Location: Chandler, AZ
CIK: 0001692820 · Show all filings
Period: Q3 2017 (Next →)
Filing Date: Feb 7, 2018
Total Value: $107M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Guggenheim BulletShares 2018 Corporate Bond ETF | 1,063,936 | $22.55M | 21.1% | $21.19 | $21.19 | — | ETF | 18383M530 |
| — | Guggenheim BulletShares 2019 High Yield Corporate Bond ETF | 13,899,035 | $13.9M | 13.0% | $1.00 | $1.00 | — | ETF | 18383M373 |
| SCHX | Schwab US Large Cap Etf | 188,226 | $11.3M | 10.6% | $60.04 * | $9.81 | +2.0% | ETF | 808524201 |
| SCHF | Schwab International Equity ETF | 269,223 | $9.011M | 8.4% | $33.47 * | $16.31 | +2.6% | ETF | 808524805 |
| SCHM | Schwab US Mid-Cap Etf | 153,638 | $7.699M | 7.2% | $50.11 * | $16.25 | +2.8% | ETF | 808524508 |
| SCHE | Schwab Emerging Market Equity Etf | 261,457 | $7.036M | 6.6% | $26.91 | $26.47 | +1.7% | ETF | 808524706 |
| SCHB | Schwab US Broad Market Etf | 94,039 | $5.728M | 5.4% | $60.91 * | $9.93 | +2.3% | ETF | 808524102 |
| IVV | iShares S&P 500 Index (ETF) | 14,162 | $3.582M | 3.4% | $252.93 | $248.34 | +1.8% | ETF | 464287200 |
| IEFA | Ishares TRUST Core Msci Eafe Etf | 53,437 | $3.429M | 3.2% | $64.17 | $62.56 | +2.6% | ETF | 46432F842 |
| SCHA | Schwab US Small Cap Etf | 45,166 | $3.043M | 2.8% | $67.37 * | $16.08 | +4.8% | ETF | 808524607 |
| IEMG | Ishares Inc Core Msci Emerging Mkts Etf | 50,995 | $2.755M | 2.6% | $54.02 | $53.05 | +1.8% | ETF | 46434G103 |
| — | SPDR Nvn Barclys Short Term Mncpl Bnd ETF | 44,818 | $2.178M | 2.0% | $48.60 | $48.60 | — | ETF | 78464A425 |
| IJH | iShares Core S&P Mid-Cap ETF | 11,245 | $2.012M | 1.9% | $178.92 * | $34.83 | +2.7% | ETF | 464287507 |
| SUB | Ishares Short-Term National Muni Bond | 17,441 | $1.848M | 1.7% | $105.96 | $106.12 | -0.1% | ETF | 464288158 |
| IWV | iShares Russell 3000 Index (ETF) | 11,777 | $1.758M | 1.6% | $149.27 | $146.00 | +2.2% | ETF | 464287689 |
| EBND | SPDR Barclays Emerging Markets Local Bond ETF | 33,776 | $1.009M | 0.9% | $29.87 | $29.70 | +0.6% | ETF | 78464A391 |
| MUB | Ishares National AMT Free Muni ETF | 9,084 | $1.007M | 0.9% | $110.85 | $110.95 | -0.1% | ETF | 464288414 |
| — | Spdr Nuveen Barclay Muni Bond ETF | 19,695 | $963K | 0.9% | $48.90 | $48.90 | — | ETF | 78464A458 |
| IJR | iShares S&P SmallCap 600 Index (ETF) | 10,518 | $781K | 0.7% | $74.25 | $70.08 | +5.9% | ETF | 464287804 |
| IWR | Ishares Russell Midcap | 3,503 | $691K | 0.6% | $197.26 * | $48.27 | +2.1% | ETF | 464287499 |
| SPY | SPDR S&P 500 ETF Trust | 2,526 | $635K | 0.6% | $251.39 | $246.53 | +1.9% | ETF | 78462F103 |
| EFA | Ishares Msci EAFE Index ETF | 6,004 | $411K | 0.4% | $68.45 | $66.85 | +2.4% | ETF | 464287465 |
| INTC | Intel Corp | 9,588 | $365K | 0.3% | $38.07 * | $29.59 | +7.4% | COMMON STOCK | 458140100 |
| — | United Technologies Corp | 2,631 | $305K | 0.3% | $115.93 | $115.93 | — | COMMON STOCK | 913017109 |
| LEMB | iShares Emerging Markets Local Currency Bond ETF | 5,806 | $280K | 0.3% | $48.23 | $48.00 | +0.5% | ETF | 464286517 |
| — | VanEck Vectors High-Yield Municipal ETF | 8,560 | $268K | 0.3% | $31.31 | $31.31 | — | ETF | 57060U878 |
| — | Guggenheim S&P 500 Equal Weight Utilities ETF | 3,009 | $259K | 0.2% | $86.08 | $86.08 | — | ETF | 78355W791 |
| RWO | SPDR DJ Wilshire Global Real Estate (ETF) | 4,760 | $227K | 0.2% | $47.69 | $48.00 | -0.5% | ETF | 78463X749 |
| VO | Vanguard Mid Cap | 1,499 | $220K | 0.2% | $146.76 * | $36.06 | +1.9% | ETF | 922908629 |
| — | Medtronic Inc | 2,258 | $176K | 0.2% | $77.95 | $77.95 | — | COMMON STOCK | 585055106 |
| IDU | Ishares Tr Dj US Utils | 1,324 | $176K | 0.2% | $132.93 * | $67.25 | -1.2% | ETF | 464287697 |
| VWO | Vanguard Emerging Market | 3,591 | $156K | 0.1% | $43.44 | $43.27 | +0.7% | ETF | 922042858 |
| VEA | Vanguard Europe Pac Etf | 3,399 | $148K | 0.1% | $43.54 | $42.43 | +2.3% | ETF | 921943858 |
| BAC | Bank Of America Corp | 3,418 | $87,000 | 0.1% | $25.45 * | $19.96 | +4.8% | COMMON STOCK | 060505104 |
| VTI | Vanguard Total Stock Mkt | 637 | $83,000 | 0.1% | $130.30 | $126.64 | +2.3% | ETF | 922908769 |
| AGG | iShares Barclays Aggregate Bond Fund | 693 | $76,000 | 0.1% | $109.67 | $109.78 | -0.2% | ETF | 464287226 |
| PPC | Pilgrims Pride Corp | 2,563 | $73,000 | 0.1% | $28.48 | $26.31 | +8.0% | COMMON STOCK | 72147K108 |
| BRK/B | Berkshire Hathaway B New | 383 | $70,000 | 0.1% | $182.77 | $176.72 | +3.7% | CLASS B SHARES | 084670702 |
| FUTY | Fidelity MSCI Utilities Index ETF | 1,741 | $60,000 | 0.1% | $34.46 | $34.88 | -1.0% | ETF | 316092865 |
| WFC | Wells Fargo & Co New | 868 | $48,000 | 0.0% | $55.30 * | $42.14 | +4.0% | COMMON STOCK | 949746101 |
| WEN | Wendy's Company | 2,681 | $42,000 | 0.0% | $15.67 | $15.31 | +1.4% | COMMON STOCK | 95058W100 |
| F | Ford Motor Company New | 3,250 | $39,000 | 0.0% | $12.00 * | $7.25 | +6.4% | COMMON STOCK | 345370860 |
| EFG | Ishares Msci Gwth Idx Fd | 397 | $31,000 | 0.0% | $78.09 | $75.79 | +2.1% | ETF | 464288885 |
| — | PowerShares Cleantech Portfolio | 666 | $28,000 | 0.0% | $42.04 | $42.04 | — | ETF | 73935X278 |
| DIS | Disney Walt Co | 263 | $26,000 | 0.0% | $98.86 * | $96.93 | -4.2% | COMMON STOCK | 254687106 |
| IVE | Ishares S&P 500 Value | 245 | $26,000 | 0.0% | $106.12 | $105.86 | +1.9% | ETF | 464287408 |
| — | Healthcare Tr Of America | 859 | $26,000 | 0.0% | $30.27 | $30.27 | — | COMMON STOCK | 42225P105 |
| BA | Boeing Co | 100 | $25,000 | 0.0% | $250.00 * | $220.44 | +9.3% | COMMON STOCK | 097023105 |
| AAPL | Apple Inc | 124 | $25,000 | 0.0% | $201.61 * | $36.15 | -0.5% | COMMON STOCK | 037833100 |
| — | Dentsply Intl Inc | 390 | $23,000 | 0.0% | $58.97 | $58.97 | — | COMMON STOCK | 249030107 |
| — | E-TRACS USB Bloomberg Commodity Index Exchange Traded Note | 1,482 | $21,000 | 0.0% | $14.17 | $14.17 | — | ETF | 902641778 |
| EEM | Ishares Msci Emrg Mkt Fd | 364 | $16,000 | 0.0% | $43.96 | $44.02 | +1.8% | ETF | 464287234 |
| — | GREENHAVEN Continuous Commodity Index Fund | 869 | $16,000 | 0.0% | $18.41 | $18.41 | — | ETF | 395258106 |
| AMZN | Amazon Com Inc | 16 | $15,000 | 0.0% | $937.50 * | $49.12 | -2.1% | COMMON STOCK | 023135106 |
| — | PUT MEDTRONIC PLC 1/19/18 | 15 | $15,000 | 0.0% | $1000.00 | — | — | Put | 000000000 |
| IVW | Ishares S&P 500 Growth | 93 | $13,000 | 0.0% | $139.78 * | $35.22 | +1.8% | ETF | 464287309 |
| GOOGL | Alphabet Inc Cl A | 13 | $13,000 | 0.0% | $1000.00 * | $47.07 | +2.7% | CLASS A SHARES | 02079K305 |
| JNJ | Johnson & Johnson | 96 | $12,000 | 0.0% | $125.00 * | $104.97 | -1.5% | COMMON STOCK | 478160104 |
| EPD | Enterprise Products Partners L.P. | 334 | $9,000 | 0.0% | $26.95 | $26.95 | — | COMMON STOCK | 293792107 |
| SBUX | Starbucks Corp | 176 | $9,000 | 0.0% | $51.14 * | $46.21 | -2.9% | COMMON STOCK | 855244109 |
| WDC | Western Digital Corp Del | 100 | $9,000 | 0.0% | $90.00 * | $59.93 | -1.0% | COMMON STOCK | 958102105 |
| GOOG | Alphabet Inc Class C | 8 | $8,000 | 0.0% | $1000.00 * | $46.23 | +3.0% | CLASS C SHARES | 02079K107 |
| — | Ishares Gold TRUST | 583 | $7,000 | 0.0% | $12.01 | $12.01 | — | ETF | 464285105 |
| — | Time Warner Inc New | 67 | $7,000 | 0.0% | $104.48 | $104.48 | — | COMMON STOCK | 887317303 |
| — | PUT INTEL CORP 1/19/18 | 40 | $6,000 | 0.0% | $150.00 | — | — | Put | 3183459LF |
| — | General Electric Company | 266 | $6,000 | 0.0% | $22.56 | $22.56 | — | COMMON STOCK | 369604103 |
| MCK | Mckesson Corp | 40 | $6,000 | 0.0% | $150.00 * | $146.01 | -1.4% | COMMON STOCK | 58155Q103 |
| OXY | Occidental Pete Corp | 100 | $6,000 | 0.0% | $60.00 * | $48.86 | +6.4% | COMMON STOCK | 674599105 |
| — | Tata Motors Ltd Adr | 141 | $4,000 | 0.0% | $28.37 | $28.37 | — | ADR | 876568502 |
| MBGAF | Daimler A G | 50 | $4,000 | 0.0% | $80.00 * | $46.00 | +7.7% | ADR | D1668R123 |
| IJK | iShares S&P Mid-Cap 400 Growth ETF | 16 | $3,000 | 0.0% | $187.50 * | $49.29 | +2.6% | ETF | 464287606 |
| PRU | Prudential Financial Inc | 31 | $3,000 | 0.0% | $96.77 * | $72.07 | -0.1% | COMMON STOCK | 744320102 |
| VOO | Vanguard S&P 500 Etf | 14 | $3,000 | 0.0% | $214.29 * | $226.49 | +1.9% | ETF | 922908363 |
| ACWV | Ishares Edge Msci Min Vol Global Etf | 24 | $2,000 | 0.0% | $83.33 * | $80.53 | +1.1% | ETF | 464286525 |
| FEX | First Tr Large Cap Core Alphadex Fd Com | 30 | $2,000 | 0.0% | $66.67 * | $53.78 | +2.1% | ETF | 33734K109 |
| — | PowerShares WilderHill Clean Energy(ETF) | 457 | $2,000 | 0.0% | $4.38 | $4.38 | — | ETF | 73935X500 |
| — | Guggenheim S&P 500 Equal Weight Financials ETF | 17 | $1,000 | 0.0% | $58.82 | $58.82 | — | ETF | 78355W858 |
| XLI | Sector Spdr Indl Select | 13 | $1,000 | 0.0% | $76.92 * | $68.78 | +3.2% | ETF | 81369Y704 |
| IUSG | Ishares Core S&P US Growth Etf | 26 | $1,000 | 0.0% | $38.46 * | $49.56 | +1.9% | ETF | 464287671 |
| META | Facebook Inc Class A | 5 | $1,000 | 0.0% | $200.00 * | $165.72 | +2.4% | CLASS A SHARES | 30303M102 |
| COP | Conocophillips | 10 | $1,000 | 0.0% | $100.00 * | $34.44 | +11.5% | COMMON STOCK | 20825C104 |
| — | Hewlett-Packard Company | 10 | $0 | 0.0% | $0.00 | — | — | COMMON STOCK | 428236103 |
| — | California Res Corp | 4 | $0 | 0.0% | $0.00 | — | — | COMMON STOCK | 13057Q107 |
| FITB | Fifth Third Bancorp | 10 | $0 | 0.0% | $0.00 | $19.45 | +6.1% | COMMON STOCK | 316773100 |
| HPE | Hewlett Packard Enterprise Co Com | 10 | $0 | 0.0% | $0.00 | $10.56 | +8.2% | COMMON STOCK | 42824C109 |
| CMG | Chipotle Mexican Grill Inc | 1 | $0 | 0.0% | $0.00 | $6.74 | -8.6% | COMMON STOCK | 169656105 |
| — | Time Inc | 8 | $0 | 0.0% | $0.00 | — | — | COMMON STOCK | 887228104 |
| — | Progress Energy Inc Contingent Value 0.0 | 150 | $0 | 0.0% | $0.00 | — | — | COMMON STOCK | 743263AA3 |
| QCOM | Qualcomm Inc | 9 | $0 | 0.0% | $0.00 | $42.31 | -1.3% | COMMON STOCK | 747525103 |
| — | Micro Focus International Plc Spon Adr E | 1 | $0 | 0.0% | $0.00 | — | — | ADR | 594837304 |