Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 12, 2013

Total Value ($000): $256,925 (100.0% shares, 0.0% debt)

Holdings (19)

— WELLS FARGO & CO NEW 17.1%

Value ($000) $44,003 Shares 36,977 Est. Cost $1190.01 Unrealized —

— HSBC HLDGS PLC 12.8%

Value ($000) $32,934 Shares 1,323,738 Est. Cost $24.88 Unrealized —

— BANK OF AMERICA CORPORATION 12.3%

Value ($000) $31,599 Shares 28,372 Est. Cost $1113.74 Unrealized —

— BARCLAYS BANK PLC 11.3%

Value ($000) $28,930 Shares 1,156,719 Est. Cost $25.01 Unrealized —

— ROYAL BK SCOTLAND GROUP PLC 11.1%

Value ($000) $28,431 Shares 1,389,011 Est. Cost $20.47 Unrealized —

— BARCLAYS BANK PLC 9.8%

Value ($000) $25,235 Shares 996,266 Est. Cost $25.33 Unrealized —

— BARCLAYS BANK PLC 7.8%

Value ($000) $20,117 Shares 796,716 Est. Cost $25.25 Unrealized —

— BLACKROCK CR ALLCTN INC TR 6.2%

Value ($000) $15,897 Shares 1,224,706 Est. Cost $12.98 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 4.8%

Value ($000) $12,331 Shares 677,144 Est. Cost $18.21 Unrealized —

— ROYAL BK SCOTLAND GROUP PLC 2.6%

Value ($000) $6,753 Shares 302,681 Est. Cost $22.31 Unrealized —

— COMMONWEALTH REIT 1.1%

Value ($000) $2,907 Shares 125,781 Est. Cost $23.11 Unrealized —

— BARCLAYS BK PLC 0.8%

Value ($000) $1,996 Shares 80,773 Est. Cost $24.71 Unrealized —

— ROYAL BK SCOTLAND GROUP PLC 0.7%

Value ($000) $1,676 Shares 79,655 Est. Cost $21.04 Unrealized —

— BB&T CORP 0.5%

Value ($000) $1,202 Shares 52,525 Est. Cost $22.88 Unrealized —

— KEYCORP NEW 0.5%

Value ($000) $1,166 Shares 9,362 Est. Cost $124.55 Unrealized —

— ROYAL BK SCOTLAND GROUP PLC 0.2%

Value ($000) $604 Shares 28,459 Est. Cost $21.22 Unrealized —

— ROYAL BK SCOTLAND GROUP PLC 0.2%

Value ($000) $517 Shares 25,033 Est. Cost $20.65 Unrealized —

— ROYAL BK SCOTLAND GROUP PLC 0.1%

Value ($000) $360 Shares 16,482 Est. Cost $21.84 Unrealized —

— NATIONAL WESTMINSTER BK PLC 0.1%

Value ($000) $267 Shares 10,623 Est. Cost $25.13 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO & CO NEW	36,977	$44,003	17.1%	$1190.01	—	PERP PFD CNV A	949746804
—	HSBC HLDGS PLC	1,323,738	$32,934	12.8%	$24.88	—	ADR A 1/40PF A	404280604
—	BANK OF AMERICA CORPORATION	28,372	$31,599	12.3%	$1113.74	—	7.25%CNV PFD L	060505682
—	BARCLAYS BANK PLC	1,156,719	$28,930	11.3%	$25.01	—	SP ADR 7.1%PF3	06739H776
—	ROYAL BK SCOTLAND GROUP PLC	1,389,011	$28,431	11.1%	$20.47	—	SP ADR L RP PF	780097788
—	BARCLAYS BANK PLC	996,266	$25,235	9.8%	$25.33	—	ADR PFD SR 5	06739H362
—	BARCLAYS BANK PLC	796,716	$20,117	7.8%	$25.25	—	ADS7.75%PFD S4	06739H511
—	BLACKROCK CR ALLCTN INC TR	1,224,706	$15,897	6.2%	$12.98	—	COM	092508100
—	HANCOCK JOHN PFD INCOME FD I	677,144	$12,331	4.8%	$18.21	—	COM	41021P103
—	ROYAL BK SCOTLAND GROUP PLC	302,681	$6,753	2.6%	$22.31	—	ADR PREF SHS Q	780097754
—	COMMONWEALTH REIT	125,781	$2,907	1.1%	$23.11	—	6.50% PFD CUM CO	203233408
—	BARCLAYS BK PLC	80,773	$1,996	0.8%	$24.71	—	ADR 2 PREF 2	06739F390
—	ROYAL BK SCOTLAND GROUP PLC	79,655	$1,676	0.7%	$21.04	—	ADR PREF SER N	780097770
—	BB&T CORP	52,525	$1,202	0.5%	$22.88	—	DP SHS RP PF G	054937800
—	KEYCORP NEW	9,362	$1,166	0.5%	$124.55	—	PFD 7.75% SR A	493267405
—	ROYAL BK SCOTLAND GROUP PLC	28,459	$604	0.2%	$21.22	—	SP ADR PREF M	780097796
—	ROYAL BK SCOTLAND GROUP PLC	25,033	$517	0.2%	$20.65	—	ADR PREF SHS R	780097747
—	ROYAL BK SCOTLAND GROUP PLC	16,482	$360	0.1%	$21.84	—	SP ADR PREF S	780097739
—	NATIONAL WESTMINSTER BK PLC	10,623	$267	0.1%	$25.13	—	SPON ADR C	638539882