Indaba Capital Management, L.P. Quant / Systematic

CIK: 0001524362 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 14, 2014

Total Value ($000): $266,566 (80.5% shares, 19.5% debt)

Holdings (14)

— BPZ Resources, Inc. 19.5%

Value ($000) $51,941 Shares 44,250,000 Est. Cost $1.03 Unrealized —

SXC SunCoke Energy, Inc. 16.0%

Value ($000) $42,618 Shares 1,982,225 Est. Cost $20.92 Unrealized +0.4%

— Express Inc. 11.0%

Value ($000) $29,398 Shares 1,726,254 Est. Cost $17.03 Unrealized —

— ClubCorp Holdings, Inc. 10.7%

Value ($000) $28,567 Shares 1,540,850 Est. Cost $18.69 Unrealized —

— Unwired Planet, Inc. 10.1%

Value ($000) $26,913 Shares 12,068,780 Est. Cost $1.40 Unrealized —

— Pendrell Corp. 7.9%

Value ($000) $20,948 Shares 11,901,994 Est. Cost $2.01 Unrealized —

— American Realty Capital Properties, Inc. 5.7%

Value ($000) $15,244 Shares 1,216,575 Est. Cost $14.02 Unrealized —

— Imperial Holdings, Inc. 5.2%

Value ($000) $13,912 Shares 2,039,902 Est. Cost $6.41 Unrealized —

— Winthrop Realty Trust 4.4%

Value ($000) $11,852 Shares 772,100 Est. Cost $15.35 Unrealized —

— LIN Media LLC 3.2%

Value ($000) $8,449 Shares 310,053 Est. Cost $27.25 Unrealized —

— JGWPT Holdings Inc. 2.4%

Value ($000) $6,383 Shares 566,912 Est. Cost $17.39 Unrealized —

— LinnCo, LLC 1.9%

Value ($000) $5,160 Shares 164,909 Est. Cost $30.18 Unrealized —

— NGP Capital Resources Co. 1.4%

Value ($000) $3,814 Shares 612,125 Est. Cost $7.45 Unrealized —

— BPZ Resources, Inc. 0.5%

Value ($000) $1,367 Shares 443,700 Est. Cost $3.08 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BPZ Resources, Inc.	44,250,000	$51,941	19.5%	$1.03	—	NOTE 8.500%10/0	055639AC2
SXC	SunCoke Energy, Inc.	1,982,225	$42,618	16.0%	$20.92	+0.4%	COM	86722A103
—	Express Inc.	1,726,254	$29,398	11.0%	$17.03	—	COM	30219E103
—	ClubCorp Holdings, Inc.	1,540,850	$28,567	10.7%	$18.69	—	COM	18948M108
—	Unwired Planet, Inc.	12,068,780	$26,913	10.1%	$1.40	—	COM	91531F103
—	Pendrell Corp.	11,901,994	$20,948	7.9%	$2.01	—	COM	70686R104
—	American Realty Capital Properties, Inc.	1,216,575	$15,244	5.7%	$14.02	—	COM	02917T104
—	Imperial Holdings, Inc.	2,039,902	$13,912	5.2%	$6.41	—	COM	452834104
—	Winthrop Realty Trust	772,100	$11,852	4.4%	$15.35	—	SH BEN INT NEW	976391300
—	LIN Media LLC	310,053	$8,449	3.2%	$27.25	—	CL A COM	532771102
—	JGWPT Holdings Inc.	566,912	$6,383	2.4%	$17.39	—	CL A	46617M109
—	LinnCo, LLC	164,909	$5,160	1.9%	$30.18	—	COMSHS LTD INT	535782106
—	NGP Capital Resources Co.	612,125	$3,814	1.4%	$7.45	—	COM	62912R107
—	BPZ Resources, Inc.	443,700	$1,367	0.5%	$3.08	—	COM	055639108