STEELHEAD PARTNERS LLC Diversified Active

CIK: 0001133521 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 12, 2021

Total Value ($000): $1,322,165 (0.8% shares, 99.2% debt)

Holdings (39)

— OKTA INC 7.6%

Value ($000) $99,836 Shares 73,850,000 Est. Cost $1.33 Unrealized —

— SPLUNK INC 6.9%

Value ($000) $91,789 Shares 80,000,000 Est. Cost $1.17 Unrealized —

— PALO ALTO NETWORKS INC 6.9%

Value ($000) $91,094 Shares 68,800,000 Est. Cost $1.16 Unrealized —

— MONGODB INC 5.8%

Value ($000) $76,589 Shares 53,177,000 Est. Cost $1.44 Unrealized —

— HERCULES CAPITAL INC 5.7%

Value ($000) $75,205 Shares 73,550,000 Est. Cost $1.00 Unrealized —

— CYBERARK SOFTWARE LTD 5.1%

Value ($000) $66,932 Shares 61,653,000 Est. Cost $1.21 Unrealized —

— FIREEYE INC 4.8%

Value ($000) $63,745 Shares 56,550,000 Est. Cost $1.02 Unrealized —

— WORKIVA INC 4.7%

Value ($000) $62,088 Shares 47,000,000 Est. Cost $1.01 Unrealized —

— INTERDIGITAL INC 4.4%

Value ($000) $57,857 Shares 54,437,000 Est. Cost $1.03 Unrealized —

— WEIBO CORP 3.7%

Value ($000) $48,680 Shares 49,799,000 Est. Cost $0.94 Unrealized —

— ALTAIR ENGR INC 3.7%

Value ($000) $48,489 Shares 33,500,000 Est. Cost $1.15 Unrealized —

— PROOFPOINT INC 3.1%

Value ($000) $41,577 Shares 38,971,000 Est. Cost $1.07 Unrealized —

— MOMO INC 3.0%

Value ($000) $39,471 Shares 44,969,000 Est. Cost $0.89 Unrealized —

— PURE STORAGE INC 2.9%

Value ($000) $38,223 Shares 34,614,000 Est. Cost $0.95 Unrealized —

— IONIS PHARMACEUTICALS INC 2.8%

Value ($000) $36,959 Shares 38,686,000 Est. Cost $1.03 Unrealized —

— GOLDMAN SACHS BDC INC 2.6%

Value ($000) $33,971 Shares 32,981,000 Est. Cost $1.01 Unrealized —

— EVERBRIDGE INC 2.1%

Value ($000) $27,451 Shares 21,542,000 Est. Cost $1.48 Unrealized —

— JAZZ INVESTMENTS I LTD 2.0%

Value ($000) $26,604 Shares 24,477,000 Est. Cost $0.95 Unrealized —

— PINDUODUO INC 2.0%

Value ($000) $26,197 Shares 24,750,000 Est. Cost $1.24 Unrealized —

— SAILPOINT TECHNOLOGIES HLDGS 2.0%

Value ($000) $26,043 Shares 14,000,000 Est. Cost $1.94 Unrealized —

— TWITTER INC 1.9%

Value ($000) $24,666 Shares 18,500,000 Est. Cost $1.00 Unrealized —

— GREENBRIER COS INC 1.8%

Value ($000) $23,305 Shares 21,281,000 Est. Cost $1.01 Unrealized —

— COLLEGIUM PHARMACEUTICAL INC 1.7%

Value ($000) $22,877 Shares 21,000,000 Est. Cost $0.96 Unrealized —

— TPG SPECIALTY LENDING INC 1.7%

Value ($000) $22,805 Shares 20,606,000 Est. Cost $1.00 Unrealized —

— WINNEBAGO INDS INC 1.4%

Value ($000) $18,904 Shares 13,614,000 Est. Cost $1.39 Unrealized —

— COUPA SOFTWARE INC 1.3%

Value ($000) $17,019 Shares 10,000,000 Est. Cost $1.70 Unrealized —

— KARYOPHARM THERAPEUTICS INC 1.3%

Value ($000) $16,661 Shares 16,000,000 Est. Cost $1.43 Unrealized —

— JAZZ INVESTMENTS I LTD 1.2%

Value ($000) $16,495 Shares 16,200,000 Est. Cost $0.98 Unrealized —

— ALTERYX INC 0.9%

Value ($000) $12,131 Shares 12,985,000 Est. Cost $1.00 Unrealized —

— SMART GLOBAL HLDGS INC 0.9%

Value ($000) $11,894 Shares 9,000,000 Est. Cost $1.32 Unrealized —

— NEW MTN FIN CORP 0.9%

Value ($000) $11,630 Shares 11,100,000 Est. Cost $1.01 Unrealized —

— NEW RELIC INC 0.8%

Value ($000) $10,287 Shares 10,504,000 Est. Cost $0.97 Unrealized —

— ARES CAPITAL CORP 0.7%

Value ($000) $8,711 Shares 8,442,000 Est. Cost $1.00 Unrealized —

— NUTANIX INC 0.6%

Value ($000) $8,454 Shares 8,642,000 Est. Cost $1.01 Unrealized —

— INTREXON CORP 0.5%

Value ($000) $6,978 Shares 8,000,000 Est. Cost $0.87 Unrealized —

— AES CORP 0.4%

Value ($000) $5,145 Shares 50,000 Est. Cost $102.90 Unrealized —

— OAK STR HEALTH INC 0.2%

Value ($000) $3,294 Shares 60,700 Est. Cost $54.27 Unrealized —

ITRI ITRON INC 0.1%

Value ($000) $1,871 Shares 21,100 Est. Cost $98.89 Unrealized 0.0%

PGEN PRECIGEN INC 0.0%

Value ($000) $238 Shares 34,576 Est. Cost $8.45 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	OKTA INC	73,850,000	$99,836	7.6%	$1.33	—	NOTE 0.125% 9/0	679295AD7
—	SPLUNK INC	80,000,000	$91,789	6.9%	$1.17	—	NOTE 0.500% 9/1	848637AC8
—	PALO ALTO NETWORKS INC	68,800,000	$91,094	6.9%	$1.16	—	NOTE 0.750% 7/0	697435AD7
—	MONGODB INC	53,177,000	$76,589	5.8%	$1.44	—	NOTE 0.250% 1/1	60937PAD8
—	HERCULES CAPITAL INC	73,550,000	$75,205	5.7%	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	CYBERARK SOFTWARE LTD	61,653,000	$66,932	5.1%	$1.21	—	NOTE 11/1	23248VAB1
—	FIREEYE INC	56,550,000	$63,745	4.8%	$1.02	—	NOTE 0.875% 6/0	31816QAF8
—	WORKIVA INC	47,000,000	$62,088	4.7%	$1.01	—	NOTE 1.125% 8/1	98139AAB1
—	INTERDIGITAL INC	54,437,000	$57,857	4.4%	$1.03	—	NOTE 2.000% 6/0	45867GAB7
—	WEIBO CORP	49,799,000	$48,680	3.7%	$0.94	—	NOTE 1.250%11/1	948596AC5
—	ALTAIR ENGR INC	33,500,000	$48,489	3.7%	$1.15	—	NOTE 0.250% 6/0	021369AA1
—	PROOFPOINT INC	38,971,000	$41,577	3.1%	$1.07	—	NOTE 0.250% 8/1	743424AF0
—	MOMO INC	44,969,000	$39,471	3.0%	$0.89	—	NOTE 1.250% 7/0	60879BAB3
—	PURE STORAGE INC	34,614,000	$38,223	2.9%	$0.95	—	NOTE 0.125% 4/1	74624MAB8
—	IONIS PHARMACEUTICALS INC	38,686,000	$36,959	2.8%	$1.03	—	NOTE 0.125%12/1	462222AB6
—	GOLDMAN SACHS BDC INC	32,981,000	$33,971	2.6%	$1.01	—	NOTE 4.500% 4/0	38147UAB3
—	EVERBRIDGE INC	21,542,000	$27,451	2.1%	$1.48	—	NOTE 0.125%12/1	29978AAC8
—	JAZZ INVESTMENTS I LTD	24,477,000	$26,604	2.0%	$0.95	—	NOTE 1.500% 8/1	472145AD3
—	PINDUODUO INC	24,750,000	$26,197	2.0%	$1.24	—	NOTE 12/0	722304AC6
—	SAILPOINT TECHNOLOGIES HLDGS	14,000,000	$26,043	2.0%	$1.94	—	NOTE 0.125% 9/1	78781PAB1
—	TWITTER INC	18,500,000	$24,666	1.9%	$1.00	—	NOTE 0.250% 6/1	90184LAF9
—	GREENBRIER COS INC	21,281,000	$23,305	1.8%	$1.01	—	NOTE 2.875% 2/0	393657AK7
—	COLLEGIUM PHARMACEUTICAL INC	21,000,000	$22,877	1.7%	$0.96	—	NOTE 2.625% 2/1	19459JAA2
—	TPG SPECIALTY LENDING INC	20,606,000	$22,805	1.7%	$1.00	—	NOTE 4.500% 8/0	87265KAD4
—	WINNEBAGO INDS INC	13,614,000	$18,904	1.4%	$1.39	—	NOTE 1.500% 4/0	974637AB6
—	COUPA SOFTWARE INC	10,000,000	$17,019	1.3%	$1.70	—	NOTE 0.125% 6/1	22266LAC0
—	KARYOPHARM THERAPEUTICS INC	16,000,000	$16,661	1.3%	$1.43	—	NOTE 3.000%10/1	48576UAA4
—	JAZZ INVESTMENTS I LTD	16,200,000	$16,495	1.2%	$0.98	—	NOTE 1.875% 8/1	472145AB7
—	ALTERYX INC	12,985,000	$12,131	0.9%	$1.00	—	NOTE 0.500% 8/0	02156BAD5
—	SMART GLOBAL HLDGS INC	9,000,000	$11,894	0.9%	$1.32	—	NOTE 2.250% 2/1	83205YAB0
—	NEW MTN FIN CORP	11,100,000	$11,630	0.9%	$1.01	—	NOTE 5.750% 8/1	647551AC4
—	NEW RELIC INC	10,504,000	$10,287	0.8%	$0.97	—	NOTE 0.500% 5/0	64829BAB6
—	ARES CAPITAL CORP	8,442,000	$8,711	0.7%	$1.00	—	NOTE 3.750% 2/0	04010LAT0
—	NUTANIX INC	8,642,000	$8,454	0.6%	$1.01	—	NOTE 1/1	67059NAB4
—	INTREXON CORP	8,000,000	$6,978	0.5%	$0.87	—	NOTE 3.500% 7/0	46122TAA0
—	AES CORP	50,000	$5,145	0.4%	$102.90	—	UNIT 99/99/9999	00130H204
—	OAK STR HEALTH INC	60,700	$3,294	0.2%	$54.27	—	COM	67181A107
ITRI	ITRON INC	21,100	$1,871	0.1%	$98.89	0.0%	COM	465741106
PGEN	PRECIGEN INC	34,576	$238	0.0%	$8.45	0.0%	COM	74017N105