CIK: 0001436866 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value ($000): $1,491,582 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ISHARES | 10,527,332 | $120,327 | 8.1% | $11.40 | — | MSCI JAPAN ETF | 464286848 |
| VGK | VANGUARD INTL EQUITY INDEX F | 1,401,500 | $68,926 | 4.6% | $58.34 | — | FTSE EUROPE ETF | 922042874 |
| EWA | ISHARES | 3,204,657 | $57,427 | 3.9% | $23.79 | — | MSCI AUST ETF | 464286103 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 6,890,602 | $54,160 | 3.6% | $7.40 | — | COM | 01881E101 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 6,609,433 | $49,571 | 3.3% | $8.26 | — | COM SH BEN INT N | 021060207 |
| EZU | ISHARES | 1,321,880 | $45,393 | 3.0% | $37.96 | — | MSCI EURZONE ETF | 464286608 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 3,742,724 | $45,287 | 3.0% | $13.85 | — | COM | 092501105 |
| — | BLACKROCK RES & COMM STRAT T | 6,111,210 | $43,390 | 2.9% | $10.29 | — | SHS | 09257A108 |
| — | WESTERN ASSET CLYM INFL OPP | 4,043,654 | $42,054 | 2.8% | $11.69 | — | COM | 95766R104 |
| EWG | ISHARES | 1,614,300 | $39,938 | 2.7% | $29.57 | — | MSCI GERMANY ETF | 464286806 |
| — | SWISS HELVETIA FD INC | 3,676,659 | $39,929 | 2.7% | $12.28 | — | COM | 870875101 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 3,651,058 | $37,131 | 2.5% | $8.88 | — | COM | 47109U104 |
| — | MONTGOMERY STR INCOME SECS I | 1,549,221 | $26,956 | 1.8% | $15.89 | — | COM | 614115103 |
| — | BLACKROCK INCOME TR INC | 4,007,329 | $25,286 | 1.7% | $6.53 | — | COM | 09247F100 |
| — | COHEN & STEERS INFRASTRUCTUR | 1,324,228 | $25,253 | 1.7% | $20.27 | — | COM | 19248A109 |
| — | PUTNAM PREMIER INCOME TR | 5,006,107 | $24,480 | 1.6% | $5.41 | — | SH BEN INT | 746853100 |
| — | WESTERN ASSET CLYM INFL SEC | 2,059,980 | $21,733 | 1.5% | $11.58 | — | COM SH BEN INT | 95766Q106 |
| — | TRANSAMERICA INCOME SHS INC | 931,587 | $20,178 | 1.4% | $20.76 | — | COM | 893506105 |
| — | BLACKROCK CR ALLCTN INC TR | 1,550,059 | $18,864 | 1.3% | $13.04 | — | COM | 092508100 |
| — | BLACKROCK CORE BD TR | 1,409,224 | $18,207 | 1.2% | $13.20 | — | SHS BEN INT | 09249E101 |
| — | MORGAN STANLEY TRUSTS | 1,011,445 | $17,579 | 1.2% | $17.21 | — | INCOME SECS INC | 61745P874 |
| — | KOREA FD | 492,290 | $17,486 | 1.2% | $34.59 | — | COM NEW | 500634209 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 2,514,102 | $17,247 | 1.2% | $7.09 | — | COM | 00306J109 |
| — | MORGAN STANLEY ASIA PAC FD I | 1,296,363 | $16,788 | 1.1% | $15.68 | — | COM | 61744U106 |
| — | CBRE CLARION GLOBAL REAL EST | 2,161,598 | $15,953 | 1.1% | $8.15 | — | COM | 12504G100 |
| — | NUVEEN MUN ADVANTAGE FD INC | 1,192,644 | $15,874 | 1.1% | $13.35 | — | COM | 67062H106 |
| EWL | ISHARES | 502,662 | $15,376 | 1.0% | $30.59 | — | MSCI SZ CAP ETF | 464286749 |
| — | NEW GERMANY FD INC | 1,060,921 | $15,288 | 1.0% | $17.60 | — | COM | 644465106 |
| — | NUVEEN SELECT QUALITY MUN FD | 1,112,286 | $14,871 | 1.0% | $13.58 | — | COM | 670973106 |
| — | TEMPLETON EMERGING MKTS FD I | 1,326,391 | $14,630 | 1.0% | $14.82 | — | COM | 880191101 |
| — | ISHARES TR | 869,660 | $14,254 | 1.0% | $19.17 | — | MSCI UTD KNGDM | 46434V548 |
| — | WESTERN ASSET GLOBAL CP DEFI | 896,303 | $14,188 | 1.0% | $18.03 | — | COM | 95790C107 |
| — | VOYA EMERGING MKTS HIGH DIVI | 1,716,668 | $13,236 | 0.9% | $9.45 | — | COM | 92912P108 |
| — | WESTERN ASSET INCOME FD | 999,909 | $13,189 | 0.9% | $13.23 | — | COM | 95766T100 |
| EWQ | ISHARES | 545,012 | $13,118 | 0.9% | $24.47 | — | MSCI FRANCE ETF | 464286707 |
| EFA | ISHARES TR | 223,768 | $12,826 | 0.9% | $66.29 | — | MSCI EAFE ETF | 464287465 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 930,763 | $12,826 | 0.9% | $14.11 | — | COM | 09255K108 |
| — | TEMPLETON DRAGON FD INC | 679,905 | $12,701 | 0.9% | $25.08 | — | COM | 88018T101 |
| — | LAZARD GLB TTL RET&INCM FD I | 990,676 | $12,413 | 0.8% | $16.33 | — | COM | 52106W103 |
| — | BLACKROCK INTL GRWTH & INC T | 2,035,582 | $12,356 | 0.8% | $7.69 | — | COM BENE INTER | 092524107 |
| — | PUTNAM MASTER INTER INCOME T | 2,678,751 | $12,081 | 0.8% | $4.97 | — | SH BEN INT | 746909100 |
| — | TRI CONTL CORP | 616,912 | $12,030 | 0.8% | $17.94 | — | COM | 895436103 |
| — | FORT DEARBORN INCOME SECS IN | 777,284 | $10,960 | 0.7% | $14.27 | — | COM | 347200107 |
| — | ABERDEEN ASIA PACIFIC INCOM | 2,407,452 | $10,834 | 0.7% | $5.74 | — | COM | 003009107 |
| — | FIRST TRUST MORTGAGE INCM FD | 751,803 | $10,736 | 0.7% | $15.54 | — | COM SHS | 33734E103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 950,181 | $10,167 | 0.7% | $12.33 | — | SH BEN INT | 18914E106 |
| — | ADAMS DIVERSIFIED EQUITY FD | 769,347 | $9,809 | 0.7% | $12.15 | — | COM | 006212104 |
| — | EUROPEAN EQUITY FUND | 1,254,640 | $9,761 | 0.7% | $7.28 | — | COM | 298768102 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 733,250 | $9,606 | 0.6% | $13.38 | — | COM | 67062W103 |
| — | MORGAN STANLEY CHINA A SH FD | 405,606 | $9,102 | 0.6% | $33.00 | — | COM | 617468103 |
| — | EATON VANCE MUN BD FD | 701,069 | $8,770 | 0.6% | $12.51 | — | COM | 27827X101 |
| — | CLOUGH GLOBAL EQUITY FD | 691,872 | $8,759 | 0.6% | $14.97 | — | COM | 18914C100 |
| — | ALPINE GLOBAL PREMIER PPTYS | 1,532,517 | $8,551 | 0.6% | $5.96 | — | COM SBI | 02083A103 |
| — | GENERAL AMERN INVS INC | 271,836 | $8,421 | 0.6% | $32.08 | — | COM | 368802104 |
| — | CUTWATER SELECT INCOME FD | 416,151 | $7,940 | 0.5% | $18.68 | — | COM | 232229104 |
| — | MFS MULTIMARKET INCOME TR | 1,418,948 | $7,932 | 0.5% | $6.46 | — | SH BEN INT | 552737108 |
| — | LIBERTY ALL STAR EQUITY FD | 1,540,133 | $7,824 | 0.5% | $5.36 | — | SH BEN INT | 530158104 |
| — | ABERDEEN SINGAPORE FD INC | 858,552 | $7,418 | 0.5% | $12.34 | — | COM | 003244100 |
| — | INVESCO BD FD | 418,301 | $7,375 | 0.5% | $18.14 | — | COM | 46132L107 |
| — | MORGAN STANLEY EMER MKTS FD | 562,617 | $7,111 | 0.5% | $14.42 | — | COM | 61744G107 |
| — | ABERDEEN ISRAEL FUND INC | 407,280 | $6,855 | 0.5% | $14.77 | — | COM | 00301L109 |
| — | LEGG MASON BW GLB INC OPP FD | 577,690 | $6,707 | 0.4% | $17.24 | — | COM | 52469B100 |
| — | ABERDEEN LATIN AMER EQTY FD | 409,752 | $6,630 | 0.4% | $29.62 | — | COM | 00306K106 |
| — | NUVEEN BUILD AMER BD OPPTNY | 320,578 | $6,226 | 0.4% | $19.95 | — | COM | 67074Q102 |
| XXCHNXX | CHINA FD INC | 350,721 | $5,580 | 0.4% | $20.19 | — | COM | 169373107 |
| — | THAI FD INC | 767,742 | $5,436 | 0.4% | $20.53 | — | COM | 882904105 |
| — | NEW IRELAND FUND INC | 401,712 | $5,403 | 0.4% | $11.46 | — | COM | 645673104 |
| — | NUVEEN MULTI MKT INCOME FD | 768,387 | $5,340 | 0.4% | $7.41 | — | COM | 67075J107 |
| — | MFS CHARTER INCOME TR | 687,118 | $5,325 | 0.4% | $8.98 | — | SH BEN INT | 552727109 |
| — | CENTRAL EUR RUSS & TURK FD I | 294,817 | $5,274 | 0.4% | $29.25 | — | COM | 153436100 |
| — | HANCOCK JOHN INCOME SECS TR | 375,261 | $5,231 | 0.4% | $14.07 | — | COM | 410123103 |
| — | BLACKROCK ENHANCED EQT DIV T | 708,572 | $5,102 | 0.3% | $7.80 | — | COM | 09251A104 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 311,252 | $4,488 | 0.3% | $17.15 | — | SHS | 67075G103 |
| — | FRANKLIN LTD DURATION INC TR | 392,677 | $4,280 | 0.3% | $11.58 | — | COM | 35472T101 |
| — | WESTERN ASSET EMRG MKT INCM | 440,936 | $4,215 | 0.3% | $11.22 | — | COM | 95766E103 |
| — | TAIWAN FD INC | 281,060 | $4,067 | 0.3% | $16.22 | — | COM | 874036106 |
| — | KOREA EQUITY FD INC | 542,579 | $3,890 | 0.3% | $7.83 | — | COM | 50063B104 |
| — | ZWEIG FD | 302,595 | $3,882 | 0.3% | $13.81 | — | COM NEW | 989834205 |
| — | MACQUARIE GLBL INFRA TOTL RE | 196,968 | $3,796 | 0.3% | $19.82 | — | COM | 55608D101 |
| — | JPMORGAN CHINA REGION FD INC | 264,683 | $3,790 | 0.3% | $16.25 | — | COM | 48126T104 |
| — | ABERDEEN INDONESIA FD INC | 715,193 | $3,748 | 0.3% | $11.13 | — | COM | 00305P106 |
| — | BLACKROCK MUNICIPL INC QLTY | 266,134 | $3,673 | 0.2% | $13.97 | — | COM | 092479104 |
| — | MEXICO EQUITY & INCOME FD | 327,904 | $3,607 | 0.2% | $14.88 | — | COM | 592834105 |
| — | DUFF & PHELPS GLB UTL INC FD | 231,892 | $3,511 | 0.2% | $18.49 | — | COM | 26433C105 |
| — | BLACKROCK UTIL & INFRASTRCTU | 209,405 | $3,405 | 0.2% | $18.05 | — | COM | 09248D104 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 257,921 | $3,368 | 0.2% | $16.84 | — | COM | 33731K102 |
| — | ASIA PAC FD INC | 306,673 | $3,159 | 0.2% | $10.24 | — | COM | 044901106 |
| — | NEUBERGER BERMAN RE ES SEC F | 664,081 | $3,061 | 0.2% | $4.54 | — | COM | 64190A103 |
| — | DUFF & PHELPS UTIL CORP BD T | 322,889 | $3,061 | 0.2% | $9.69 | — | COM | 26432K108 |
| — | ALLIANZGI EQUITY & CONV INCO | 166,000 | $2,854 | 0.2% | $19.91 | — | COM | 018829101 |
| — | ADAM NAT RES FD INC | 135,763 | $2,465 | 0.2% | $23.15 | — | COM | 00548F105 |
| — | FIRST TR ABERDEEN GLBL OPP F | 250,794 | $2,428 | 0.2% | $10.87 | — | COM SHS | 337319107 |
| — | ABERDEEN AUSTRALIA EQTY FD I | 434,633 | $2,330 | 0.2% | $5.36 | — | COM | 003011103 |
| — | NUVEEN GLOBAL EQUITY INCOME | 220,109 | $2,243 | 0.2% | $13.05 | — | COM | 6706EH103 |
| — | GDL FUND | 228,667 | $2,241 | 0.2% | $10.86 | — | COM SH BEN IT | 361570104 |
| — | CENTRAL SECS CORP | 111,332 | $2,200 | 0.1% | $21.11 | — | COM | 155123102 |
| — | ELLSWORTH GROWTH & INCOME FD | 272,767 | $2,133 | 0.1% | $7.77 | — | COM | 289074106 |
| — | ABERDEEN CHILE FD INC | 356,396 | $2,131 | 0.1% | $6.53 | — | COM | 00301W105 |
| — | MORGAN STANLEY EMER MKTS DEB | 249,645 | $2,080 | 0.1% | $9.64 | — | COM | 61744H105 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 235,776 | $2,016 | 0.1% | $9.95 | — | COM NEW | 02082E205 |
| — | DELAWARE ENHANCED GBL DIV & | 215,950 | $2,000 | 0.1% | $10.77 | — | COM | 246060107 |
| — | CLOUGH GLOBAL ALLOCATION FD | 145,190 | $1,898 | 0.1% | $14.87 | — | COM | 18913Y103 |
| — | BANCROFT FUND LTD | 100,473 | $1,879 | 0.1% | $17.39 | — | COM | 059695106 |
| — | WELLS FARGO ADVANTAGE MULTI | 151,867 | $1,724 | 0.1% | $13.98 | — | COM SHS | 94987D101 |
| — | SPROTT FOCUS TR INC | 291,593 | $1,723 | 0.1% | $6.65 | — | COM | 85208J109 |
| — | ROYCE GLOBAL VALUE TR INC | 235,856 | $1,653 | 0.1% | $7.27 | — | COM | 78081T104 |
| — | EATON VANCE RISK MNGD DIV EQ | 169,780 | $1,630 | 0.1% | $10.95 | — | COM | 27829G106 |
| — | WELLS FARGO ADV GLB DIV OPP | 267,135 | $1,579 | 0.1% | $6.31 | — | COM | 94987C103 |
| — | LMP CAP & INCOME FD INC | 126,902 | $1,543 | 0.1% | $12.16 | — | COM | 50208A102 |
| — | LATIN AMERN DISCOVERY FD INC | 195,019 | $1,535 | 0.1% | $13.22 | — | COM | 51828C106 |
| — | ABERDEEN GTR CHINA FD INC | 163,832 | $1,395 | 0.1% | $10.09 | — | COM | 003031101 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 99,600 | $1,386 | 0.1% | $14.54 | — | COM | 09253X102 |
| — | GABELLI GLOBL UTIL & INCOME | 79,809 | $1,285 | 0.1% | $18.55 | — | COM SH BEN INT | 36242L105 |
| — | TEMPLETON RUS AND EAST EUR F | 125,607 | $1,222 | 0.1% | $12.69 | — | COM | 88022F105 |
| — | ZWEIG TOTAL RETURN FD INC | 105,295 | $1,202 | 0.1% | $12.86 | — | COM NEW | 989837208 |
| — | NUVEEN S&P 500 DYN OVERWRITE | 94,559 | $1,195 | 0.1% | $13.77 | — | COM | 6706EW100 |
| — | ROYCE VALUE TR INC | 98,522 | $1,133 | 0.1% | $15.12 | — | COM | 780910105 |
| — | MADISON STRTG SECTOR PREM FD | 97,141 | $1,036 | 0.1% | $11.88 | — | COM | 558268108 |
| — | FIRST TR DIVIDEND INCOME FD | 117,032 | $915 | 0.1% | $8.51 | — | COM | 33731L100 |
| — | ADVENT CLAY CONV SEC INC FD | 168,666 | $911 | 0.1% | $6.14 | — | COM | 007639107 |
| — | ASIA TIGERS FD INC | 93,776 | $858 | 0.1% | $11.21 | — | COM | 04516T105 |
| — | COHEN & STEERS QUALITY RLTY | 75,200 | $850 | 0.1% | $12.19 | — | COM | 19247L106 |
| — | LIBERTY ALL-STAR GROWTH FD I | 149,348 | $678 | 0.0% | $5.21 | — | COM | 529900102 |
| — | CUSHING RENAISSANCE FD | 35,347 | $514 | 0.0% | $14.54 | — | COM | 231647108 |
| — | GABELLI GLB SML & MD CP VAL | 35,665 | $354 | 0.0% | $10.26 | — | COM | 36249W104 |
| — | NUVEEN BUILD AMER BD FD | 12,015 | $236 | 0.0% | $20.88 | — | COM | 67074C103 |
| — | SOURCE CAP INC | 2,056 | $139 | 0.0% | $72.44 | — | COM | 836144105 |
| — | MFS GOVT MKTS INCOME TR | 303 | $2 | 0.0% | $6.60 | — | SH BEN INT | 552939100 |