Location: Lajolla, CA
CIK: 0001301396 · Show all filings
Period: Q4 2014 (Next →)
Filing Date: Feb 17, 2015
Total Value: $80.47M (37.3% shares, 62.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | GARNERO GROUP ACQUISITION CO | 197,800 | $23.74M | 29.5% | $120.00 | — | WTS | G5866L116 |
| — | AFFYMETRIX INC | 3,145,000 | $5.602M | 7.0% | $1.78 | — | CONV | 00826TAH1 |
| — | SEQUENOM INC | 4,000,000 | $4.142M | 5.1% | $1.04 | — | CONV | 817337405 |
| — | AK STEEL HOLDING CORP | 3,000,000 | $4.014M | 5.0% | $1.34 | — | CONV | 001546AP5 |
| — | BLUCORA INC | 4,100,000 | $3.881M | 4.8% | $0.95 | — | CONV | 095229AB6 |
| — | ANI PHARMACEUTICALS INC | 3,500,000 | $3.675M | 4.6% | $1.05 | — | CONV | 00182CAA1 |
| — | CBIZ INC | 2,750,000 | $3.331M | 4.1% | $1.21 | — | CONV | 124805AC6 |
| — | VECTOR GROUP LTD | 3,000,000 | $3.186M | 4.0% | $1.06 | — | CONV | 92240MBC1 |
| — | JAKKS PACIFIC INC | 2,574,000 | $2.477M | 3.1% | $0.96 | — | CONV | 47012EAE6 |
| — | TECHNOLOGY INVSTMT CAP CORP | 2,220,000 | $2.323M | 2.9% | $1.05 | — | CONV | 87244TAB5 |
| — | GARNERO GROUP ACQUISITION CO | 226,000 | $2.158M | 2.7% | $9.55 | — | SHS | G5866L108 |
| — | QUIDEL CORP | 1,750,000 | $1.964M | 2.4% | $1.12 | — | CONV | 74838JAA9 |
| — | HORSEHEAD HOLDING CORP | 1,500,000 | $1.824M | 2.3% | $1.22 | — | CONV | 440694AB3 |
| — | GREEN PLAINS INC | 1,300,000 | $1.757M | 2.2% | $1.35 | — | CONV | 393222AD6 |
| — | ACORDA THERAPEUTICS INC | 1,500,000 | $1.725M | 2.1% | $1.15 | — | CONV | 00484MAA4 |
| — | ENCORE CAPITAL GROUP INC | 1,500,000 | $1.703M | 2.1% | $1.14 | — | CONV | 292554AF9 |
| — | COBALT INTERNATIONAL ENERGY | 2,500,000 | $1.688M | 2.1% | $0.68 | — | CONV | 19075FAB2 |
| — | HF2 FINANCIAL MANAGEMENT INC | 157,822 | $1.643M | 2.0% | $10.41 | — | COM | 40421A104 |
| — | TESLA MOTORS INC | 1,700,000 | $1.533M | 1.9% | $0.90 | — | CONV | 88160RAC5 |
| — | TESLA MOTORS INC | 1,600,000 | $1.483M | 1.8% | $0.93 | — | CONV | 88160RAB7 |
| — | AAR Corp | 1,351,000 | $1.397M | 1.7% | $1.03 | — | CONV | 000361AM7 |
| DIA | SPDR DOW JONES INDL AVERAGE ETF TR UNIT | 7,000 | $1.245M | 1.5% | $177.86 | — | COM | 78467X109 |
| — | DENDREON CORP | 1,350,000 | $844K | 1.0% | $0.63 | — | CONV | 24823QAC1 |
| — | COBALT INTERNATIONAL ENERGY | 1,300,000 | $806K | 1.0% | $0.62 | — | CONV | 19075FAA4 |
| — | JAKKS PACIFIC INC | 875,000 | $765K | 1.0% | $0.87 | — | CONV | 47012EAG1 |
| — | FIBROCELL WARRANTS 2.5 Strike | 456,670 | $537K | 0.7% | $1.18 | — | WTS | 00FCSCWTS |
| — | ENCORE CAPITAL GROUP INC | 200,000 | $295K | 0.4% | $1.48 | — | CONV | 292554AD4 |
| — | NEXPOINT CR STRATEGIES FD | 22,357 | $251K | 0.3% | $11.23 | — | COM | 65340G106 |
| — | FREDDIE MAC 7.875% | 40,000 | $158K | 0.2% | $3.95 | — | Preferred | 313400624 |
| — | CB PHARMA ACQUISITION-UNIT | 14,900 | $150K | 0.2% | $10.07 | — | UNIT | G2029P100 |
| — | GARNERO GROUP ACQUISITION CO | 211,600 | $63,000 | 0.1% | $0.30 | — | Right | G5866L132 |
| — | KINDER MORGAN INC/DELAWARE-P | 10,000 | $42,000 | 0.1% | $4.20 | — | WTS | 0000KMIWS |
| — | Fibrocell Science Inc | 10,100 | $26,000 | 0.0% | $2.57 | — | COM | 315721209 |
| — | WTS GREEN HUNTER RESOURCES INC @$2.25 EX | 38,889 | $22,000 | 0.0% | $0.57 | — | WRNT | 000GHRWTS |
| — | GALENA BIOPHARMA | 30,000 | $11,000 | 0.0% | $0.37 | — | WTS | 363256116 |
| — | FIBROCELL WARRANTS 6.25 Strike | 32,000 | $8,000 | 0.0% | $0.25 | — | WTS | 00FCSCWS2 |
| FONTF | FRONTERA RESOURCES CORP | 10,815 | $2,000 | 0.0% | $0.18 | — | COM | G36813106 |
| — | FIBROCELL WARRANTS 18.75 Strike | 15,274 | $0 | 0.0% | — | — | WTS | 00FIBROWS |