Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 10, 2016

Total Value ($000): $291,687 (100.0% shares, 0.0% debt)

Holdings (15)

— WELLS FARGO & CO NEW 32.7%

Value ($000) $95,484 Shares 79,240 Est. Cost $1174.72 Unrealized —

— HSBC HLDGS PLC 12.1%

Value ($000) $35,157 Shares 1,372,780 Est. Cost $24.92 Unrealized —

— ROYAL BK SCOTLAND GROUP PLC 10.3%

Value ($000) $30,107 Shares 1,244,110 Est. Cost $20.86 Unrealized —

— BARCLAYS BANK PLC 9.7%

Value ($000) $28,249 Shares 1,106,076 Est. Cost $25.02 Unrealized —

— ING GROEP N V 7.1%

Value ($000) $20,616 Shares 22,500,000 Est. Cost $0.97 Unrealized —

— BARCLAYS BANK PLC 6.3%

Value ($000) $18,375 Shares 707,810 Est. Cost $25.27 Unrealized —

— BARCLAYS BANK PLC 5.3%

Value ($000) $15,445 Shares 590,410 Est. Cost $25.33 Unrealized —

— BARCLAYS BK PLC 4.5%

Value ($000) $13,065 Shares 512,146 Est. Cost $25.26 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 4.3%

Value ($000) $12,643 Shares 670,344 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLCTN INC TR 4.1%

Value ($000) $12,101 Shares 966,571 Est. Cost $12.98 Unrealized —

— DIGITAL RLTY TR INC 1.8%

Value ($000) $5,302 Shares 205,498 Est. Cost $24.74 Unrealized —

— ROYAL BK SCOTLAND GROUP PLC 1.1%

Value ($000) $3,254 Shares 64,130 Est. Cost $27.01 Unrealized —

— KEYCORP NEW 0.4%

Value ($000) $1,025 Shares 7,850 Est. Cost $124.55 Unrealized —

— ROYAL BK SCOTLAND GROUP PLC 0.2%

Value ($000) $555 Shares 21,801 Est. Cost $25.34 Unrealized —

— NATIONAL WESTMINSTER BK PLC 0.1%

Value ($000) $309 Shares 11,963 Est. Cost $25.32 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO & CO NEW	79,240	$95,484	32.7%	$1174.72	—	PERP PFD CNV A	949746804
—	HSBC HLDGS PLC	1,372,780	$35,157	12.1%	$24.92	—	ADR A 1/40PF A	404280604
—	ROYAL BK SCOTLAND GROUP PLC	1,244,110	$30,107	10.3%	$20.86	—	SP ADR L RP PF	780097788
—	BARCLAYS BANK PLC	1,106,076	$28,249	9.7%	$25.02	—	SP ADR 7.1%PF3	06739H776
—	ING GROEP N V	22,500,000	$20,616	7.1%	$0.97	—	DBCV 6.500%12/2	456837AF0
—	BARCLAYS BANK PLC	707,810	$18,375	6.3%	$25.27	—	ADS7.75%PFD S4	06739H511
—	BARCLAYS BANK PLC	590,410	$15,445	5.3%	$25.33	—	ADR PFD SR 5	06739H362
—	BARCLAYS BK PLC	512,146	$13,065	4.5%	$25.26	—	ADR 2 PREF 2	06739F390
—	HANCOCK JOHN PFD INCOME FD I	670,344	$12,643	4.3%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLCTN INC TR	966,571	$12,101	4.1%	$12.98	—	COM	092508100
—	DIGITAL RLTY TR INC	205,498	$5,302	1.8%	$24.74	—	6.35% PFD CUM CV	253868863
—	ROYAL BK SCOTLAND GROUP PLC	64,130	$3,254	1.1%	$27.01	—	SPON ADR SER H	780097879
—	KEYCORP NEW	7,850	$1,025	0.4%	$124.55	—	PFD 7.75% SR A	493267405
—	ROYAL BK SCOTLAND GROUP PLC	21,801	$555	0.2%	$25.34	—	SP ADR PREF T	780097713
—	NATIONAL WESTMINSTER BK PLC	11,963	$309	0.1%	$25.32	—	SPON ADR C	638539882