CIK: 0001436866 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value ($000): $1,755,859 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWJ | ISHARES INC | 3,364,778 | $187,452 | 10.7% | $50.66 | — | MSCI JPN ETF NEW | 46434G822 |
| AGG | ISHARES TR | 972,850 | $106,615 | 6.1% | $111.89 | — | CORE US AGGBD ET | 464287226 |
| EWA | ISHARES INC | 4,155,502 | $93,249 | 5.3% | $23.21 | — | MSCI AUST ETF | 464286103 |
| EWG | ISHARES INC | 2,498,376 | $81,022 | 4.6% | $29.31 | — | MSCI GERMANY ETF | 464286806 |
| IEF | ISHARES TR | 741,650 | $79,001 | 4.5% | $109.33 | — | BARCLAYS 7 10 YR | 464287440 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 8,374,759 | $75,373 | 4.3% | $8.09 | — | COM SH BEN INT N | 021060207 |
| EZU | ISHARES INC | 1,322,430 | $57,288 | 3.3% | $37.93 | — | MSCI EURZONE ETF | 464286608 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 4,250,161 | $53,340 | 3.0% | $9.04 | — | COM | 47109U104 |
| — | BLACKROCK ENHANCED GBL DIV T | 3,875,802 | $52,556 | 3.0% | $13.69 | — | COM | 092501105 |
| MBB | ISHARES TR | 484,125 | $51,850 | 3.0% | $106.57 | — | MBS ETF | 464288588 |
| — | BLACKROCK RES & COMM STRAT T | 5,803,079 | $51,589 | 2.9% | $10.25 | — | SHS | 09257A108 |
| EWQ | ISHARES INC | 1,592,374 | $49,204 | 2.8% | $27.79 | — | MSCI FRANCE ETF | 464286707 |
| — | SWISS HELVETIA FD INC | 2,834,596 | $36,194 | 2.1% | $12.18 | — | COM | 870875101 |
| — | WESTERN ASSET CLYM INFL OPP | 2,776,889 | $31,323 | 1.8% | $11.69 | — | COM | 95766R104 |
| — | BLACKROCK ENHANCED INTL DIV | 3,873,806 | $25,412 | 1.4% | $6.66 | — | COM BENE INTER | 092524107 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 2,600,842 | $22,653 | 1.3% | $7.11 | — | COM | 00306J109 |
| — | TEMPLETON EMERGING MKTS FD I | 1,312,820 | $21,650 | 1.2% | $14.79 | — | COM | 880191101 |
| — | MORGAN STANLEY ASIA PAC FD I | 1,220,561 | $21,042 | 1.2% | $15.66 | — | COM | 61744U106 |
| — | NEW GERMANY FD INC | 1,115,740 | $20,719 | 1.2% | $17.38 | — | COM | 644465106 |
| — | LIBERTY ALL STAR EQUITY FD | 3,261,756 | $19,668 | 1.1% | $5.40 | — | SH BEN INT | 530158104 |
| — | ADAMS DIVERSIFIED EQUITY FD | 1,291,474 | $19,643 | 1.1% | $12.99 | — | COM | 006212104 |
| — | MORGAN STANLEY CHINA A SH FD | 793,542 | $18,934 | 1.1% | $27.66 | — | COM | 617468103 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 972,347 | $18,883 | 1.1% | $16.50 | — | COM SHS | 33740D107 |
| — | WESTERN ASSET CLYM INFL SEC | 1,634,574 | $18,879 | 1.1% | $11.57 | — | COM SH BEN INT | 95766Q106 |
| VGK | VANGUARD INTL EQUITY INDEX F | 323,600 | $18,876 | 1.1% | $58.33 | — | FTSE EUROPE ETF | 922042874 |
| — | VOYA EMERGING MKTS HIGH DIVI | 1,960,004 | $18,600 | 1.1% | $8.90 | — | COM | 92912P108 |
| — | CBRE CLARION GLOBAL REAL EST | 2,311,657 | $18,262 | 1.0% | $8.11 | — | COM | 12504G100 |
| EWL | ISHARES INC | 506,051 | $17,727 | 1.0% | $30.50 | — | MSCI SZ CAP ETF | 464286749 |
| — | KOREA FD | 430,681 | $17,425 | 1.0% | $34.48 | — | COM NEW | 500634209 |
| — | ABERDEEN SINGAPORE FD INC | 1,408,949 | $16,400 | 0.9% | $11.04 | — | COM | 003244100 |
| — | ALPINE GLOBAL PREMIER PPTYS | 2,233,739 | $14,810 | 0.8% | $5.84 | — | COM SBI | 02083A103 |
| — | MACQUARIE GLBL INFRA TOTL RE | 556,090 | $14,608 | 0.8% | $19.62 | — | COM | 55608D101 |
| — | EUROPEAN EQUITY FUND | 1,428,350 | $13,826 | 0.8% | $7.36 | — | COM | 298768102 |
| — | TEMPLETON DRAGON FD INC | 660,519 | $13,739 | 0.8% | $25.08 | — | COM | 88018T101 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,136,800 | $12,687 | 0.7% | $11.22 | — | SH BEN INT | 18914E106 |
| — | GENERAL AMERN INVS INC | 351,600 | $12,665 | 0.7% | $32.92 | — | COM | 368802104 |
| — | EATON VANCE LTD DUR INCOME F | 897,774 | $12,596 | 0.7% | $13.30 | — | COM | 27828H105 |
| — | LAZARD GLB TTL RET&INCM FD I | 728,648 | $12,212 | 0.7% | $16.22 | — | COM | 52106W103 |
| — | MORGAN STANLEY TRUSTS | 629,105 | $11,513 | 0.7% | $17.21 | — | INCOME SECS INC | 61745P874 |
| — | MORGAN STANLEY EMER MKTS FD | 657,646 | $11,430 | 0.7% | $14.33 | — | COM | 61744G107 |
| — | ABERDEEN LATIN AMER EQTY FD | 404,910 | $11,078 | 0.6% | $29.27 | — | COM | 00306K106 |
| SPY | SPDR S&P 500 ETF TR | 41,600 | $10,451 | 0.6% | $240.46 | — | TR UNIT | 78462F103 |
| — | MFS CHARTER INCOME TR | 1,160,770 | $10,064 | 0.6% | $8.41 | — | SH BEN INT | 552727109 |
| — | BLACKROCK INCOME TR INC | 1,575,856 | $9,896 | 0.6% | $6.53 | — | COM | 09247F100 |
| — | MFS INTER INCOME TR | 2,301,021 | $9,848 | 0.6% | $4.49 | — | SH BEN INT | 55273C107 |
| — | EATON VANCE MUN BD FD | 768,463 | $9,744 | 0.6% | $12.63 | — | COM | 27827X101 |
| — | BLACKROCK ENH CAP & INC FD I | 611,800 | $9,544 | 0.5% | $14.20 | — | COM | 09256A109 |
| — | DUFF & PHELPS UTIL CORP BD T | 995,868 | $9,202 | 0.5% | $9.54 | — | COM | 26432K108 |
| XXCHNXX | CHINA FD INC | 445,120 | $9,058 | 0.5% | $19.28 | — | COM | 169373107 |
| — | ABERDEEN ISRAEL FUND INC | 430,016 | $8,815 | 0.5% | $14.93 | — | COM | 00301L109 |
| XEGFX | BLACKROCK ENHANCED GOVT FD I | 644,704 | $8,794 | 0.5% | $14.07 | — | COM | 09255K108 |
| — | TRI CONTL CORP | 333,937 | $8,532 | 0.5% | $18.41 | — | COM | 895436103 |
| — | MFS MULTIMARKET INCOME TR | 1,331,603 | $8,309 | 0.5% | $6.11 | — | SH BEN INT | 552737108 |
| — | THE CENTRAL AND EASTERN EU I | 323,126 | $7,988 | 0.5% | $27.84 | — | COM | 153436100 |
| — | FIRST TRUST MORTGAGE INCM FD | 518,668 | $7,396 | 0.4% | $15.50 | — | COM SHS | 33734E103 |
| — | HANCOCK JOHN INCOME SECS TR | 496,949 | $7,370 | 0.4% | $13.98 | — | COM | 410123103 |
| — | THAI FD INC | 753,637 | $7,340 | 0.4% | $20.53 | — | COM | 882904105 |
| — | NUVEEN AMT FREE QLTY MUN INC | 527,558 | $7,307 | 0.4% | $14.60 | — | COM | 670657105 |
| — | ABERDEEN AUSTRALIA EQTY FD I | 1,174,150 | $7,268 | 0.4% | $5.50 | — | COM | 003011103 |
| — | TAIWAN FD INC | 338,740 | $6,971 | 0.4% | $16.02 | — | COM | 874036106 |
| — | LEGG MASON BW GLB INC OPP FD | 490,739 | $6,596 | 0.4% | $17.17 | — | COM | 52469B100 |
| — | SPROTT FOCUS TR INC | 834,931 | $6,454 | 0.4% | $7.00 | — | COM | 85208J109 |
| — | CENTRAL SECS CORP | 244,001 | $6,307 | 0.4% | $21.69 | — | COM | 155123102 |
| — | WESTERN ASSET EMRG MKT DEBT | 387,680 | $6,102 | 0.3% | $14.71 | — | COM | 95766A101 |
| — | BLACKROCK ENHANCED EQT DIV T | 666,861 | $6,048 | 0.3% | $8.15 | — | COM | 09251A104 |
| — | NUVEEN QUALITY MUNCP INCOME | 415,424 | $5,895 | 0.3% | $15.07 | — | COM | 67066V101 |
| — | WELLS FARGO GLOBAL DIVIDEND | 879,677 | $5,516 | 0.3% | $5.95 | — | COM | 94987C103 |
| — | NUVEEN MULTI MKT INCOME FD | 719,989 | $5,466 | 0.3% | $7.38 | — | COM | 67075J107 |
| — | ASIA PAC FD INC | 372,181 | $5,166 | 0.3% | $10.28 | — | COM | 044901106 |
| — | WESTERN ASSET GLOBAL CP DEFI | 252,021 | $4,594 | 0.3% | $17.99 | — | COM | 95790C107 |
| — | FRANKLIN LTD DURATION INC TR | 369,543 | $4,438 | 0.3% | $11.37 | — | COM | 35472T101 |
| — | TEMPLETON GLOBAL INCOME FD | 616,391 | $4,154 | 0.2% | $6.41 | — | COM | 880198106 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 238,543 | $3,977 | 0.2% | $15.77 | — | COM | 33731K102 |
| — | ABERDEEN EMERGING MKTS SMALL | 281,350 | $3,930 | 0.2% | $11.95 | — | COM | 00301T102 |
| — | MEXICO EQUITY & INCOME FD | 329,326 | $3,817 | 0.2% | $14.47 | — | COM | 592834105 |
| — | ABERDEEN CHILE FD INC | 448,622 | $3,764 | 0.2% | $6.49 | — | COM | 00301W105 |
| — | ROYCE VALUE TR INC | 203,817 | $3,218 | 0.2% | $13.48 | — | COM | 780910105 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 307,982 | $2,760 | 0.2% | $8.52 | — | SHS | 25160E102 |
| — | ROYCE GLOBAL VALUE TR INC | 254,976 | $2,639 | 0.2% | $7.32 | — | COM | 78081T104 |
| — | NUVEEN DOW 30 DYN OVERWRITE | 146,758 | $2,489 | 0.1% | $14.61 | — | SHS | 67075F105 |
| — | LATIN AMERN DISCOVERY FD INC | 185,453 | $2,240 | 0.1% | $12.99 | — | COM | 51828C106 |
| — | ABERDEEN INDONESIA FD INC | 287,041 | $2,227 | 0.1% | $10.85 | — | COM | 00305P106 |
| — | ASIA TIGERS FD INC | 179,063 | $2,219 | 0.1% | $10.22 | — | COM | 04516T105 |
| — | VOYA ASIA PAC DIVID EQUITY I | 197,159 | $2,112 | 0.1% | $9.25 | — | COM | 92912J102 |
| — | NEUBERGER BERMAN RE ES SEC F | 371,671 | $2,085 | 0.1% | $4.54 | — | COM | 64190A103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 390,085 | $2,013 | 0.1% | $5.41 | — | COM | 003009107 |
| — | ABERDEEN GTR CHINA FD INC | 166,496 | $1,953 | 0.1% | $9.71 | — | COM | 003031101 |
| — | NEW IRELAND FUND INC | 139,404 | $1,913 | 0.1% | $11.77 | — | COM | 645673104 |
| — | MEXICO FD INC | 110,951 | $1,906 | 0.1% | $17.18 | — | COM | 592835102 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 177,476 | $1,883 | 0.1% | $9.95 | — | COM NEW | 02082E205 |
| — | GABELLI GLOBL UTIL & INCOME | 84,729 | $1,740 | 0.1% | $18.54 | — | COM SH BEN INT | 36242L105 |
| — | ADAM NAT RES FD INC | 87,261 | $1,715 | 0.1% | $21.64 | — | COM | 00548F105 |
| — | TEMPLETON EMERG MKTS INCOME | 143,100 | $1,656 | 0.1% | $11.57 | — | COM | 880192109 |
| EWU | ISHARES TR | 46,245 | $1,612 | 0.1% | $33.31 | — | MSCI UK ETF NEW | 46435G334 |
| — | DELAWARE ENHANCED GBL DIV & | 133,101 | $1,579 | 0.1% | $10.77 | — | COM | 246060107 |
| — | ROYCE MICRO-CAP TR INC | 154,801 | $1,452 | 0.1% | $7.84 | — | COM | 780915104 |
| — | HANCOCK JOHN INVS TR | 63,427 | $1,151 | 0.1% | $16.62 | — | COM | 410142103 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 68,300 | $968 | 0.1% | $13.79 | — | COM | 09253X102 |
| — | MFS GOVT MKTS INCOME TR | 177,051 | $875 | 0.0% | $5.01 | — | SH BEN INT | 552939100 |
| — | NUVEEN SELECT TAX FREE INCM | 56,100 | $788 | 0.0% | $13.57 | — | SH BEN INT | 67063C106 |
| — | WESTERN ASSET PREMIER BD FD | 54,087 | $748 | 0.0% | $13.23 | — | SHS BEN INT | 957664105 |
| — | GABELLI GLB SML & MD CP VAL | 29,077 | $384 | 0.0% | $10.27 | — | COM | 36249W104 |
| — | ADVENT CLAY CONV SEC INC FD | 56,700 | $354 | 0.0% | $6.14 | — | COM | 007639107 |
| — | DEUTSCHE STRATEGIC INCOME TR | 22,820 | $284 | 0.0% | $11.88 | — | SHS | 25160F109 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 20,879 | $272 | 0.0% | $12.24 | — | COM | 92837G100 |
| — | VOYA GLBL ADV & PREM OPP FD | 22,800 | $262 | 0.0% | $10.88 | — | COM | 92912R104 |
| XLI | SELECT SECTOR SPDR TR | 3,500 | $248 | 0.0% | $70.86 | — | SBI INT-INDS | 81369Y704 |