CIK: 0001086416 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value ($000): $1,199,825 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,964,000 | $209,382 | 17.5% | — | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 700,000 | $117,607 | 9.8% | — | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 538,400 | $90,457 | 7.5% | — | — | Put | 78462F103 |
| GM | GENERAL MTRS CO | 1,219,000 | $43,847 | 3.7% | $25.70 | +4.0% | Call | 37045V100 |
| IWM | ISHARES TR | 348,500 | $37,154 | 3.1% | — | — | Call | 464287655 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 460,000 | $36,501 | 3.0% | $79.25 | — | Call | G5480U104 |
| — | GREEN MTN COFFEE ROASTERS IN | 421,500 | $31,752 | 2.6% | — | — | Put | 393122106 |
| — | GLOBECOMM SYSTEMS INC | 2,100,000 | $29,421 | 2.5% | $14.01 | — | COM | 37956X103 |
| OIS | OIL STS INTL INC | 230,000 | $23,796 | 2.0% | $51.03 | +7.0% | Call | 678026105 |
| MS | MORGAN STANLEY | 850,000 | $22,908 | 1.9% | — | — | Put | 617446448 |
| DRI | DARDEN RESTAURANTS INC | 470,000 | $21,756 | 1.8% | $29.75 | 0.0% | COM | 237194105 |
| — | CHEMTURA CORP | 945,000 | $21,726 | 1.8% | $20.34 | — | COM NEW | 163893209 |
| SXC | SUNCOKE ENERGY INC | 1,272,000 | $21,624 | 1.8% | $15.30 | +3.9% | Call | 86722A103 |
| AAPL | APPLE INC | 39,800 | $18,975 | 1.6% | $13.24 | +7.8% | COM | 037833100 |
| — | THE ADT CORPORATION | 463,000 | $18,826 | 1.6% | $39.85 | — | COM | 00101J106 |
| — | HESS CORP | 240,000 | $18,562 | 1.5% | $66.49 | — | COM | 42809H107 |
| NTAP | NETAPP INC | 414,000 | $17,645 | 1.5% | $30.80 | 0.0% | COM | 64110D104 |
| — | APACHE CORP | 194,000 | $16,517 | 1.4% | $85.14 | — | COM | 037411105 |
| — | ELAN PLC | 1,048,000 | $16,328 | 1.4% | $14.29 | — | ADR | 284131208 |
| — | TIME WARNER CABLE INC | 144,000 | $16,070 | 1.3% | $111.60 | — | COM | 88732J207 |
| OXY | OCCIDENTAL PETE CORP DEL | 153,000 | $14,312 | 1.2% | $59.24 | 0.0% | COM | 674599105 |
| — | SPDR SERIES TRUST | 194,000 | $12,775 | 1.1% | — | — | Put | 78464A730 |
| — | PENN WEST PETE LTD NEW | 1,145,000 | $12,744 | 1.1% | $10.58 | — | Call | 707887105 |
| — | ENDO HEALTH SOLUTIONS INC | 276,000 | $12,541 | 1.0% | $36.80 | — | Call | 29264F205 |
| — | MALLINCKRODT PUB LTD CO | 276,000 | $12,169 | 1.0% | — | — | Put | G5785G107 |
| — | GOOGLE INC | 13,800 | $12,088 | 1.0% | $880.39 | — | CL A | 38259P508 |
| GT | GOODYEAR TIRE & RUBR CO | 533,500 | $11,978 | 1.0% | $19.14 | 0.0% | Call | 382550101 |
| — | WARNER CHILCOTT PLC IRELAND | 485,000 | $11,121 | 0.9% | $22.93 | — | SHS A | G94368100 |
| ORCL | ORACLE CORP | 332,000 | $11,012 | 0.9% | $27.07 | 0.0% | COM | 68389X105 |
| XLE | SELECT SECTOR SPDR TR | 130,000 | $10,778 | 0.9% | — | — | Put | 81369Y506 |
| — | HERTZ GLOBAL HOLDINGS INC | 485,000 | $10,748 | 0.9% | $24.80 | — | COM | 42805T105 |
| — | LIFEPOINT HOSPITALS INC | 230,000 | $10,725 | 0.9% | — | — | Call | 53219L109 |
| — | QUINPARIO ACQUISITION CORP | 1,000,000 | $10,170 | 0.8% | $10.17 | — | UNIT 99/99/9999 | 74874R207 |
| — | PERRIGO CO | 80,000 | $9,870 | 0.8% | — | — | Put | 714290103 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 253,000 | $9,558 | 0.8% | — | — | Call | 881624209 |
| — | U S AIRWAYS GROUP INC | 497,500 | $9,433 | 0.8% | $18.96 | — | Call | 90341W108 |
| — | CANADIAN PAC RY LTD | 72,000 | $8,878 | 0.7% | $121.38 | — | COM | 13645T100 |
| — | REALOGY HLDGS CORP | 199,000 | $8,561 | 0.7% | $43.02 | — | COM | 75605Y106 |
| — | ALLERGAN INC | 92,000 | $8,321 | 0.7% | — | — | Call | 018490102 |
| STZ | CONSTELLATION BRANDS INC | 140,000 | $8,036 | 0.7% | $46.60 | 0.0% | CL A | 21036P108 |
| — | BROADCOM CORP | 301,000 | $7,832 | 0.7% | $26.02 | — | CL A | 111320107 |
| — | AGRIUM INC | 92,000 | $7,731 | 0.6% | $84.03 | — | COM | 008916108 |
| — | COLE REAL ESTATE INVTS INC | 602,000 | $7,381 | 0.6% | $12.26 | — | COM | 19329V105 |
| — | TW TELECOM INC | 230,000 | $6,869 | 0.6% | $28.14 | — | COM | 87311L104 |
| GLD | SPDR GOLD TRUST | 48,000 | $6,153 | 0.5% | $119.20 | — | Call | 78463V107 |
| — | AETNA INC NEW | 92,000 | $5,890 | 0.5% | $63.54 | — | Call | 00817Y108 |
| — | MARVELL TECHNOLOGY GROUP LTD | 497,500 | $5,721 | 0.5% | $11.50 | — | ORD | G5876H105 |
| — | GLEACHER & CO INC | 416,098 | $5,721 | 0.5% | $13.82 | — | COM NEW | 377341201 |
| — | RITE AID CORP | 1,150,000 | $5,474 | 0.5% | $4.76 | — | COM | 767754104 |
| — | COMPUWARE CORP | 485,000 | $5,427 | 0.5% | $11.19 | — | COM | 205638109 |
| — | TRIANGLE PETE CORP | 552,000 | $5,421 | 0.5% | $9.82 | — | COM NEW | 89600B201 |
| CMI | CUMMINS INC | 40,000 | $5,315 | 0.4% | — | — | Put | 231021106 |
| — | GREEN MTN COFFEE ROASTERS IN | 69,000 | $5,198 | 0.4% | — | — | Call | 393122106 |
| EWG | ISHARES | 184,000 | $5,117 | 0.4% | — | — | Put | 464286806 |
| — | E M C CORP MASS | 199,000 | $5,086 | 0.4% | $25.56 | — | COM | 268648102 |
| AAPL | APPLE INC | 9,200 | $4,386 | 0.4% | $13.24 | +7.8% | Put | 037833100 |
| — | AMERICAN RLTY CAP PPTYS INC | 345,000 | $4,209 | 0.4% | $14.23 | — | COM | 02917T104 |
| — | COCA COLA ENTERPRISES INC NE | 102,000 | $4,101 | 0.3% | $40.21 | — | COM | 19122T909 |
| SGI | TEMPUR SEALY INTL INC | 92,000 | $4,044 | 0.3% | $10.38 | 0.0% | COM | 88023U101 |
| GM | GENERAL MTRS CO | 110,000 | $3,957 | 0.3% | $25.70 | +4.0% | Put | 37045V100 |
| — | THE ADT CORPORATION | 92,000 | $3,741 | 0.3% | $39.85 | — | Call | 00101J106 |
| — | MINDRAY MEDICAL INTL LTD | 92,000 | $3,578 | 0.3% | — | — | Put | 602675100 |
| SIGA | SIGA TECHNOLOGIES INC | 874,000 | $3,339 | 0.3% | $2.46 | +2.1% | COM | 826917106 |
| — | CAESARS ENTMT CORP | 166,704 | $3,281 | 0.3% | $13.70 | — | COM | 127686103 |
| HLF | HERBALIFE LTD | 46,000 | $3,209 | 0.3% | — | — | Put | G4412G101 |
| — | HARVEST NATURAL RESOURCES IN | 598,000 | $3,199 | 0.3% | $3.10 | — | COM | 41754V103 |
| EBAY | EBAY INC | 46,000 | $2,567 | 0.2% | — | — | Call | 278642103 |
| — | PROSHARES TR | 79,000 | $2,213 | 0.2% | $28.01 | — | PSHS SHRT S&P500 | 74347R503 |
| — | HERTZ GLOBAL HOLDINGS INC | 92,000 | $2,039 | 0.2% | $24.80 | — | Call | 42805T105 |
| — | PENN WEST PETE LTD NEW | 140,000 | $1,558 | 0.1% | $10.58 | — | COM | 707887105 |
| GLRE | GREENLIGHT CAPITAL RE LTD | 45,000 | $1,280 | 0.1% | $24.55 | +10.1% | CLASS A | G4095J109 |
| — | AGRIUM INC | 12,500 | $1,050 | 0.1% | $84.03 | — | Call | 008916108 |
| — | VOCUS INC | 107,000 | $996 | 0.1% | $10.22 | — | COM | 92858J108 |
| — | U S AIRWAYS GROUP INC | 50,000 | $948 | 0.1% | $18.96 | — | COM | 90341W108 |
| — | USEC INC | 3,955,000 | $910 | 0.1% | $0.23 | — | NOTE 3.000%10/0 | 90333EAC2 |
| GT | GOODYEAR TIRE & RUBR CO | 40,000 | $898 | 0.1% | $19.14 | 0.0% | COM | 382550101 |
| — | PARAGON SHIPPING INC | 150,000 | $867 | 0.1% | $5.78 | — | CL A NEW | 69913R408 |
| VTGDF | VANTAGE DRILLING COMPANY | 500,000 | $865 | 0.1% | $1.80 | 0.0% | ORD SHS | G93205113 |
| OIS | OIL STS INTL INC | 7,500 | $776 | 0.1% | $51.03 | +7.0% | Put | 678026105 |
| OIS | OIL STS INTL INC | 7,500 | $776 | 0.1% | $51.03 | +7.0% | COM | 678026105 |
| — | FIRST MARBLEHEAD CORP | 920,000 | $754 | 0.1% | $0.82 | — | COM | 320771108 |
| IYR | ISHARES | 9,000 | $574 | 0.0% | — | — | Put | 464287739 |
| GM | GENERAL MTRS CO | 15,000 | $540 | 0.0% | $25.70 | +4.0% | COM | 37045V100 |
| — | BALTIC TRADING LIMITED | 109,700 | $536 | 0.0% | $3.81 | — | COM | Y0553W103 |
| TGTX | TG THERAPEUTICS INC | 88,351 | $445 | 0.0% | $6.12 | 0.0% | COM | 88322Q108 |
| OSG | AMBAC FINL GROUP INC | 24,500 | $444 | 0.0% | $22.78 | 0.0% | COM NEW | 023139884 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 4,000 | $317 | 0.0% | $79.25 | — | SHS CL A | G5480U104 |
| INTC | INTEL CORP | 10,000 | $229 | 0.0% | — | — | Put | 458140100 |
| — | SAVIENT PHARMACEUTICALS INC | 1,000,000 | $191 | 0.0% | $0.20 | — | NOTE 4.750% 2/0 | 80517QAA8 |