CIK: 0001425851 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value ($000): $11,392,546 (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BROADCOM CORP | 22,100,982 | $1,136,654 | 10.0% | $51.49 | — | CL A | 111320107 |
| — | SPDR S&P 500 ETF TR | 5,335,000 | $1,022,346 | 9.0% | — | — | Put | 78462F953 |
| — | TIME WARNER CABLE INC | 5,330,400 | $956,114 | 8.4% | $156.69 | — | COM | 88732J207 |
| — | PRECISION CASTPARTS CORP | 3,325,000 | $763,786 | 6.7% | $229.71 | — | COM | 740189105 |
| — | ALTERA CORP | 13,850,000 | $693,608 | 6.1% | $50.14 | — | COM | 021441100 |
| — | SPDR S&P 500 ETF TR | 2,970,000 | $569,141 | 5.0% | — | — | Call | 78462F903 |
| — | BAKER HUGHES INC | 8,245,000 | $429,070 | 3.8% | $56.00 | — | COM | 057224107 |
| — | TIME WARNER CABLE INC | 1,880,000 | $337,216 | 3.0% | — | — | Put | 88732J957 |
| HUM | HUMANA INC | 1,879,400 | $336,413 | 3.0% | $170.85 | -0.5% | COM | 444859102 |
| — | BAKER HUGHES INC | 6,290,000 | $327,332 | 2.9% | — | — | Put | 057224957 |
| PRGO | PERRIGO CO PLC | 2,010,000 | $316,113 | 2.8% | $190.62 | -3.8% | SHS | G97822103 |
| — | TURQUOISE HILL RES LTD | 116,707,200 | $297,603 | 2.6% | $3.64 | — | COM | 900435108 |
| — | ALTERA CORP | 5,509,800 | $275,931 | 2.4% | — | — | Put | 021441950 |
| — | PERRIGO CO PLC | 1,646,100 | $258,882 | 2.3% | — | — | Put | G97822953 |
| — | AVAGO TECHNOLOGIES LTD | 1,470,000 | $183,765 | 1.6% | — | — | Put | Y0486S954 |
| — | SIGMA ALDRICH CORP | 1,301,000 | $180,735 | 1.6% | $139.26 | — | COM | 826552101 |
| — | CABLEVISION SYS CORP | 5,300,000 | $172,091 | 1.5% | $32.47 | — | CL A | 12686C109 |
| — | FREESCALE SEMICONDUCTOR LTD | 4,175,000 | $152,722 | 1.3% | $40.21 | — | SHS | G3727Q101 |
| WMB | WILLIAMS COS INC | 3,477,521 | $128,147 | 1.1% | $28.07 | -2.3% | COM | 969457100 |
| — | WILLIAMS COS INC | 3,410,000 | $125,659 | 1.1% | — | — | Put | 969457950 |
| — | CAMERON INTERNATIONAL CORP | 2,000,000 | $122,640 | 1.1% | $61.32 | — | COM | 13342B105 |
| — | STRATEGIC HOTELS & RESORTS | 8,324,227 | $114,791 | 1.0% | $13.79 | — | COM | 86272T106 |
| — | HUMANA INC | 620,000 | $110,980 | 1.0% | — | — | Put | 444859952 |
| — | DEALERTRACK TECHNOLOGIES INC | 1,719,205 | $108,585 | 1.0% | $63.12 | — | COM | 242309102 |
| — | AVOLON HLDGS LTD | 3,315,000 | $100,909 | 0.9% | $29.97 | — | COM | G52237107 |
| — | MARKET VECTORS ETF TR | 1,999,400 | $99,730 | 0.9% | — | — | Put | 57060U953 |
| SYF | SYNCHRONY FINL | 3,052,200 | $95,534 | 0.8% | $26.41 | +0.2% | COM | 87165B103 |
| — | HALLIBURTON CO | 2,630,000 | $92,971 | 0.8% | — | — | Put | 406216951 |
| — | GENERAL MTRS CO | 2,870,000 | $86,157 | 0.8% | — | — | Call | 37045V900 |
| — | CYTEC INDS INC | 1,088,205 | $80,364 | 0.7% | $73.85 | — | COM | 232820100 |
| — | CIGNA CORPORATION | 595,000 | $80,337 | 0.7% | $162.00 | — | COM | 125509109 |
| — | HUDSON CITY BANCORP | 7,006,132 | $71,252 | 0.6% | $10.00 | — | COM | 443683107 |
| — | GENERAL ELECTRIC CO | 2,700,000 | $68,094 | 0.6% | — | — | Put | 369604953 |
| — | KYTHERA BIOPHARMACEUTICALS I | 860,000 | $64,483 | 0.6% | $67.48 | — | COM | 501570105 |
| — | DIAMOND RESORTS INTL INC | 2,680,000 | $62,685 | 0.6% | $17.99 | — | COM | 25272T104 |
| — | VEREIT INC | 7,852,827 | $60,624 | 0.5% | $7.72 | — | COM | 92339V100 |
| — | GENERAL MTRS CO | 1,940,000 | $58,239 | 0.5% | — | — | Put | 37045V950 |
| — | PARTNERRE LTD | 410,000 | $56,941 | 0.5% | $132.30 | — | COM | G6852T105 |
| — | AETNA INC | 500,000 | $54,705 | 0.5% | — | — | Call | 00817Y908 |
| — | MYLAN N V | 1,356,800 | $54,625 | 0.5% | — | — | Put | N59465959 |
| — | SOLERA HOLDINGS INC | 1,000,000 | $54,000 | 0.5% | $54.00 | — | COM | 83421A104 |
| — | HALLIBURTON CO | 1,345,000 | $47,546 | 0.4% | — | — | Call | 406216901 |
| — | AETNA INC | 420,000 | $45,952 | 0.4% | — | — | Put | 00817Y958 |
| — | CHARTER COMMUNICATIONS INC | 226,914 | $39,903 | 0.4% | $171.25 | — | CL A | 16117M305 |
| — | MYLAN N V | 960,000 | $38,650 | 0.3% | $67.86 | — | SHS EURO | N59465109 |
| — | WILLIAMS COS INC | 950,000 | $35,008 | 0.3% | — | — | Call | 969457900 |
| ESPR | ESPERION THERAPEUTICS INC | 1,450,000 | $34,206 | 0.3% | $31.90 | +96.7% | COM | 29664W105 |
| — | AMERICAN AIRLS GROUP INC | 850,000 | $33,006 | 0.3% | — | — | Put | 02376R952 |
| — | TESLA MTRS INC | 16,000,000 | $32,694 | 0.3% | $1.38 | — | NOTE 1.500% 6/01/18 | 88160RAA9 |
| — | DOW CHEM CO | 766,500 | $32,500 | 0.3% | $42.40 | — | COM | 260543103 |
| — | HEALTH NET INC | 534,000 | $32,157 | 0.3% | $60.22 | — | COM | 42222G108 |
| — | OM GROUP INC | 975,000 | $32,068 | 0.3% | $33.13 | — | COM | 670872100 |
| — | OCCIDENTAL PETE CORP | 443,300 | $29,324 | 0.3% | — | — | Call | 674599905 |
| — | MOLSON COORS BREWING CO | 340,000 | $28,227 | 0.2% | — | — | Call | 60871R909 |
| — | GENERAL ELECTRIC CO | 1,087,500 | $27,427 | 0.2% | $26.46 | — | COM | 369604103 |
| — | ZS PHARMA INC | 407,428 | $26,752 | 0.2% | $65.66 | — | COM | 98979G105 |
| — | THORATEC CORP | 414,142 | $26,199 | 0.2% | $63.26 | — | COM NEW | 885175307 |
| — | HERBALIFE LTD | 28,500,000 | $25,374 | 0.2% | $0.84 | — | NOTE 2.000% 8/15/19 | 42703MAB9 |
| GM | GENERAL MTRS CO | 800,000 | $24,016 | 0.2% | $27.16 | -11.0% | COM | 37045V100 |
| — | CON-WAY INC | 386,759 | $18,352 | 0.2% | $47.45 | — | COM | 205944101 |
| TAP | MOLSON COORS BREWING CO | 220,000 | $18,264 | 0.2% | $57.78 | -2.7% | CL B | 60871R209 |
| — | ZOETIS INC | 425,300 | $17,514 | 0.2% | — | — | Call | 98978V903 |
| AAL | AMERICAN AIRLS GROUP INC | 443,539 | $17,223 | 0.2% | $41.32 | -5.3% | COM | 02376R102 |
| T | AT&T INC | 512,047 | $16,682 | 0.1% | $12.27 | 0.0% | COM | 00206R102 |
| — | ENERGY TRANSFER EQUITY L P | 800,000 | $16,648 | 0.1% | — | — | Call | 29273V900 |
| — | MOLSON COORS BREWING CO | 200,000 | $16,604 | 0.1% | — | — | Put | 60871R959 |
| — | OFFICE DEPOT INC | 2,500,000 | $16,050 | 0.1% | — | — | Put | 676220956 |
| — | PERRIGO CO PLC | 100,000 | $15,727 | 0.1% | — | — | Call | G97822903 |
| — | SYNCHRONY FINL | 500,000 | $15,650 | 0.1% | — | — | Put | 87165B953 |
| — | OFFICE DEPOT INC | 2,150,000 | $13,803 | 0.1% | $9.20 | — | COM | 676220106 |
| — | CAESARS ENTMT CORP | 2,338,200 | $13,772 | 0.1% | — | — | Put | 127686953 |
| — | YODLEE INC | 850,000 | $13,711 | 0.1% | $16.13 | — | COM | 98600P201 |
| — | WUXI PHARMATECH CAYMAN INC | 300,000 | $12,963 | 0.1% | $42.89 | — | SPONS ADR SHS | 929352102 |
| — | MYLAN N V | 300,000 | $12,078 | 0.1% | — | — | Call | N59465909 |
| — | AGROFRESH SOLUTIONS | 1,497,918 | $11,893 | 0.1% | $7.94 | — | COM | 00856G109 |
| — | ALLERGAN PLC | 36,000 | $9,785 | 0.1% | — | — | Put | G0177J958 |
| — | WILLIAMS PARTNERS L P | 300,000 | $9,576 | 0.1% | — | — | Put | 96949L955 |
| — | TECO ENERGY INC | 340,000 | $8,928 | 0.1% | $26.26 | — | COM | 872375100 |
| — | HERBALIFE LTD | 160,000 | $8,720 | 0.1% | — | — | Call | G4412G901 |
| — | VIDEOCON D2H LTD | 900,000 | $8,685 | 0.1% | $12.61 | — | ADR | 92657J101 |
| — | GP INVTS ACQUISITION COR | 770,130 | $7,624 | 0.1% | $9.90 | — | SHS | G40357124 |
| — | ALLERGAN PLC | 28,047 | $7,623 | 0.1% | $283.82 | — | SHS | G0177J108 |
| — | YAHOO INC | 260,000 | $7,517 | 0.1% | $39.29 | — | COM | 984332106 |
| — | HUMANA INC | 40,000 | $7,160 | 0.1% | — | — | Call | 444859902 |
| SPY | SPDR S&P 500 ETF TR | 34,750 | $6,659 | 0.1% | $203.37 | — | TR UNIT | 78462F103 |
| — | ZS PHARMA INC | 100,000 | $6,566 | 0.1% | — | — | Put | 98979G955 |
| — | CAESARS ENTMT CORP | 1,048,267 | $6,174 | 0.1% | $14.25 | — | COM | 127686103 |
| — | VALEANT PHARMACEUTICALS INTL | 32,000 | $5,708 | 0.1% | $178.38 | — | COM | 91911K102 |
| LIND | LINDBLAD EXPEDITIONS HLDGS I | 575,000 | $5,618 | 0.0% | $9.87 | 0.0% | COM | 535219109 |
| — | LORAL SPACE & COMMUNICATNS I | 106,658 | $5,021 | 0.0% | $70.86 | — | COM | 543881106 |
| — | ALTERA CORP | 100,000 | $5,008 | 0.0% | — | — | Call | 021441900 |
| — | TESLA MTRS INC | 5,000,000 | $4,749 | 0.0% | $0.91 | — | NOTE 1.250% 3/01/21 | 88160RAC5 |
| — | VODAFONE GROUP PLC | 129,600 | $4,114 | 0.0% | — | — | Call | 92857W908 |
| — | ATLANTIC ALLIANCE PARTNER CO | 400,000 | $4,060 | 0.0% | $10.18 | — | SHS | G04897107 |
| — | TESLA MTRS INC | 16,000 | $3,974 | 0.0% | — | — | Put | 88160R951 |
| — | WRIGHT MED GROUP INC | 190,044 | $3,875 | 0.0% | $20.39 | — | COM | 98235T107 |
| HLF | HERBALIFE LTD | 59,900 | $3,265 | 0.0% | $24.36 | +12.4% | COM USD SHS | G4412G101 |
| — | HERTZ GLOBAL HOLDINGS INC | 194,000 | $3,246 | 0.0% | — | — | Call | 42805T905 |
| — | KINDER MORGAN INC | 3,526,200 | $3,244 | 0.0% | $3.67 | — | *W EXP 05/25/2017 | 49456B119 |
| — | CAESARS ACQUISITION CO | 441,931 | $3,138 | 0.0% | $7.10 | — | CL A | 12768T103 |
| — | STONEGATE MTG CORP | 439,306 | $3,123 | 0.0% | $14.95 | — | COM | 86181Q300 |
| — | ABERCROMBIE & FITCH CO | 140,000 | $2,967 | 0.0% | — | — | Call | 002896907 |
| VZ | VERIZON COMMUNICATIONS INC | 62,400 | $2,715 | 0.0% | $28.32 | -4.6% | Call | 92343V104 |
| ET | ENERGY TRANSFER EQUITY L P | 120,000 | $2,497 | 0.0% | $20.81 | — | COM UT LTD PTN | 29273V100 |
| — | NORTEK INC | 39,000 | $2,469 | 0.0% | $63.31 | — | COM | 656559309 |
| — | ACCELERON PHARMA INC | 96,771 | $2,410 | 0.0% | $34.46 | — | COM | 00434H108 |
| — | AMERICAN AIRLS GROUP INC | 60,000 | $2,330 | 0.0% | — | — | Call | 02376R902 |
| — | DEPOMED INC | 113,312 | $2,136 | 0.0% | $18.85 | — | COM | 249908104 |
| — | AGROFRESH SOLUTIONS | 881,400 | $1,930 | 0.0% | $2.19 | — | *W EXP 02/19/2019 | 00856G117 |
| — | COLUCID PHARMACEUTICALS INC | 483,686 | $1,872 | 0.0% | $8.90 | — | COM | 19716T101 |
| — | HEARTWARE INTL INC | 35,000 | $1,831 | 0.0% | $84.88 | — | COM | 422368100 |
| AAPL | APPLE INC | 16,000 | $1,765 | 0.0% | $28.55 | -7.9% | COM | 037833100 |
| — | HERTZ GLOBAL HOLDINGS INC | 89,600 | $1,499 | 0.0% | $20.52 | — | COM | 42805T105 |
| KMI | KINDER MORGAN INC | 50,000 | $1,384 | 0.0% | $19.54 | 0.0% | COM | 49456B101 |
| — | HERTZ GLOBAL HOLDINGS INC | 77,600 | $1,298 | 0.0% | — | — | Put | 42805T955 |
| BAC | BANK AMER CORP | 82,500 | $1,285 | 0.0% | $10.03 | +34.1% | COM | 060505104 |
| — | SYMETRA FINL CORP | 40,000 | $1,266 | 0.0% | $31.65 | — | COM | 87151Q106 |
| — | VIVINT SOLAR INC | 115,813 | $1,214 | 0.0% | $10.48 | — | COM | 92854Q106 |
| DIS | DISNEY WALT CO | 10,000 | $1,022 | 0.0% | $99.73 | 0.0% | COM | 254687106 |
| — | DISNEY WALT CO | 10,000 | $1,022 | 0.0% | — | — | Put | 254687956 |
| — | STAPLES INC | 50,000 | $587 | 0.0% | $11.74 | — | COM | 855030102 |
| RYZ | RYERSON HLDG CORP | 109,839 | $577 | 0.0% | $11.44 | -38.0% | COM | 783754104 |
| — | ATMEL CORP | 53,000 | $428 | 0.0% | $8.75 | — | COM | 049513104 |
| — | CARBYLAN THERAPEUTICS INC | 114,255 | $408 | 0.0% | $7.15 | — | COM | 141384107 |
| — | HORIZON PHARMA PLC | 20,000 | $396 | 0.0% | $19.80 | — | SHS | G4617B105 |
| OLN | OLIN CORP | 21,530 | $362 | 0.0% | $15.54 | 0.0% | COM PAR $1 | 680665205 |
| PG | PROCTER & GAMBLE CO | 5,000 | $360 | 0.0% | $56.34 | 0.0% | COM | 742718109 |
| — | LINDBLAD EXPEDITIONS HLDGS I | 170,000 | $318 | 0.0% | $1.87 | — | *W EXP 07/08/2020 | 535219117 |
| — | OUTFRONT MEDIA INC | 14,210 | $296 | 0.0% | $25.40 | — | COM | 69007J106 |
| JPM | JPMORGAN CHASE & CO | 4,000 | $244 | 0.0% | $49.62 | 0.0% | COM | 46625H100 |
| — | CBS CORP | 6,066 | $242 | 0.0% | $59.50 | — | CL B | 124857202 |
| — | WHITING PETE CORP | 10,000 | $153 | 0.0% | $30.90 | — | COM | 966387102 |
| — | WHITING PETE CORP | 10,000 | $153 | 0.0% | — | — | Put | 966387952 |
| — | ARCH COAL INC | 10,000 | $33 | 0.0% | — | — | Call | 039380908 |