Lion Point Capital, LP Hedge Fund

CIK: 0001643354 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value ($000): $985,587 (96.1% shares, 3.9% debt)

Holdings (32)

IWM ISHARES TR 27.9%

Value ($000) $275,096 Shares 1,856,500 Est. Cost — Unrealized —

ALLY ALLY FINL INC 10.4%

Value ($000) $102,738 Shares 4,234,903 Est. Cost $14.58 Unrealized +19.4%

— SPDR SERIES TRUST 8.6%

Value ($000) $84,288 Shares 2,472,500 Est. Cost — Unrealized —

— OCEAN RIG UDW INC 8.5%

Value ($000) $83,723 Shares 3,522,234 Est. Cost $23.77 Unrealized —

AA ALCOA CORP 8.0%

Value ($000) $78,381 Shares 1,681,282 Est. Cost $29.86 Unrealized +27.9%

— MARVELL TECHNOLOGY GROUP LTD 6.4%

Value ($000) $63,545 Shares 3,550,000 Est. Cost $11.30 Unrealized —

MPC MARATHON PETE CORP 6.0%

Value ($000) $59,164 Shares 1,055,000 Est. Cost $39.38 Unrealized +4.9%

XPO XPO LOGISTICS INC 4.6%

Value ($000) $45,412 Shares 670,000 Est. Cost $17.83 Unrealized +17.5%

CSIQ CANADIAN SOLAR INC 3.3%

Value ($000) $32,334 Shares 1,920,085 Est. Cost $14.68 Unrealized +11.6%

KRE SPDR SERIES TRUST 2.4%

Value ($000) $23,726 Shares 418,000 Est. Cost — Unrealized —

— CANADIAN SOLAR INC 2.1%

Value ($000) $20,544 Shares 21,262,000 Est. Cost $0.86 Unrealized —

— HORIZON PHARMA INVT LTD 1.5%

Value ($000) $14,450 Shares 16,000,000 Est. Cost $0.96 Unrealized —

— EVERI HLDGS INC 1.2%

Value ($000) $11,973 Shares 1,577,577 Est. Cost $3.86 Unrealized —

— JA SOLAR HOLDINGS CO LTD 1.1%

Value ($000) $11,207 Shares 1,470,766 Est. Cost $6.35 Unrealized —

— ARCONIC INC 1.0%

Value ($000) $9,958 Shares 256,000 Est. Cost $30.15 Unrealized —

— ROWAN COMPANIES PLC 0.9%

Value ($000) $9,027 Shares 702,500 Est. Cost — Unrealized —

KMX CARMAX INC 0.6%

Value ($000) $6,065 Shares 80,000 Est. Cost — Unrealized —

— ARCONIC INC 0.6%

Value ($000) $5,562 Shares 223,566 Est. Cost $18.54 Unrealized —

RIG TRANSOCEAN LTD 0.5%

Value ($000) $5,219 Shares 485,000 Est. Cost — Unrealized —

LNG CHENIERE ENERGY INC 0.5%

Value ($000) $5,067 Shares 112,500 Est. Cost $32.71 Unrealized +35.1%

VLO VALERO ENERGY CORP NEW 0.5%

Value ($000) $4,693 Shares 61,000 Est. Cost — Unrealized —

— ENSCO PLC 0.4%

Value ($000) $4,328 Shares 725,000 Est. Cost — Unrealized —

FITB FIFTH THIRD BANCORP 0.4%

Value ($000) $4,057 Shares 145,000 Est. Cost — Unrealized —

— HOLLYFRONTIER CORP 0.4%

Value ($000) $3,885 Shares 108,000 Est. Cost — Unrealized —

— WALTER INVT MGMT CORP 0.4%

Value ($000) $3,604 Shares 21,200,000 Est. Cost $0.39 Unrealized —

— POWERSHARES QQQ TRUST 0.3%

Value ($000) $3,418 Shares 23,500 Est. Cost — Unrealized —

— MEDICINES CO 0.3%

Value ($000) $3,222 Shares 87,001 Est. Cost $38.00 Unrealized —

TDG TRANSDIGM GROUP INC 0.3%

Value ($000) $2,812 Shares 11,000 Est. Cost — Unrealized —

COF CAPITAL ONE FINL CORP 0.3%

Value ($000) $2,540 Shares 30,000 Est. Cost — Unrealized —

CENX CENTURY ALUM CO 0.2%

Value ($000) $2,073 Shares 125,000 Est. Cost — Unrealized —

— CISION LTD 0.2%

Value ($000) $1,899 Shares 64,389,500 Est. Cost — Unrealized —

BANC BANC OF CALIFORNIA INC 0.2%

Value ($000) $1,577 Shares 76,000 Est. Cost $12.59 Unrealized +29.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES TR	1,856,500	$275,096	27.9%	—	—	Put	464287655
ALLY	ALLY FINL INC	4,234,903	$102,738	10.4%	$14.58	+19.4%	COM	02005N100
—	SPDR SERIES TRUST	2,472,500	$84,288	8.6%	—	—	Put	78464A730
—	OCEAN RIG UDW INC	3,522,234	$83,723	8.5%	$23.77	—	SHS	G66964100
AA	ALCOA CORP	1,681,282	$78,381	8.0%	$29.86	+27.9%	COM	013872106
—	MARVELL TECHNOLOGY GROUP LTD	3,550,000	$63,545	6.4%	$11.30	—	ORD	G5876H105
MPC	MARATHON PETE CORP	1,055,000	$59,164	6.0%	$39.38	+4.9%	COM	56585A102
XPO	XPO LOGISTICS INC	670,000	$45,412	4.6%	$17.83	+17.5%	COM	983793100
CSIQ	CANADIAN SOLAR INC	1,920,085	$32,334	3.3%	$14.68	+11.6%	COM	136635109
KRE	SPDR SERIES TRUST	418,000	$23,726	2.4%	—	—	Put	78464A698
—	CANADIAN SOLAR INC	21,262,000	$20,544	2.1%	$0.86	—	NOTE 4.250% 2/1	136635AE9
—	HORIZON PHARMA INVT LTD	16,000,000	$14,450	1.5%	$0.96	—	NOTE 2.500% 3/1	44052TAB7
—	EVERI HLDGS INC	1,577,577	$11,973	1.2%	$3.86	—	COM	30034T103
—	JA SOLAR HOLDINGS CO LTD	1,470,766	$11,207	1.1%	$6.35	—	SPON ADR REP5ORD	466090206
—	ARCONIC INC	256,000	$9,958	1.0%	$30.15	—	5.375% PFD B 1	03965L308
—	ROWAN COMPANIES PLC	702,500	$9,027	0.9%	—	—	Put	G7665A101
KMX	CARMAX INC	80,000	$6,065	0.6%	—	—	Put	143130102
—	ARCONIC INC	223,566	$5,562	0.6%	$18.54	—	COM	03965L100
RIG	TRANSOCEAN LTD	485,000	$5,219	0.5%	—	—	Put	H8817H100
LNG	CHENIERE ENERGY INC	112,500	$5,067	0.5%	$32.71	+35.1%	COM NEW	16411R208
VLO	VALERO ENERGY CORP NEW	61,000	$4,693	0.5%	—	—	Put	91913Y100
—	ENSCO PLC	725,000	$4,328	0.4%	—	—	Put	G3157S106
FITB	FIFTH THIRD BANCORP	145,000	$4,057	0.4%	—	—	Put	316773100
—	HOLLYFRONTIER CORP	108,000	$3,885	0.4%	—	—	Put	436106108
—	WALTER INVT MGMT CORP	21,200,000	$3,604	0.4%	$0.39	—	NOTE 4.500%11/0	93317WAA0
—	POWERSHARES QQQ TRUST	23,500	$3,418	0.3%	—	—	Put	73935A104
—	MEDICINES CO	87,001	$3,222	0.3%	$38.00	—	COM	584688105
TDG	TRANSDIGM GROUP INC	11,000	$2,812	0.3%	—	—	Put	893641100
COF	CAPITAL ONE FINL CORP	30,000	$2,540	0.3%	—	—	Put	14040H105
CENX	CENTURY ALUM CO	125,000	$2,073	0.2%	—	—	Put	156431108
—	CISION LTD	64,389,500	$1,899	0.2%	—	—	Call	G1992S117
BANC	BANC OF CALIFORNIA INC	76,000	$1,577	0.2%	$12.59	+29.2%	COM	05990K106