CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $656,535 (99.7% shares, 0.3% debt)

Holdings (10)

SPY SPDR S&P 500 ETF TR 53.0%

Value ($000) $348,243 Shares 1,610,000 Est. Cost — Unrealized —

IWM ISHARES TR 27.9%

Value ($000) $183,209 Shares 1,475,000 Est. Cost — Unrealized —

— HCP INC 5.8%

Value ($000) $37,950 Shares 1,000,000 Est. Cost — Unrealized —

— SPDR SER TR 2.7%

Value ($000) $17,442 Shares 475,000 Est. Cost $36.29 Unrealized —

— OVERSEAS SHIPHOLDING GROUP I 2.6%

Value ($000) $16,770 Shares 1,586,585 Est. Cost $10.99 Unrealized —

SBLK STAR BULK CARRIERS CORP 2.5%

Value ($000) $16,721 Shares 3,683,104 Est. Cost $4.06 Unrealized +4.0%

— GLOBALSTAR INC 2.3%

Value ($000) $15,194 Shares 12,557,430 Est. Cost $3.53 Unrealized —

HYG ISHARES TR 1.5%

Value ($000) $10,035 Shares 115,000 Est. Cost — Unrealized —

— NATIONSTAR MTG HLDGS INC 1.4%

Value ($000) $9,203 Shares 621,400 Est. Cost — Unrealized —

— GLOBALSTAR INC 0.3%

Value ($000) $1,768 Shares 828,713 Est. Cost $3.54 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,610,000	$348,243	53.0%	—	—	Put	78462F103
IWM	ISHARES TR	1,475,000	$183,209	27.9%	—	—	Put	464287655
—	HCP INC	1,000,000	$37,950	5.8%	—	—	Put	40414L109
—	SPDR SER TR	475,000	$17,442	2.7%	$36.29	—	BRCLY HGH YIEL	78468R846
—	OVERSEAS SHIPHOLDING GROUP I	1,586,585	$16,770	2.6%	$10.99	—	CL A NEW	69036R863
SBLK	STAR BULK CARRIERS CORP	3,683,104	$16,721	2.5%	$4.06	+4.0%	SHS PAR	Y8162K204
—	GLOBALSTAR INC	12,557,430	$15,194	2.3%	$3.53	—	COM	378973408
HYG	ISHARES TR	115,000	$10,035	1.5%	—	—	Put	464288513
—	NATIONSTAR MTG HLDGS INC	621,400	$9,203	1.4%	—	—	Put	63861C109
—	GLOBALSTAR INC	828,713	$1,768	0.3%	$3.54	—	NOTE 8.000% 4/0	378973AD3