STEELHEAD PARTNERS LLC Diversified Active

Location: Seattle, WA

CIK: 0001133521 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Oct 7, 2021

Total Value: $1.332B (0.3% shares, 99.7% debt)

Holdings (40)

— OKTA INC 7.6%

Value $101M Shares 71,350,000 Est. Cost $1.34 Unrealized —

— CYBERARK SOFTWARE LTD 5.6%

Value $74.26M Shares 62,593,000 Est. Cost $1.21 Unrealized —

— FIREEYE INC 5.4%

Value $72.51M Shares 68,041,000 Est. Cost $1.03 Unrealized —

— SPLUNK INC 5.1%

Value $68.14M Shares 58,273,000 Est. Cost $1.17 Unrealized —

— ZSCALER INC 5.0%

Value $66.15M Shares 36,250,000 Est. Cost $1.82 Unrealized —

— INTERDIGITAL INC 4.4%

Value $58.82M Shares 54,437,000 Est. Cost $1.03 Unrealized —

— WINNEBAGO INDS INC 4.3%

Value $57.14M Shares 43,000,000 Est. Cost $1.33 Unrealized —

— TWITTER INC 4.1%

Value $54.94M Shares 43,684,000 Est. Cost $1.20 Unrealized —

— ZENDESK INC 3.8%

Value $50.8M Shares 40,000,000 Est. Cost $1.46 Unrealized —

— SEA LTD 3.8%

Value $50.69M Shares 50,000,000 Est. Cost $1.01 Unrealized —

— WORKIVA INC 3.5%

Value $46.95M Shares 25,000,000 Est. Cost $1.01 Unrealized —

— PALO ALTO NETWORKS INC 3.4%

Value $45.46M Shares 25,000,000 Est. Cost $1.16 Unrealized —

— DATADOG INC 3.4%

Value $45.12M Shares 27,357,000 Est. Cost $1.34 Unrealized —

— PALO ALTO NETWORKS INC 3.0%

Value $39.81M Shares 24,000,000 Est. Cost $1.36 Unrealized —

— HERCULES CAPITAL INC 2.9%

Value $39.12M Shares 37,590,000 Est. Cost $1.00 Unrealized —

— ALTAIR ENGR INC 2.9%

Value $38.8M Shares 25,000,000 Est. Cost $1.15 Unrealized —

— PACIRA BIOSCIENCES INC 2.6%

Value $35.29M Shares 32,500,000 Est. Cost $1.09 Unrealized —

— EVERBRIDGE INC 2.5%

Value $33.53M Shares 22,885,000 Est. Cost $1.48 Unrealized —

— GOLDMAN SACHS BDC INC 2.3%

Value $30.51M Shares 30,000,000 Est. Cost $1.01 Unrealized —

— ATLAS AIR WORLDWIDE HLDGS IN 2.2%

Value $29.46M Shares 20,254,000 Est. Cost $1.45 Unrealized —

— TURNING PT BRANDS INC 2.1%

Value $28.27M Shares 25,000,000 Est. Cost $1.13 Unrealized —

— IONIS PHARMACEUTICALS INC 1.9%

Value $25.7M Shares 28,000,000 Est. Cost $1.03 Unrealized —

— COUPA SOFTWARE INC 1.9%

Value $24.94M Shares 16,500,000 Est. Cost $1.63 Unrealized —

— TPG SPECIALTY LENDING INC 1.8%

Value $23.92M Shares 20,592,000 Est. Cost $1.00 Unrealized —

— SAILPOINT TECHNOLOGIES HLDGS 1.7%

Value $22.57M Shares 14,000,000 Est. Cost $1.94 Unrealized —

— COLLEGIUM PHARMACEUTICAL INC 1.6%

Value $21.08M Shares 21,000,000 Est. Cost $0.96 Unrealized —

— PINDUODUO INC 1.4%

Value $18.78M Shares 20,250,000 Est. Cost $1.16 Unrealized —

— GUIDEWIRE SOFTWARE INC 1.4%

Value $18.09M Shares 15,000,000 Est. Cost $1.21 Unrealized —

— SMART GLOBAL HLDGS INC 1.1%

Value $15.08M Shares 11,500,000 Est. Cost $1.32 Unrealized —

— ROYAL CARIBBEAN GROUP 1.1%

Value $15.04M Shares 10,674,000 Est. Cost $1.41 Unrealized —

— GUESS INC 1.1%

Value $14.53M Shares 13,000,000 Est. Cost $1.12 Unrealized —

— NEW MTN FIN CORP 0.9%

Value $11.86M Shares 11,216,000 Est. Cost $1.01 Unrealized —

— 8X8 INC NEW 0.8%

Value $11.26M Shares 10,000,000 Est. Cost $1.22 Unrealized —

— JAZZ INVESTMENTS I LTD 0.7%

Value $9.87M Shares 9,727,000 Est. Cost $0.95 Unrealized —

— INTREXON CORP 0.7%

Value $9.835M Shares 12,000,000 Est. Cost $0.87 Unrealized —

— ARES CAPITAL CORP 0.7%

Value $9.104M Shares 8,442,000 Est. Cost $1.00 Unrealized —

— PAR TECHNOLOGY CORP 0.4%

Value $5.388M Shares 5,000,000 Est. Cost $1.08 Unrealized —

— KARYOPHARM THERAPEUTICS INC 0.4%

Value $5.254M Shares 7,000,000 Est. Cost $1.43 Unrealized —

— RBC BEARINGS INC 0.2%

Value $3.315M Shares 30,000 Est. Cost $110.50 Unrealized —

PGEN PRECIGEN INC 0.0%

Value $58,000 Shares 11,615 Est. Cost $8.45 Unrealized -31.9%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	OKTA INC	71,350,000	$101M	7.6%	$1.34	—	NOTE 0.125% 9/0	679295AD7
—	CYBERARK SOFTWARE LTD	62,593,000	$74.26M	5.6%	$1.21	—	NOTE 11/1	23248VAB1
—	FIREEYE INC	68,041,000	$72.51M	5.4%	$1.03	—	NOTE 0.875% 6/0	31816QAF8
—	SPLUNK INC	58,273,000	$68.14M	5.1%	$1.17	—	NOTE 0.500% 9/1	848637AC8
—	ZSCALER INC	36,250,000	$66.15M	5.0%	$1.82	—	NOTE 0.125% 7/0	98980GAB8
—	INTERDIGITAL INC	54,437,000	$58.82M	4.4%	$1.03	—	NOTE 2.000% 6/0	45867GAB7
—	WINNEBAGO INDS INC	43,000,000	$57.14M	4.3%	$1.33	—	NOTE 1.500% 4/0	974637AB6
—	TWITTER INC	43,684,000	$54.94M	4.1%	$1.20	—	NOTE 0.250% 6/1	90184LAF9
—	ZENDESK INC	40,000,000	$50.8M	3.8%	$1.46	—	NOTE 0.625% 6/1	98936JAD3
—	SEA LTD	50,000,000	$50.69M	3.8%	$1.01	—	NOTE 0.250% 9/1	81141RAG5
—	WORKIVA INC	25,000,000	$46.95M	3.5%	$1.01	—	NOTE 1.125% 8/1	98139AAB1
—	PALO ALTO NETWORKS INC	25,000,000	$45.46M	3.4%	$1.16	—	NOTE 0.750% 7/0	697435AD7
—	DATADOG INC	27,357,000	$45.12M	3.4%	$1.34	—	NOTE 0.125% 6/1	23804LAB9
—	PALO ALTO NETWORKS INC	24,000,000	$39.81M	3.0%	$1.36	—	NOTE 0.375% 6/0	697435AF2
—	HERCULES CAPITAL INC	37,590,000	$39.12M	2.9%	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	ALTAIR ENGR INC	25,000,000	$38.8M	2.9%	$1.15	—	NOTE 0.250% 6/0	021369AA1
—	PACIRA BIOSCIENCES INC	32,500,000	$35.29M	2.6%	$1.09	—	NOTE 0.750% 8/0	695127AF7
—	EVERBRIDGE INC	22,885,000	$33.53M	2.5%	$1.48	—	NOTE 0.125%12/1	29978AAC8
—	GOLDMAN SACHS BDC INC	30,000,000	$30.51M	2.3%	$1.01	—	NOTE 4.500% 4/0	38147UAB3
—	ATLAS AIR WORLDWIDE HLDGS IN	20,254,000	$29.46M	2.2%	$1.45	—	NOTE 1.875% 6/0	049164BJ4
—	TURNING PT BRANDS INC	25,000,000	$28.27M	2.1%	$1.13	—	NOTE 2.500% 7/1	90041LAE5
—	IONIS PHARMACEUTICALS INC	28,000,000	$25.7M	1.9%	$1.03	—	NOTE 0.125%12/1	462222AB6
—	COUPA SOFTWARE INC	16,500,000	$24.94M	1.9%	$1.63	—	NOTE 0.125% 6/1	22266LAC0
—	TPG SPECIALTY LENDING INC	20,592,000	$23.92M	1.8%	$1.00	—	NOTE 4.500% 8/0	87265KAD4
—	SAILPOINT TECHNOLOGIES HLDGS	14,000,000	$22.57M	1.7%	$1.94	—	NOTE 0.125% 9/1	78781PAB1
—	COLLEGIUM PHARMACEUTICAL INC	21,000,000	$21.08M	1.6%	$0.96	—	NOTE 2.625% 2/1	19459JAA2
—	PINDUODUO INC	20,250,000	$18.78M	1.4%	$1.16	—	NOTE 12/0	722304AC6
—	GUIDEWIRE SOFTWARE INC	15,000,000	$18.09M	1.4%	$1.21	—	NOTE 1.250% 3/1	40171VAA8
—	SMART GLOBAL HLDGS INC	11,500,000	$15.08M	1.1%	$1.32	—	NOTE 2.250% 2/1	83205YAB0
—	ROYAL CARIBBEAN GROUP	10,674,000	$15.04M	1.1%	$1.41	—	NOTE 4.250% 6/1	780153BB7
—	GUESS INC	13,000,000	$14.53M	1.1%	$1.12	—	NOTE 2.000% 4/1	401617AD7
—	NEW MTN FIN CORP	11,216,000	$11.86M	0.9%	$1.01	—	NOTE 5.750% 8/1	647551AC4
—	8X8 INC NEW	10,000,000	$11.26M	0.8%	$1.22	—	NOTE 0.500% 2/0	282914AB6
—	JAZZ INVESTMENTS I LTD	9,727,000	$9.87M	0.7%	$0.95	—	NOTE 1.500% 8/1	472145AD3
—	INTREXON CORP	12,000,000	$9.835M	0.7%	$0.87	—	NOTE 3.500% 7/0	46122TAA0
—	ARES CAPITAL CORP	8,442,000	$9.104M	0.7%	$1.00	—	NOTE 3.750% 2/0	04010LAT0
—	PAR TECHNOLOGY CORP	5,000,000	$5.388M	0.4%	$1.08	—	NOTE 1.500%10/1	698884AE3
—	KARYOPHARM THERAPEUTICS INC	7,000,000	$5.254M	0.4%	$1.43	—	NOTE 3.000%10/1	48576UAA4
—	RBC BEARINGS INC	30,000	$3.315M	0.2%	$110.50	—	5% CNV PFD SR A	75524B203
PGEN	PRECIGEN INC	11,615	$58,000	0.0%	$8.45	-31.9%	COM	74017N105