Indaba Capital Management, L.P. Quant / Systematic

Location: San Francisco, CA

CIK: 0001524362 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Feb 14, 2014

Total Value: $269M (84.6% shares, 15.4% debt)

Holdings (16)

SXC SunCoke Energy, Inc. 11.7%

Value $31.52M Shares 1,382,080 Est. Cost $20.64 Unrealized 0.0%

— Cole Real Estate Investments, Inc. 11.4%

Value $30.83M Shares 2,196,000 Est. Cost $14.04 Unrealized —

— Select Income REIT 9.5%

Value $25.53M Shares 954,694 Est. Cost $26.74 Unrealized —

— Pendrell Corp. 9.1%

Value $24.41M Shares 12,146,761 Est. Cost $2.01 Unrealized —

— LinnCo, LLC 7.9%

Value $21.17M Shares 687,100 Est. Cost $30.81 Unrealized —

— BPZ Resources, Inc. 7.3%

Value $19.58M Shares 22,000,000 Est. Cost $0.89 Unrealized —

— JGWPT Holdings Inc. 6.8%

Value $18.26M Shares 1,050,000 Est. Cost $17.39 Unrealized —

— Unwired Planet, Inc. 6.1%

Value $16.32M Shares 11,823,780 Est. Cost $1.38 Unrealized —

— American Realty Capital Properties, Inc. 5.6%

Value $15.14M Shares 15,000,000 Est. Cost $1.01 Unrealized —

ACRE Ares Commercial Real Estate Corp. 5.4%

Value $14.51M Shares 1,107,821 Est. Cost $13.10 Unrealized —

— Nordion Inc. 5.1%

Value $13.8M Shares 1,625,000 Est. Cost $8.49 Unrealized —

— Imperial Holdings, Inc. 4.1%

Value $11.16M Shares 1,706,902 Est. Cost $6.54 Unrealized —

— Demand Media, Inc. 3.4%

Value $9.16M Shares 1,587,590 Est. Cost $5.77 Unrealized —

— Vince Holding Corp. 2.6%

Value $6.901M Shares 225,000 Est. Cost $30.67 Unrealized —

— BPZ Resources, Inc. 2.5%

Value $6.66M Shares 7,400,000 Est. Cost $0.90 Unrealized —

— NGP Capital Resources Co. 1.7%

Value $4.49M Shares 601,075 Est. Cost $7.47 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SXC	SunCoke Energy, Inc.	1,382,080	$31.52M	11.7%	$20.64	0.0%	COM	86722A103
—	Cole Real Estate Investments, Inc.	2,196,000	$30.83M	11.4%	$14.04	—	COM	19329V105
—	Select Income REIT	954,694	$25.53M	9.5%	$26.74	—	COM SH BEN INT	81618T100
—	Pendrell Corp.	12,146,761	$24.41M	9.1%	$2.01	—	COM	70686R104
—	LinnCo, LLC	687,100	$21.17M	7.9%	$30.81	—	COMSHS LTD INT	535782106
—	BPZ Resources, Inc.	22,000,000	$19.58M	7.3%	$0.89	—	NOTE 8.500%10/0	055639AC2
—	JGWPT Holdings Inc.	1,050,000	$18.26M	6.8%	$17.39	—	CL A	46617M109
—	Unwired Planet, Inc.	11,823,780	$16.32M	6.1%	$1.38	—	COM	91531F103
—	American Realty Capital Properties, Inc.	15,000,000	$15.14M	5.6%	$1.01	—	NOTE 3.750% 12/1	02917TAB0
ACRE	Ares Commercial Real Estate Corp.	1,107,821	$14.51M	5.4%	$13.10	—	COM	04013V108
—	Nordion Inc.	1,625,000	$13.8M	5.1%	$8.49	—	COM	65563C105
—	Imperial Holdings, Inc.	1,706,902	$11.16M	4.1%	$6.54	—	COM	452834104
—	Demand Media, Inc.	1,587,590	$9.16M	3.4%	$5.77	—	COM	24802N109
—	Vince Holding Corp.	225,000	$6.901M	2.6%	$30.67	—	COM	92719W108
—	BPZ Resources, Inc.	7,400,000	$6.66M	2.5%	$0.90	—	MTNF 6.500% 3/0	055639AB4
—	NGP Capital Resources Co.	601,075	$4.49M	1.7%	$7.47	—	COM	62912R107