STEELHEAD PARTNERS LLC Diversified Active

CIK: 0001133521 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Oct 7, 2021

Total Value ($000): $1,332,441 (0.3% shares, 99.7% debt)

Holdings (40)

— OKTA INC 7.6%

Value ($000) $101,022 Shares 71,350,000 Est. Cost $1.34 Unrealized —

— CYBERARK SOFTWARE LTD 5.6%

Value ($000) $74,259 Shares 62,593,000 Est. Cost $1.21 Unrealized —

— FIREEYE INC 5.4%

Value ($000) $72,508 Shares 68,041,000 Est. Cost $1.03 Unrealized —

— SPLUNK INC 5.1%

Value ($000) $68,140 Shares 58,273,000 Est. Cost $1.17 Unrealized —

— ZSCALER INC 5.0%

Value ($000) $66,153 Shares 36,250,000 Est. Cost $1.82 Unrealized —

— INTERDIGITAL INC 4.4%

Value ($000) $58,817 Shares 54,437,000 Est. Cost $1.03 Unrealized —

— WINNEBAGO INDS INC 4.3%

Value ($000) $57,139 Shares 43,000,000 Est. Cost $1.33 Unrealized —

— TWITTER INC 4.1%

Value ($000) $54,937 Shares 43,684,000 Est. Cost $1.20 Unrealized —

— ZENDESK INC 3.8%

Value ($000) $50,799 Shares 40,000,000 Est. Cost $1.46 Unrealized —

— SEA LTD 3.8%

Value ($000) $50,694 Shares 50,000,000 Est. Cost $1.01 Unrealized —

— WORKIVA INC 3.5%

Value ($000) $46,950 Shares 25,000,000 Est. Cost $1.01 Unrealized —

— PALO ALTO NETWORKS INC 3.4%

Value ($000) $45,457 Shares 25,000,000 Est. Cost $1.16 Unrealized —

— DATADOG INC 3.4%

Value ($000) $45,124 Shares 27,357,000 Est. Cost $1.34 Unrealized —

— PALO ALTO NETWORKS INC 3.0%

Value ($000) $39,811 Shares 24,000,000 Est. Cost $1.36 Unrealized —

— HERCULES CAPITAL INC 2.9%

Value ($000) $39,116 Shares 37,590,000 Est. Cost $1.00 Unrealized —

— ALTAIR ENGR INC 2.9%

Value ($000) $38,803 Shares 25,000,000 Est. Cost $1.15 Unrealized —

— PACIRA BIOSCIENCES INC 2.6%

Value ($000) $35,292 Shares 32,500,000 Est. Cost $1.09 Unrealized —

— EVERBRIDGE INC 2.5%

Value ($000) $33,527 Shares 22,885,000 Est. Cost $1.48 Unrealized —

— GOLDMAN SACHS BDC INC 2.3%

Value ($000) $30,510 Shares 30,000,000 Est. Cost $1.01 Unrealized —

— ATLAS AIR WORLDWIDE HLDGS IN 2.2%

Value ($000) $29,457 Shares 20,254,000 Est. Cost $1.45 Unrealized —

— TURNING PT BRANDS INC 2.1%

Value ($000) $28,268 Shares 25,000,000 Est. Cost $1.13 Unrealized —

— IONIS PHARMACEUTICALS INC 1.9%

Value ($000) $25,701 Shares 28,000,000 Est. Cost $1.03 Unrealized —

— COUPA SOFTWARE INC 1.9%

Value ($000) $24,936 Shares 16,500,000 Est. Cost $1.63 Unrealized —

— TPG SPECIALTY LENDING INC 1.8%

Value ($000) $23,916 Shares 20,592,000 Est. Cost $1.00 Unrealized —

— SAILPOINT TECHNOLOGIES HLDGS 1.7%

Value ($000) $22,566 Shares 14,000,000 Est. Cost $1.94 Unrealized —

— COLLEGIUM PHARMACEUTICAL INC 1.6%

Value ($000) $21,084 Shares 21,000,000 Est. Cost $0.96 Unrealized —

— PINDUODUO INC 1.4%

Value ($000) $18,776 Shares 20,250,000 Est. Cost $1.16 Unrealized —

— GUIDEWIRE SOFTWARE INC 1.4%

Value ($000) $18,088 Shares 15,000,000 Est. Cost $1.21 Unrealized —

— SMART GLOBAL HLDGS INC 1.1%

Value ($000) $15,079 Shares 11,500,000 Est. Cost $1.32 Unrealized —

— ROYAL CARIBBEAN GROUP 1.1%

Value ($000) $15,043 Shares 10,674,000 Est. Cost $1.41 Unrealized —

— GUESS INC 1.1%

Value ($000) $14,530 Shares 13,000,000 Est. Cost $1.12 Unrealized —

— NEW MTN FIN CORP 0.9%

Value ($000) $11,856 Shares 11,216,000 Est. Cost $1.01 Unrealized —

— 8X8 INC NEW 0.8%

Value ($000) $11,259 Shares 10,000,000 Est. Cost $1.22 Unrealized —

— JAZZ INVESTMENTS I LTD 0.7%

Value ($000) $9,870 Shares 9,727,000 Est. Cost $0.95 Unrealized —

— INTREXON CORP 0.7%

Value ($000) $9,835 Shares 12,000,000 Est. Cost $0.87 Unrealized —

— ARES CAPITAL CORP 0.7%

Value ($000) $9,104 Shares 8,442,000 Est. Cost $1.00 Unrealized —

— PAR TECHNOLOGY CORP 0.4%

Value ($000) $5,388 Shares 5,000,000 Est. Cost $1.08 Unrealized —

— KARYOPHARM THERAPEUTICS INC 0.4%

Value ($000) $5,254 Shares 7,000,000 Est. Cost $1.43 Unrealized —

— RBC BEARINGS INC 0.2%

Value ($000) $3,315 Shares 30,000 Est. Cost $110.50 Unrealized —

PGEN PRECIGEN INC 0.0%

Value ($000) $58 Shares 11,615 Est. Cost $8.45 Unrealized -31.9%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	OKTA INC	71,350,000	$101,022	7.6%	$1.34	—	NOTE 0.125% 9/0	679295AD7
—	CYBERARK SOFTWARE LTD	62,593,000	$74,259	5.6%	$1.21	—	NOTE 11/1	23248VAB1
—	FIREEYE INC	68,041,000	$72,508	5.4%	$1.03	—	NOTE 0.875% 6/0	31816QAF8
—	SPLUNK INC	58,273,000	$68,140	5.1%	$1.17	—	NOTE 0.500% 9/1	848637AC8
—	ZSCALER INC	36,250,000	$66,153	5.0%	$1.82	—	NOTE 0.125% 7/0	98980GAB8
—	INTERDIGITAL INC	54,437,000	$58,817	4.4%	$1.03	—	NOTE 2.000% 6/0	45867GAB7
—	WINNEBAGO INDS INC	43,000,000	$57,139	4.3%	$1.33	—	NOTE 1.500% 4/0	974637AB6
—	TWITTER INC	43,684,000	$54,937	4.1%	$1.20	—	NOTE 0.250% 6/1	90184LAF9
—	ZENDESK INC	40,000,000	$50,799	3.8%	$1.46	—	NOTE 0.625% 6/1	98936JAD3
—	SEA LTD	50,000,000	$50,694	3.8%	$1.01	—	NOTE 0.250% 9/1	81141RAG5
—	WORKIVA INC	25,000,000	$46,950	3.5%	$1.01	—	NOTE 1.125% 8/1	98139AAB1
—	PALO ALTO NETWORKS INC	25,000,000	$45,457	3.4%	$1.16	—	NOTE 0.750% 7/0	697435AD7
—	DATADOG INC	27,357,000	$45,124	3.4%	$1.34	—	NOTE 0.125% 6/1	23804LAB9
—	PALO ALTO NETWORKS INC	24,000,000	$39,811	3.0%	$1.36	—	NOTE 0.375% 6/0	697435AF2
—	HERCULES CAPITAL INC	37,590,000	$39,116	2.9%	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	ALTAIR ENGR INC	25,000,000	$38,803	2.9%	$1.15	—	NOTE 0.250% 6/0	021369AA1
—	PACIRA BIOSCIENCES INC	32,500,000	$35,292	2.6%	$1.09	—	NOTE 0.750% 8/0	695127AF7
—	EVERBRIDGE INC	22,885,000	$33,527	2.5%	$1.48	—	NOTE 0.125%12/1	29978AAC8
—	GOLDMAN SACHS BDC INC	30,000,000	$30,510	2.3%	$1.01	—	NOTE 4.500% 4/0	38147UAB3
—	ATLAS AIR WORLDWIDE HLDGS IN	20,254,000	$29,457	2.2%	$1.45	—	NOTE 1.875% 6/0	049164BJ4
—	TURNING PT BRANDS INC	25,000,000	$28,268	2.1%	$1.13	—	NOTE 2.500% 7/1	90041LAE5
—	IONIS PHARMACEUTICALS INC	28,000,000	$25,701	1.9%	$1.03	—	NOTE 0.125%12/1	462222AB6
—	COUPA SOFTWARE INC	16,500,000	$24,936	1.9%	$1.63	—	NOTE 0.125% 6/1	22266LAC0
—	TPG SPECIALTY LENDING INC	20,592,000	$23,916	1.8%	$1.00	—	NOTE 4.500% 8/0	87265KAD4
—	SAILPOINT TECHNOLOGIES HLDGS	14,000,000	$22,566	1.7%	$1.94	—	NOTE 0.125% 9/1	78781PAB1
—	COLLEGIUM PHARMACEUTICAL INC	21,000,000	$21,084	1.6%	$0.96	—	NOTE 2.625% 2/1	19459JAA2
—	PINDUODUO INC	20,250,000	$18,776	1.4%	$1.16	—	NOTE 12/0	722304AC6
—	GUIDEWIRE SOFTWARE INC	15,000,000	$18,088	1.4%	$1.21	—	NOTE 1.250% 3/1	40171VAA8
—	SMART GLOBAL HLDGS INC	11,500,000	$15,079	1.1%	$1.32	—	NOTE 2.250% 2/1	83205YAB0
—	ROYAL CARIBBEAN GROUP	10,674,000	$15,043	1.1%	$1.41	—	NOTE 4.250% 6/1	780153BB7
—	GUESS INC	13,000,000	$14,530	1.1%	$1.12	—	NOTE 2.000% 4/1	401617AD7
—	NEW MTN FIN CORP	11,216,000	$11,856	0.9%	$1.01	—	NOTE 5.750% 8/1	647551AC4
—	8X8 INC NEW	10,000,000	$11,259	0.8%	$1.22	—	NOTE 0.500% 2/0	282914AB6
—	JAZZ INVESTMENTS I LTD	9,727,000	$9,870	0.7%	$0.95	—	NOTE 1.500% 8/1	472145AD3
—	INTREXON CORP	12,000,000	$9,835	0.7%	$0.87	—	NOTE 3.500% 7/0	46122TAA0
—	ARES CAPITAL CORP	8,442,000	$9,104	0.7%	$1.00	—	NOTE 3.750% 2/0	04010LAT0
—	PAR TECHNOLOGY CORP	5,000,000	$5,388	0.4%	$1.08	—	NOTE 1.500%10/1	698884AE3
—	KARYOPHARM THERAPEUTICS INC	7,000,000	$5,254	0.4%	$1.43	—	NOTE 3.000%10/1	48576UAA4
—	RBC BEARINGS INC	30,000	$3,315	0.2%	$110.50	—	5% CNV PFD SR A	75524B203
PGEN	PRECIGEN INC	11,615	$58	0.0%	$8.45	-31.9%	COM	74017N105