CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value ($000): $137,535 (98.2% shares, 1.8% debt)

Holdings (11)

HCC WARRIOR MET COAL INC 32.5%

Value ($000) $44,734 Shares 1,897,933 Est. Cost $17.37 Unrealized +32.1%

SBLK STAR BULK CARRIERS CORP 13.4%

Value ($000) $18,449 Shares 1,900,000 Est. Cost $4.56 Unrealized +128.2%

— POWERSHARES ETF TRUST II 11.8%

Value ($000) $16,212 Shares 700,000 Est. Cost $23.14 Unrealized —

THC TENET HEALTHCARE CORP 11.1%

Value ($000) $15,198 Shares 925,000 Est. Cost $17.23 Unrealized -1.6%

— FORTRESS TRANS INFRST INVS L 9.3%

Value ($000) $12,812 Shares 710,205 Est. Cost $18.04 Unrealized —

— GLOBALSTAR INC 9.1%

Value ($000) $12,492 Shares 7,663,979 Est. Cost $3.53 Unrealized —

— OCEAN RIG UDW INC 5.7%

Value ($000) $7,815 Shares 328,765 Est. Cost $23.77 Unrealized —

— DYNEGY INC NEW DEL 2.8%

Value ($000) $3,916 Shares 400,000 Est. Cost $8.46 Unrealized —

— HORNBECK OFFSHORE SVCS INC N 2.4%

Value ($000) $3,268 Shares 808,800 Est. Cost $2.90 Unrealized —

— GLOBALSTAR INC 1.8%

Value ($000) $2,458 Shares 847,456 Est. Cost $3.53 Unrealized —

— DYNEGY INC NEW DEL 0.1%

Value ($000) $181 Shares 752,885 Est. Cost $0.57 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
HCC	WARRIOR MET COAL INC	1,897,933	$44,734	32.5%	$17.37	+32.1%	COM	93627C101
SBLK	STAR BULK CARRIERS CORP	1,900,000	$18,449	13.4%	$4.56	+128.2%	SHS PAR	Y8162K204
—	POWERSHARES ETF TRUST II	700,000	$16,212	11.8%	$23.14	—	SENIOR LN PORT	73936Q769
THC	TENET HEALTHCARE CORP	925,000	$15,198	11.1%	$17.23	-1.6%	COM NEW	88033G407
—	FORTRESS TRANS INFRST INVS L	710,205	$12,812	9.3%	$18.04	—	COM REP LTD LIAB	34960P101
—	GLOBALSTAR INC	7,663,979	$12,492	9.1%	$3.53	—	COM	378973408
—	OCEAN RIG UDW INC	328,765	$7,815	5.7%	$23.77	—	SHS NEW	G66964118
—	DYNEGY INC NEW DEL	400,000	$3,916	2.8%	$8.46	—	COM	26817R108
—	HORNBECK OFFSHORE SVCS INC N	808,800	$3,268	2.4%	$2.90	—	COM	440543106
—	GLOBALSTAR INC	847,456	$2,458	1.8%	$3.53	—	NOTE 8.000% 4/0	378973AD3
—	DYNEGY INC NEW DEL	752,885	$181	0.1%	$0.57	—	*W EXP 02/02/202	26817R157