — | — | Call | 29664W905 |
| — | NUZEE INC | 193 | $42,000 | 0.0% | — | — | Put | 67073S958 |
| — | EXELA TECHNOLOGIES INC | 903 | $38,000 | 0.0% | — | — | Put | 30162V959 |
| — | BONE BIOLOGICS CORP | 108,476 | $37,000 | 0.0% | $0.70 | — | *W | 098070113 |
| — | SPHERE 3D CORP | 178 | $37,000 | 0.0% | — | — | Call | 84841L908 |
| — | BAUDAX BIO INC | 18,900 | $33,000 | 0.0% | $1.75 | — | COM | 07160F206 |
| — | EXELA TECHNOLOGIES INC | 70,579 | $29,000 | 0.0% | $0.88 | — | COM | 30162V409 |
| — | EQONEX LTD | 125 | $28,000 | 0.0% | — | — | Put | Y2074E959 |
| STAB | STATERA BIOPHARMA INC | 69,103 | $22,000 | 0.0% | $3.36 | -68.2% | COM | 857561104 |
| — | EVOFEM BIOSCIENCES INC | 476 | $16,000 | 0.0% | — | — | Put | 30048L954 |
| — | APPLIED GENETIC TECHNOLOGIES | 140 | $15,000 | 0.0% | — | — | Call | 03820J900 |
| — | SIYATA MOBILE INC | 10,184 | $13,000 | 0.0% | $1.28 | — | COM | 83013Q509 |
| — | NANOVIBRONIX INC | 10,000 | $12,000 | 0.0% | $2.10 | — | COM | 63008J108 |
| — | ESPORTS ENTERTAINMENT GROUP | 100 | $7,000 | 0.0% | — | — | Put | 29667K956 |
| — | HARBOR CUSTOM DEV INC | 319 | $5,000 | 0.0% | $15.70 | — | PFD SR A | 41150T207 |
| — | SURGALIGN HOLDINGS INC | 120 | $4,000 | 0.0% | — | — | Put | 86882C955 |
| — | GROM SOCIAL ENTERPRISES INC | 12,737 | $3,000 | 0.0% | $0.98 | — | *W | 39878L118 |