Indaba Capital Management, L.P. Quant / Systematic

CIK: 0001524362 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Feb 14, 2014

Total Value ($000): $269,451 (84.6% shares, 15.4% debt)

Holdings (16)

SXC SunCoke Energy, Inc. 11.7%

Value ($000) $31,525 Shares 1,382,080 Est. Cost $20.64 Unrealized 0.0%

— Cole Real Estate Investments, Inc. 11.4%

Value ($000) $30,832 Shares 2,196,000 Est. Cost $14.04 Unrealized —

— Select Income REIT 9.5%

Value ($000) $25,529 Shares 954,694 Est. Cost $26.74 Unrealized —

— Pendrell Corp. 9.1%

Value ($000) $24,415 Shares 12,146,761 Est. Cost $2.01 Unrealized —

— LinnCo, LLC 7.9%

Value ($000) $21,170 Shares 687,100 Est. Cost $30.81 Unrealized —

— BPZ Resources, Inc. 7.3%

Value ($000) $19,580 Shares 22,000,000 Est. Cost $0.89 Unrealized —

— JGWPT Holdings Inc. 6.8%

Value ($000) $18,260 Shares 1,050,000 Est. Cost $17.39 Unrealized —

— Unwired Planet, Inc. 6.1%

Value ($000) $16,317 Shares 11,823,780 Est. Cost $1.38 Unrealized —

— American Realty Capital Properties, Inc. 5.6%

Value ($000) $15,141 Shares 15,000,000 Est. Cost $1.01 Unrealized —

ACRE Ares Commercial Real Estate Corp. 5.4%

Value ($000) $14,512 Shares 1,107,821 Est. Cost $13.10 Unrealized —

— Nordion Inc. 5.1%

Value ($000) $13,796 Shares 1,625,000 Est. Cost $8.49 Unrealized —

— Imperial Holdings, Inc. 4.1%

Value ($000) $11,163 Shares 1,706,902 Est. Cost $6.54 Unrealized —

— Demand Media, Inc. 3.4%

Value ($000) $9,160 Shares 1,587,590 Est. Cost $5.77 Unrealized —

— Vince Holding Corp. 2.6%

Value ($000) $6,901 Shares 225,000 Est. Cost $30.67 Unrealized —

— BPZ Resources, Inc. 2.5%

Value ($000) $6,660 Shares 7,400,000 Est. Cost $0.90 Unrealized —

— NGP Capital Resources Co. 1.7%

Value ($000) $4,490 Shares 601,075 Est. Cost $7.47 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SXC	SunCoke Energy, Inc.	1,382,080	$31,525	11.7%	$20.64	0.0%	COM	86722A103
—	Cole Real Estate Investments, Inc.	2,196,000	$30,832	11.4%	$14.04	—	COM	19329V105
—	Select Income REIT	954,694	$25,529	9.5%	$26.74	—	COM SH BEN INT	81618T100
—	Pendrell Corp.	12,146,761	$24,415	9.1%	$2.01	—	COM	70686R104
—	LinnCo, LLC	687,100	$21,170	7.9%	$30.81	—	COMSHS LTD INT	535782106
—	BPZ Resources, Inc.	22,000,000	$19,580	7.3%	$0.89	—	NOTE 8.500%10/0	055639AC2
—	JGWPT Holdings Inc.	1,050,000	$18,260	6.8%	$17.39	—	CL A	46617M109
—	Unwired Planet, Inc.	11,823,780	$16,317	6.1%	$1.38	—	COM	91531F103
—	American Realty Capital Properties, Inc.	15,000,000	$15,141	5.6%	$1.01	—	NOTE 3.750% 12/1	02917TAB0
ACRE	Ares Commercial Real Estate Corp.	1,107,821	$14,512	5.4%	$13.10	—	COM	04013V108
—	Nordion Inc.	1,625,000	$13,796	5.1%	$8.49	—	COM	65563C105
—	Imperial Holdings, Inc.	1,706,902	$11,163	4.1%	$6.54	—	COM	452834104
—	Demand Media, Inc.	1,587,590	$9,160	3.4%	$5.77	—	COM	24802N109
—	Vince Holding Corp.	225,000	$6,901	2.6%	$30.67	—	COM	92719W108
—	BPZ Resources, Inc.	7,400,000	$6,660	2.5%	$0.90	—	MTNF 6.500% 3/0	055639AB4
—	NGP Capital Resources Co.	601,075	$4,490	1.7%	$7.47	—	COM	62912R107