CIK: 0001425851 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value ($000): $3,613,549 (98.8% shares, 1.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 3,930,000 | $660,279 | 18.3% | — | — | Put | 78462F953 |
| — | DELL INC | 24,074,000 | $331,042 | 9.2% | $13.35 | — | COM | 24702R101 |
| ZTS | ZOETIS INC | 7,730,000 | $240,558 | 6.7% | $29.32 | -5.2% | CL A | 98978V103 |
| — | LIFE TECHNOLOGIES CORP | 2,691,000 | $201,368 | 5.6% | $74.00 | — | COM | 53217V109 |
| — | TURQUOISE HILL RES LTD | 33,405,000 | $147,650 | 4.1% | $4.94 | — | COM | 900435108 |
| — | LENDER PROCESSING SVCS INC | 4,260,000 | $141,730 | 3.9% | $33.10 | — | COM | 52602E102 |
| — | ELAN PLC | 7,440,000 | $115,915 | 3.2% | $14.83 | — | ADR | 284131208 |
| — | SPREADTRUM COMMUNICATIONS IN | 3,441,332 | $104,823 | 2.9% | $29.97 | — | ADR | 849415203 |
| — | STEWART ENTERPRISES INC | 6,425,000 | $84,489 | 2.3% | $13.12 | — | CL A | 860370105 |
| SPY | SPDR S&P 500 ETF TR | 490,000 | $82,325 | 2.3% | $165.76 | — | TR UNIT | 78462F103 |
| — | COOPER TIRE & RUBR CO | 2,300,000 | $70,840 | 2.0% | $30.80 | — | COM | 216831107 |
| LYB | LYONDELLBASELL INDUSTRIES N | 927,200 | $67,899 | 1.9% | $33.34 | +10.8% | SHS - A - | N53745100 |
| — | JPMORGAN CHASE & CO | 1,242,400 | $64,220 | 1.8% | — | — | Put | 46625H950 |
| — | HEALTH MGMT ASSOC INC | 4,558,000 | $58,342 | 1.6% | $12.80 | — | CL A | 421933102 |
| — | ANADARKO PETE CORP | 598,300 | $55,636 | 1.5% | — | — | Put | 032511957 |
| — | WMS INDS INC | 2,094,503 | $54,352 | 1.5% | $25.51 | — | COM | 929297109 |
| — | OFFICEMAX INC | 4,167,800 | $53,306 | 1.5% | $12.79 | — | COM | 67622P101 |
| — | VIROPHARMA INC | 1,250,000 | $49,075 | 1.4% | $39.26 | — | COM | 928241108 |
| — | ONYX PHARMACEUTICALS INC | 373,500 | $46,575 | 1.3% | — | — | Put | 683399959 |
| — | SPDR S&P 500 ETF TR | 270,000 | $45,363 | 1.3% | — | — | Call | 78462F903 |
| — | GENERAL MTRS CO | 1,150,000 | $41,366 | 1.1% | — | — | Put | 37045V950 |
| — | BELO CORP | 2,844,714 | $38,973 | 1.1% | $13.95 | — | COM SER A | 080555105 |
| — | PACTERA TECHNOLOGY INTL LTD | 6,060,000 | $35,693 | 1.0% | $6.08 | — | SPONSORED ADR | 695255109 |
| — | EBIX INC | 3,507,300 | $34,863 | 1.0% | $9.64 | — | COM | 278715206 |
| — | SIX FLAGS ENTMT CORP NEW | 985,000 | $33,283 | 0.9% | $35.16 | — | COM | 83001A102 |
| — | ANADARKO PETE CORP | 340,000 | $31,617 | 0.9% | $87.49 | — | COM | 032511107 |
| JPM | JPMORGAN CHASE & CO | 536,762 | $27,745 | 0.8% | $36.24 | +6.3% | COM | 46625H100 |
| — | HERBALIFE LTD | 380,000 | $26,513 | 0.7% | — | — | Call | G4412G901 |
| — | HEARTWARE INTL INC | 360,000 | $26,350 | 0.7% | $85.98 | — | COM | 422368100 |
| — | NYSE EURONEXT | 567,932 | $23,842 | 0.7% | $41.98 | — | COM | 629491101 |
| — | GENERAL MTRS CO | 861,077 | $22,750 | 0.6% | $24.00 | — | *W EXP 07/10/2016 | 37045V118 |
| — | U S AIRWAYS GROUP INC | 1,152,000 | $21,842 | 0.6% | — | — | Put | 90341W958 |
| — | CONSTELLATION BRANDS INC | 380,000 | $21,812 | 0.6% | — | — | Put | 21036P958 |
| — | HERBALIFE LTD | 310,000 | $21,629 | 0.6% | — | — | Put | G4412G951 |
| — | VIROPHARMA INC | 540,000 | $21,200 | 0.6% | — | — | Put | 928241958 |
| — | CHIQUITA BRANDS INTL INC | 1,657,700 | $20,986 | 0.6% | $10.92 | — | COM | 170032809 |
| — | TESLA MTRS INC | 12,000,000 | $20,434 | 0.6% | $1.37 | — | NOTE 1.500% 6/18 | 88160RAA9 |
| — | ZOETIS INC | 600,000 | $18,672 | 0.5% | — | — | Put | 98978V953 |
| — | HEARTWARE INTL INC | 15,000,000 | $16,649 | 0.5% | $1.25 | — | NOTE 3.500%12/17 | 422368AA8 |
| — | GENERAL MTRS CO | 861,077 | $16,016 | 0.4% | $16.35 | — | *W EXP 07/10/2019 | 37045V126 |
| — | WALTER ENERGY INC | 1,042,510 | $14,626 | 0.4% | $10.40 | — | COM | 93317Q105 |
| — | CHICAGO BRIDGE & IRON CO N V | 199,900 | $13,547 | 0.4% | — | — | Put | 167250959 |
| — | DOLE FOOD CO INC | 950,000 | $12,939 | 0.4% | $12.89 | — | COM | 256603101 |
| — | FLY LEASING LTD | 900,000 | $12,492 | 0.3% | $13.88 | — | SPONSORED ADR | 34407D109 |
| — | YONGYE INTL INC | 2,000,000 | $12,380 | 0.3% | $5.77 | — | COM | 98607B106 |
| — | WALTER ENERGY INC | 880,000 | $12,346 | 0.3% | — | — | Put | 93317Q955 |
| STZ | CONSTELLATION BRANDS INC | 215,000 | $12,341 | 0.3% | $43.15 | +8.0% | CL A | 21036P108 |
| — | COOPER TIRE & RUBR CO | 400,000 | $12,320 | 0.3% | — | — | Put | 216831957 |
| — | BERRY PETE CO | 280,847 | $12,113 | 0.3% | $42.32 | — | CL A | 085789105 |
| — | ONYX PHARMACEUTICALS INC | 93,878 | $11,707 | 0.3% | $110.58 | — | COM | 683399109 |
| — | RUE21 INC | 290,000 | $11,696 | 0.3% | $40.99 | — | COM | 781295100 |
| — | WALTER ENERGY INC | 785,000 | $11,014 | 0.3% | — | — | Call | 93317Q905 |
| — | LYONDELLBASELL INDUSTRIES N | 150,000 | $10,985 | 0.3% | — | — | Put | N53745950 |
| — | LYONDELLBASELL INDUSTRIES N | 150,000 | $10,985 | 0.3% | — | — | Call | N53745900 |
| — | ONYX PHARMACEUTICALS INC | 81,900 | $10,213 | 0.3% | — | — | Call | 683399909 |
| — | SILVER EAGLE ACQUISITION COR | 1,000,000 | $10,150 | 0.3% | $10.15 | — | UNIT 99/99/9999 | 827694209 |
| ICUI | ICU MED INC | 145,000 | $9,850 | 0.3% | $71.02 | +0.5% | COM | 44930G107 |
| — | SHFL ENTMT INC | 400,000 | $9,188 | 0.3% | $22.97 | — | COM | 78423R105 |
| — | CAPITOL ACQUISITION CORP II | 900,100 | $8,731 | 0.2% | $9.70 | — | COM | 14056V105 |
| — | ALPHA NATURAL RESOURCES INC | 1,461,200 | $8,709 | 0.2% | — | — | Call | 02076X902 |
| — | ZOLTEK COS INC | 494,513 | $8,253 | 0.2% | $16.69 | — | COM | 98975W104 |
| ESPR | ESPERION THERAPEUTICS INC NE | 431,054 | $8,130 | 0.2% | $16.80 | 0.0% | COM | 29664W105 |
| — | TOWER INTL INC | 400,000 | $7,996 | 0.2% | $19.99 | — | COM | 891826109 |
| — | SAKS INC | 500,000 | $7,970 | 0.2% | $15.94 | — | COM | 79377W108 |
| — | EDWARDS GROUP LTD | 800,000 | $7,880 | 0.2% | $9.85 | — | SPONSORED ADR | 281736108 |
| — | GRACE W R & CO | 90,000 | $7,866 | 0.2% | $84.04 | — | COM | 38388F108 |
| — | SOURCEFIRE INC | 100,000 | $7,592 | 0.2% | $75.92 | — | COM | 83616T108 |
| — | GLOBAL BRASS & COPPR HLDGS I | 425,000 | $7,455 | 0.2% | $17.54 | — | COM | 37953G103 |
| — | U S AIRWAYS GROUP INC | 385,000 | $7,300 | 0.2% | — | — | Call | 90341W908 |
| — | SPRINT CORP | 1,164,224 | $7,240 | 0.2% | $6.22 | — | COM SER 1 | 85207U105 |
| — | ASIAINFO-LINKAGE INC | 540,000 | $6,232 | 0.2% | $11.54 | — | COM | 04518A104 |
| MCHB | HOMESTREET INC | 321,778 | $6,210 | 0.2% | $22.03 | -5.3% | COM | 43785V102 |
| — | CHIQUITA BRANDS INTL INC | 6,000,000 | $5,971 | 0.2% | $0.97 | — | NOTE 4.250% 8/16 | 170032AT3 |
| — | UCP INC | 400,000 | $5,936 | 0.2% | $14.84 | — | CL A | 90265Y106 |
| — | CONSTELLATION BRANDS INC | 100,000 | $5,740 | 0.2% | — | — | Call | 21036P908 |
| — | DIAMOND RESORTS INTL INC | 302,200 | $5,684 | 0.2% | $18.81 | — | COM | 25272T104 |
| — | QUINPARIO ACQUISITION CORP | 517,400 | $5,262 | 0.1% | $10.17 | — | UNIT 99/99/9999 | 74874R207 |
| — | CLOVIS ONCOLOGY INC | 74,000 | $4,499 | 0.1% | — | — | Put | 189464950 |
| — | VIROPHARMA INC | 100,000 | $3,926 | 0.1% | — | — | Call | 928241908 |
| BXMT | BLACKSTONE MTG TR INC | 139,700 | $3,519 | 0.1% | $24.70 | — | COM CL A | 09257W100 |
| — | SPRINT NEXTEL CORP | 500,000 | $3,110 | 0.1% | — | — | Put | 852061950 |
| — | SPRINT NEXTEL CORP | 500,000 | $3,110 | 0.1% | — | — | Call | 852061900 |
| — | MB FINANCIAL INC | 107,975 | $3,046 | 0.1% | $28.21 | — | COM | 55264U108 |
| — | TESLA MTRS INC | 15,000 | $2,901 | 0.1% | — | — | Put | 88160R951 |
| — | PFIZER INC | 100,000 | $2,873 | 0.1% | — | — | Put | 717081953 |
| — | VIVUS INC | 300,000 | $2,790 | 0.1% | — | — | Put | 928551950 |
| — | VIVUS INC | 300,000 | $2,790 | 0.1% | $11.92 | — | COM | 928551100 |
| GM | GENERAL MTRS CO | 76,704 | $2,759 | 0.1% | $26.74 | 0.0% | COM | 37045V100 |
| — | SIMCERE PHARMACEUTICAL GROUP | 272,209 | $2,575 | 0.1% | $9.48 | — | SPON ADR | 82859P104 |
| — | CLOVIS ONCOLOGY INC | 40,000 | $2,432 | 0.1% | — | — | Call | 189464900 |
| BAC | BANK OF AMERICA CORPORATION | 165,000 | $2,277 | 0.1% | $10.03 | +12.0% | COM | 060505104 |
| — | CONSTELLIUM HOLDCO B V | 105,800 | $2,053 | 0.1% | $16.15 | — | CL A | N22035104 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 27,500 | $1,985 | 0.1% | $66.46 | 0.0% | COM | 09061G101 |
| GS | GOLDMAN SACHS GROUP INC | 12,000 | $1,899 | 0.1% | $120.06 | +5.9% | COM | 38141G104 |
| — | COMMONWEALTH REIT | 85,000 | $1,862 | 0.1% | $23.12 | — | COM SH BEN INT | 203233101 |
| — | LYON WILLIAM HOMES | 86,712 | $1,762 | 0.0% | $25.16 | — | CL A | 552074700 |
| CUBI | CUSTOMERS BANCORP INC | 101,233 | $1,630 | 0.0% | $15.14 | +0.4% | COM | 23204G100 |
| OPK | OPKO HEALTH INC | 174,874 | $1,541 | 0.0% | $8.02 | 0.0% | COM | 68375N103 |
| BCC | BOISE CASCADE CO | 56,555 | $1,524 | 0.0% | $17.15 | 0.0% | COM | 09739D100 |
| — | BIOMARIN PHARMACEUTICAL INC | 20,000 | $1,443 | 0.0% | — | — | Put | 09061G951 |
| — | ALPHA NATURAL RESOURCES INC | 180,000 | $1,073 | 0.0% | $5.24 | — | COM | 02076X102 |
| — | EBIX INC | 100,000 | $994 | 0.0% | — | — | Put | 278715956 |
| — | PENNEY J C INC | 100,000 | $881 | 0.0% | — | — | Put | 708160956 |
| — | EXONE CO | 20,000 | $852 | 0.0% | $42.60 | — | COM | 302104104 |
| HLF | HERBALIFE LTD | 11,799 | $823 | 0.0% | $30.58 | 0.0% | COM USD SHS | G4412G101 |
| — | BEAM INC | 10,000 | $647 | 0.0% | — | — | Put | 073730953 |
| — | BEAM INC | 10,000 | $647 | 0.0% | $64.70 | — | COM | 073730103 |
| — | NEWSTAR FINANCIAL INC | 34,849 | $637 | 0.0% | $18.28 | — | COM | 65251F105 |
| — | U S AIRWAYS GROUP INC | 28,675 | $544 | 0.0% | $16.42 | — | COM | 90341W108 |
| — | HI-TECH PHARMACAL INC | 10,842 | $468 | 0.0% | $43.17 | — | COM | 42840B101 |
| — | TURQUOISE HILL RES LTD | 100,000 | $442 | 0.0% | — | — | Put | 900435958 |
| — | BLACKBERRY LTD | 50,000 | $397 | 0.0% | — | — | Call | 09228F903 |
| — | SANOFI | 181,700 | $367 | 0.0% | $1.90 | — | RIGHT 12/31/2020 | 80105N113 |
| — | PENNEY J C INC | 40,000 | $352 | 0.0% | $8.80 | — | COM | 708160106 |
| — | VANGUARD HEALTH SYS INC | 12,836 | $270 | 0.0% | $21.03 | — | COM | 922036207 |
| — | CAPITOL ACQUISITION CORP II | 450,050 | $270 | 0.0% | $0.60 | — | *W EXP 05/15/2016 | 14056V113 |
| — | KIPS BAY MED INC | 311,800 | $265 | 0.0% | $1.05 | — | COM | 49726K105 |
| — | HUDSON CITY BANCORP | 26,837 | $243 | 0.0% | $9.18 | — | COM | 443683107 |